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Registered advisor
S••••• K•••••• S•••••
Feed of 09/14/2026
At current firm
12 y
since Jun 16, 2014
In the industry
37 y
since May 9, 1989 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• S••••••••• L•• state registered currentsince Jun 16, 2014 · Gilbert, Az
- N•••••• C•••• A•••• M••••••••• formerApr 1, 2011 to May 28, 2014 · New York, Ny
- P•••••• C••••••••• G••••• I••• unclassifiedMay 22, 2007 to Dec 31, 2008 · Mesa, Az
- O•••• F•• I••• formerFeb 15, 1995 to May 23, 2007 · Carlsbad, Nm
Moves
a registration end followed by a registration begin elsewhere
- N•••••• C•••• A•••• M••••••••• to S••••• W••••• S••••••••• L••left May 28, 2014, registered Jun 16, 2014 (19 days) · Other
- P•••••• C••••••••• G••••• I••• to N•••••• C•••• A•••• M•••••••••left Dec 31, 2008, registered Apr 1, 2011 (821 days) · Other
- O•••• F•• I••• to P•••••• C••••••••• G••••• I•••left May 23, 2007, registered May 22, 2007 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address