RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisors registered through RBC Securities, Inc.
Every person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations. Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Rafael Lamar Scroggins dual registrant | RBC Securities, Inc. BD affiliated | Oakland, Ca | Feb 12, 2020 | 19 y | 3 | 1 |
| Talin Shadmany dual registrant | RBC Securities, Inc. BD affiliated | Glendale, Ca | Sep 15, 2025 | 13 y | 4 | 1 |
| Marjan Shokri dual registrant | RBC Securities, Inc. BD affiliated | Beverly Hills, Ca | Feb 25, 2014 | 25 y | 1 | 1 |
| B•••• S• S••• dual registrant | R•• S••••••••• I••• BD affiliated | Culver City, Ca | Sep 12, 2025 | 14 y | 2 | 1 |
| J•••• H•• S•••• dual registrant | R•• S••••••••• I••• BD affiliated | Irvine, Ca | Jun 16, 2026 | 22 y | 0 | 1 |
| B•••• A••••• S••• dual registrant | R•• S••••••••• I••• BD affiliated | Solana Beach, Ca | Jun 29, 2026 | 12 y | 3 | 1 |
| K•••••• M•••• S•••••••• F•••••• Certified Financial Planner · dual registrant | R•• S••••••••• I••• BD affiliated | Walnut Creek, Ca | Aug 28, 2014 | 25 y | 0 | 1 |
| M•••••• S•••••• dual registrant | R•• S••••••••• I••• BD affiliated | Los Angeles, Ca | Nov 7, 2016 | 13 y | 1 | 1 |
| N••• S••••••• dual registrant | R•• S••••••••• I••• BD affiliated | Los Angeles, Ca | Jul 1, 2025 | 10 y | 2 | 1 |
| D•••• M•••••• T•••••• dual registrant | R•• S••••••••• I••• BD affiliated | Torrance, Ca | Mar 23, 2017 | 30 y | 4 | 2 |
| K•••••• G••••• T••••••• | R•• S••••••••• I••• BD affiliated | Los Angeles, Ca | Sep 18, 2026 | 40 y | 3 | 2 |
| V•••••• T••••• Certified Financial Planner · dual registrant | R•• S••••••••• I••• BD affiliated | Los Angeles, Ca | Apr 15, 2010 | 32 y | 2 | 3 |
| B•••• A•••••• V••••••••• dual registrant | R•• S••••••••• I••• BD affiliated | Culver City, Ca | Aug 7, 2025 | 10 y | 1 | 1 |
| A•••••• V•••••• dual registrant | R•• S••••••••• I••• BD affiliated | Jersey City, Nj | Apr 19, 2024 | 10 y | 3 | 1 |
| A••••• J•••• W•••••• dual registrant | R•• S••••••••• I••• BD affiliated | Concord, Ca | Dec 17, 2014 | 13 y | 1 | 1 |
| J•••• G••••• W•••• | R•• S••••••••• I••• BD affiliated | Los Angeles, Ca | Mar 28, 2025 | 19 y | 5 | 2 |
| C••••••••• M•••• W•••••• dual registrant | R•• S••••••••• I••• BD affiliated | Monrovia, Ca | Feb 22, 2023 | 13 y | 1 | 1 |
| L••• W•••• dual registrant | R•• S••••••••• I••• BD affiliated | Los Angeles, Ca | Sep 3, 2021 | 12 y | 0 | 2 |
| Z••••••• X• Certified Financial Planner, Chartered Financial Analyst · dual registrant | R•• S••••••••• I••• BD affiliated | Los Angeles, Ca | Aug 28, 2026 | 10 y | 5 | 1 |
| A••••• Y•••• dual registrant | R•• S••••••••• I••• BD affiliated | Solana Beach, Ca | Mar 4, 2022 | 25 y | 2 | 1 |
| C••••••••• Y•••••• dual registrant | R•• S••••••••• I••• BD affiliated | New York, Ny | Apr 14, 2026 | 12 y | 0 | 1 |
| V•••••• Z•••••• dual registrant | R•• S••••••••• I••• BD affiliated | New York, Ny | Nov 6, 2015 | 15 y | 1 | 2 |
| R••• Z••••••• dual registrant | R•• S••••••••• I••• BD affiliated | Los Angeles, Ca | Mar 7, 2023 | 10 y | 1 | 1 |
The rest of the advisor and firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.