RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• G••••• O••
- O••••••••• • C•• I••• BD affiliated currentsince Jun 7, 2016 · Pittsburgh, Pa
- R•• C•••••• M••••••• L•• national BDMay 18, 2009 to Jul 31, 2014 · Sewickley, Pa
- A•••••• L•••••••• I••••••••• A•••••••• I••• unclassifiedApr 9, 2003 to May 21, 2009 · Pittsburgh, Pa
- A••••••• L•••••••• • C•••••• I••••••••• unclassifiedApr 9, 2003 to Nov 29, 2006 · Pittsburgh, Pa
- R•• C•••••• M••••••• L•• to O••••••••• • C•• I•••left Jul 31, 2014, registered Jun 7, 2016 (677 days) · Other
- A•••••• L•••••••• I••••••••• A•••••••• I••• to R•• C•••••• M••••••• L••left May 21, 2009, registered May 18, 2009 (-3 days) · Other
- A••••••• L•••••••• • C•••••• I••••••••• to A•••••• L•••••••• I••••••••• A•••••••• I•••left Nov 29, 2006, registered Apr 9, 2003 (-1330 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address