DFX Intelligence
RIA Intelligence
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Registered advisor
C•••• D••••• P••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as C•••• D P••••••
At current firm
15 y
since Jun 28, 2011
In the industry
43 y
since Nov 24, 1982 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•• F•••••••• G••••• L•• independent RIA currentsince Jun 28, 2011 · Littleton, Co
- M•• F•••••••• G••••• I••• unclassifiedJan 1, 1999 to Dec 1, 2011 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• G••••• I••• to C•• F•••••••• G••••• L••left Dec 1, 2011, registered Jun 28, 2011 (-156 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address