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Registered advisor
W•••••• M• M•••••• B••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as W•••••• M•••••• (Jr) B••••
At current firm
0 y
since Apr 29, 2026
In the industry
45 y
since Aug 14, 1981 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Apr 29, 2026 · New Hope, Pa
- U•• F•••••••• S••••••• I••• wirehouseSep 26, 2012 to May 11, 2026 · Mt. Laurel, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 23, 2006 to Sep 27, 2012 · Mount Laurel, Nj
- M••••• S•••••• D• I••• unclassifiedMay 25, 2004 to Nov 8, 2005 · Mount Laurel, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•• C•••••• M••••••• L••left May 11, 2026, registered Apr 29, 2026 (-12 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Sep 27, 2012, registered Sep 26, 2012 (-1 days) · Wirehouse to wirehouse
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 8, 2005, registered Mar 23, 2006 (135 days) · Other
Signals
- W•••••• M• M•••••• B•••• left U•• F•••••••• S••••••• I••• for R•• C•••••• M••••••• L•• (registered 2026-04-29)May 11, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address