DFX Intelligence
Advisors
Advisors registered through SpcAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
478 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Richard Rex Liess dual registrant | Spc BD affiliated | Phoenix, Az | Jan 12, 2011 | 18 y | 1 | 3 |
| Jay Alexander Lizanich dual registrant | Spc BD affiliated | Ann Arbor, Mi | Apr 24, 2020 | 11 y | 2 | 2 |
| Katherine Rae Lobe Certified Financial Planner · dual registrant | Spc BD affiliated | Duluth, Ga | Apr 7, 2014 | 17 y | 0 | 1 |
| P••••• S•••••• L••••••• dual registrant | S•• BD affiliated | Des Moines, Ia | Jun 1, 2012 | 17 y | 0 | 1 |
| R••••• B• L•••• dual registrant | S•• BD affiliated | Plymouth Meeting, Pa | Aug 17, 2016 | 39 y | 3 | 1 |
| G•••••• G••••• L•••••• dual registrant | S•• BD affiliated | Temple, Tx | Nov 3, 2014 | 15 y | 1 | 1 |
| S••••• E••••• L••• dual registrant | S•• BD affiliated | Terre Haute, In | Oct 26, 2005 | 42 y | 0 | 2 |
| R•••••• J•••• L•••••• Chartered Financial Consultant · dual registrant | S•• BD affiliated | Greensburg, Pa | Oct 29, 2018 | 35 y | 2 | 1 |
| A••• C••••• L••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Jan 1, 2025 | 37 y | 0 | 1 |
| J••••• P••• L••••• Certified Financial Planner · dual registrant | S•• BD affiliated | Ann Arbor, Mi | Jul 23, 2015 | 45 y | 0 | 1 |
| B••••• A•••• L••••••• Certified Financial Planner · dual registrant | S•• BD affiliated | Ann Arbor, Mi | Apr 13, 2010 | 23 y | 1 | 1 |
| S•••• J•• M••••••••• Certified Financial Planner · dual registrant | S•• BD affiliated | Pembroke, Me | May 3, 2005 | 22 y | 0 | 3 |
| D••••• S••••• M•••••• Certified Financial Planner · dual registrant | S•• BD affiliated | Livonia, Mi | Jun 27, 2017 | 31 y | 1 | 2 |
| B••• J• M••• dual registrant | S•• BD affiliated | Bryan, Oh | Jan 2, 2014 | 28 y | 0 | 1 |
| M••• J••• M•• Certified Financial Planner · dual registrant | S•• BD affiliated | Laguna Hills, Ca | Jan 6, 2025 | 30 y | 1 | 1 |
| R••••• A•••• M•••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Dec 7, 2009 | 59 y | 0 | 1 |
| D••••• E••••• M•••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Nov 2, 2010 | 32 y | 1 | 2 |
| R•••••• D•••• M••••• Certified Financial Planner · dual registrant | S•• BD affiliated | Ann Arbor, Mi | May 9, 2023 | 13 y | 3 | 1 |
| C••••••••• W•••••• M••••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Aug 10, 2026 | 12 y | 1 | 1 |
| J••••• M••••••• dual registrant | S•• BD affiliated | Miami, Fl | Jan 23, 2026 | 26 y | 1 | 1 |
| W•••• K•• M•••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Nov 23, 2009 | 22 y | 0 | 2 |
| W•••••• L••••• M••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Nov 2, 2017 | 31 y | 2 | 1 |
| M•• H•••• M••••• Certified Financial Planner · dual registrant | S•• BD affiliated | Orange, Ca | Apr 17, 2020 | 10 y | 0 | 1 |
| D•••• M••• M••••• dual registrant | S•• BD affiliated | Orange, Ca | Feb 6, 2004 | 28 y | 0 | 2 |
| A•••••• J••••• M••••• Chartered Financial Consultant · dual registrant | S•• BD affiliated | Ann Arbor, Mi | May 2, 2011 | 38 y | 1 | 1 |
| S•••••• T••••• M••••• Chartered Financial Consultant · dual registrant | S•• BD affiliated | Troy, Mi | May 2, 2011 | 33 y | 1 | 1 |
| J••• A•••••••• M•••••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Nov 10, 2009 | 27 y | 0 | 1 |
| J••••• D•••••• M•••••••• dual registrant | S•• BD affiliated | Loveland, Oh | Jan 18, 2013 | 24 y | 3 | 2 |
| T•••••• J••• M•••••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Jan 1, 2025 | 25 y | 3 | 1 |
| M•••••• J••••• M••••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Jan 29, 2010 | 29 y | 0 | 1 |
| K••• R••••• M••••••• Certified Financial Planner, Chartered Financial Consultant · dual registrant | S•• BD affiliated | Quincy, Il | Feb 1, 2018 | 40 y | 2 | 1 |
| C••••••••• C••••••• M•••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Jan 2, 2026 | 13 y | 0 | 1 |
| S•••••• L•••••• M•••• dual registrant | S•• BD affiliated | Kentwood, Mi | Nov 20, 2009 | 36 y | 0 | 1 |
| W•••••• S•••••• M•••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Jan 31, 2020 | 23 y | 2 | 1 |
| K•••• B•••••• M•••••• dual registrant | S•• BD affiliated | Victoria, Tx | Jan 31, 2020 | 30 y | 1 | 1 |
| M••• W•••••• M•••••• Chartered Financial Consultant · dual registrant | S•• BD affiliated | Ann Arbor, Mi | Sep 1, 2010 | 26 y | 2 | 1 |
| C••••••• M••••••• M••••• dual registrant | S•• BD affiliated | Fishers, In | Jun 4, 2026 | 13 y | 0 | 1 |
| C•••••• B•••• M••••••• Certified Financial Planner · dual registrant | S•• BD affiliated | Farmington Hills, Mi | Jan 1, 2025 | 42 y | 0 | 1 |
| E••• J•••• M•••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Apr 20, 2021 | 13 y | 1 | 1 |
| J••••• D•••••• M••• dual registrant | S•• BD affiliated | Lansing, Mi | Feb 13, 2018 | 12 y | 0 | 2 |
| R•••••• M•••• M••••••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Jan 1, 2025 | 24 y | 2 | 1 |
| T••••• O••• M•••• dual registrant | S•• BD affiliated | Aurora, Co | Jan 1, 2025 | 21 y | 3 | 1 |
| K•••• A••••• M••••• dual registrant | S•• BD affiliated | San Antonio, Tx | Jan 25, 2023 | 14 y | 0 | 1 |
| C••• R••••• M••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Sep 6, 2016 | 37 y | 0 | 1 |
| B•••• L• M••• Certified Financial Planner · dual registrant | S•• BD affiliated | Holiday, Fl | May 1, 2017 | 28 y | 5 | 1 |
| P••• H••• M•• Certified Financial Planner · dual registrant | S•• BD affiliated | Ann Arbor, Mi | Sep 19, 2011 | 42 y | 1 | 1 |
| G•••••• M•••••• dual registrant | S•• BD affiliated | Florence, Ky | Mar 10, 2015 | 14 y | 0 | 2 |
| R••••• B••••• M•••••• dual registrant | S•• BD affiliated | Florence, Ky | Nov 16, 2010 | 36 y | 1 | 3 |
| J••• A••••• M••••• dual registrant | S•• BD affiliated | Plainfield, In | Jan 11, 2022 | 37 y | 0 | 2 |
| C••••• L•• N••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Feb 5, 2019 | 36 y | 0 | 2 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.