DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• G•••••• O••••••••

J••• G• O••••••••formerIrvine, CaIA-onlyIAPD 867729

Feed of 09/14/2026

Also filed as J••• G•••••• Oconnell

At current firm

0 y

since Jan 1, 2026

In the industry

45 y

since Apr 22, 1981 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• G• O•••••••• former current
since Jan 1, 2026 · Irvine, Ca
A•••• C•••••• independent RIA
Jan 4, 2022 to Sep 23, 2022 · Irvine, Ca
B• R•••• W••••• A•••••••• I••• BD affiliated
Sep 14, 2020 to Jan 25, 2022 · Irvine, Ca
F••• former
May 9, 2007 to Sep 24, 2020 · New York, Ny
R•••••• J•••• F•••••••• S•••••••• I••• unclassified
Sep 18, 2002 to May 10, 2007 · Arlington, Va

Moves

a registration end followed by a registration begin elsewhere

A•••• C•••••• to J••• G• O••••••••
left Sep 23, 2022, registered Jan 1, 2026 (1196 days) · RIA to RIA
B• R•••• W••••• A•••••••• I••• to A•••• C••••••
left Jan 25, 2022, registered Jan 4, 2022 (-21 days) · Affiliated broker-dealer or bank to independent RIA
F••• to B• R•••• W••••• A•••••••• I•••
left Sep 24, 2020, registered Sep 14, 2020 (-10 days) · Other
R•••••• J•••• F•••••••• S•••••••• I••• to F•••
left May 10, 2007, registered May 9, 2007 (-1 days) · Other

Signals

J••• G•••••• O•••••••• left A•••• C•••••• for J••• G• O•••••••• (registered 2026-01-01)
Sep 23, 2022 · Advisor changed firm · fact
J••• G•••••• O•••••••• left B• R•••• W••••• A•••••••• I••• for A•••• C•••••• (registered 2022-01-04)
Jan 25, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Former SEC-registered adviserderived
Years in industry: 45derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address