RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• •••• M••••••••
- U•••••• I••••••••• M••••••••• L••••• independent RIA currentsince Oct 14, 2025 · Skokie, Il
- C•• W••••• M••••••••• L•• independent RIANov 15, 2016 to Jan 22, 2024 · Sausalito, Ca
- O•••• F•• I••• formerMar 3, 2003 to Nov 21, 2016 · Sausalito, Ca
- U•• F•••••••• S••••••• I••• wirehouseSep 19, 2002 to Mar 10, 2003 · Wellesley, Ma
- C•• W••••• M••••••••• L•• to U•••••• I••••••••• M••••••••• L•••••left Jan 22, 2024, registered Oct 14, 2025 (631 days) · RIA to RIA
- O•••• F•• I••• to C•• W••••• M••••••••• L••left Nov 21, 2016, registered Nov 15, 2016 (-6 days) · Other
- U•• F•••••••• S••••••• I••• to O•••• F•• I•••left Mar 10, 2003, registered Mar 3, 2003 (-7 days) · Other
- M•••••• •••• M•••••••• left C•• W••••• M••••••••• L•• for U•••••• I••••••••• M••••••••• L••••• (registered 2025-10-14)Jan 22, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address