RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• K•••• A••••••
- V•• C•••••• W••••• M••••••••• L•• independent RIA currentsince Jun 22, 2026 · Chadds Ford, Pa
- A•••••• W••••• M••••••••• state registered currentsince Aug 26, 2015 · Chadds Ford, Pa
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJul 2, 2014 to May 22, 2015 · West Chester, Pa
- P••••••• F•••••••• S•••••••• I••• BD affiliatedNov 7, 2012 to Jun 6, 2014 · Dallas, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDMay 14, 2010 to Nov 8, 2012 · Wilmington, De
- C••••• W••••• M••••••••• independent RIANov 17, 2003 to Jan 16, 2007 · Chadds Ford, Pa
- A•••••• W••••• M••••••••• unclassifiedMar 21, 1996 to Dec 31, 2010 · Chadds Ford, Pa
- C•••••••• I••••••••• R••••••• A•••••••• I••• to A•••••• W••••• M•••••••••left May 22, 2015, registered Aug 26, 2015 (96 days) · Other
- P••••••• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 6, 2014, registered Jul 2, 2014 (26 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to P••••••• F•••••••• S•••••••• I•••left Nov 8, 2012, registered Nov 7, 2012 (-1 days) · Other
- A•••••• W••••• M••••••••• to C••••• W••••• M•••••••••left Dec 31, 2010, registered Nov 17, 2003 (-2601 days) · Other
- C••••• W••••• M••••••••• to A••••••••• F•••••••• S•••••••• L••left Jan 16, 2007, registered May 14, 2010 (1214 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address