DFX Intelligence
Advisors
Advisors registered through SpcAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
478 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Gary Duane Richmond dual registrant | Spc BD affiliated | Ann Arbor, Mi | Dec 12, 2019 | 30 y | 1 | 1 |
| Michelle Marie Richmond dual registrant | Spc BD affiliated | Ann Arbor, Mi | Dec 13, 2019 | 19 y | 1 | 1 |
| Michael Joel Robertson Certified Financial Planner · dual registrant | Spc BD affiliated | Tucker, Ga | Jan 15, 2004 | 30 y | 0 | 1 |
| G••• L•• R•••• Certified Financial Planner · dual registrant | S•• BD affiliated | Cincinnati, Oh | Apr 30, 2010 | 24 y | 2 | 2 |
| S•••• W•••••• R•••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Mar 17, 2021 | 29 y | 0 | 1 |
| J•••• J• R•••••• dual registrant | S•• BD affiliated | Mt. Prospect, Il | Aug 4, 2010 | 25 y | 2 | 2 |
| T•••••• R••••• R••••• Certified Financial Planner · dual registrant | S•• BD affiliated | Ann Arbor, Mi | Jun 7, 2011 | 39 y | 0 | 1 |
| L••• L•••• R••••••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Aug 19, 2025 | 16 y | 3 | 1 |
| M•••••• T•••••• R•••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Jan 9, 2012 | 17 y | 0 | 1 |
| J••••••• P••• R•••••• Chartered Financial Consultant · dual registrant | S•• BD affiliated | Ann Arbor, Mi | Nov 21, 2020 | 11 y | 0 | 2 |
| R••••• D•••• R••••• dual registrant | S•• BD affiliated | Coldwater, Mi | May 21, 2020 | 27 y | 2 | 2 |
| M••• R••••• R••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Oct 13, 2025 | 13 y | 4 | 2 |
| A••••• R•••• R••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Jul 20, 2018 | 22 y | 1 | 1 |
| W•••••• S•••• R••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Apr 16, 2010 | 41 y | 0 | 1 |
| B•••••• D•••• R••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Nov 4, 2002 | 29 y | 0 | 3 |
| W••••• J••• S•••• dual registrant | S•• BD affiliated | Rancho Cucamonga, Ca | Aug 17, 2021 | 21 y | 0 | 1 |
| E••• B•••••••• S••••• dual registrant | S•• BD affiliated | Costa Mesa, Ca | Jan 9, 2014 | 31 y | 1 | 1 |
| R••••• L••• S•••••• Personal Financial Specialist · dual registrant | S•• BD affiliated | Sunrise, Fl | May 1, 2006 | 39 y | 0 | 1 |
| P••••• J••• S••••• Certified Financial Planner · dual registrant | S•• BD affiliated | New Baltimore, Mi | Jan 27, 2010 | 45 y | 0 | 1 |
| D•••• M• S••••••••• dual registrant | S•• BD affiliated | Simpsonville, Sc | Aug 28, 2020 | 33 y | 4 | 1 |
| T••••• R•• S••••• dual registrant | S•• BD affiliated | Gainesville, Tx | Jan 2, 2015 | 24 y | 2 | 1 |
| C•••• M•••••• S••••••• dual registrant | S•• BD affiliated | Farmington Hills, Mi | Oct 25, 2010 | 30 y | 0 | 1 |
| T•••••• W•••• S••••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | May 18, 2010 | 29 y | 0 | 1 |
| J•••••• S•••••• S••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Mar 18, 2011 | 26 y | 1 | 1 |
| J••• T••••• S••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | May 9, 2016 | 31 y | 1 | 1 |
| P••• E••••• S•••••• dual registrant | S•• BD affiliated | Hamilton, Oh | Jan 26, 2009 | 33 y | 0 | 1 |
| K•••••• D•••• S••• dual registrant | S•• BD affiliated | Troy, Mi | Oct 20, 2010 | 28 y | 0 | 1 |
| K•••• J••• S••••• Chartered Financial Consultant · dual registrant | S•• BD affiliated | Ann Arbor, Mi | Jan 1, 2025 | 25 y | 1 | 1 |
| R••••• S••••• S••••••• dual registrant | S•• BD affiliated | West Bloomfield, Mi | Jan 16, 2024 | 43 y | 0 | 1 |
| W••••• P••• S•••••••• dual registrant | S•• BD affiliated | Rio Grande, Nj | Sep 20, 2023 | 40 y | 1 | 1 |
| M•••• E•••••••• S•••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Nov 20, 2009 | 18 y | 0 | 1 |
| P•••••• A•••• S•••• | S•• BD affiliated | Ann Arbor, Mi | Sep 10, 2013 | 29 y | 2 | 2 |
| C•••• S••••••••• dual registrant | S•• BD affiliated | Cedar Knolls, Nj | Jan 27, 2025 | 19 y | 1 | 1 |
| D•••• A••••• S•••••• dual registrant | S•• BD affiliated | Peoria, Az | Dec 19, 2014 | 42 y | 0 | 1 |
| W•••••• G• S••••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Jan 3, 2023 | 11 y | 2 | 1 |
| L••••• R••••••• S•••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Feb 21, 2020 | 10 y | 0 | 1 |
| B•••• A••• S•••• dual registrant | S•• BD affiliated | Jackson, Mi | Apr 6, 2016 | 25 y | 0 | 2 |
| M•••••• J••• S•••••• Certified Financial Planner · dual registrant | S•• BD affiliated | Toms River, Nj | Mar 25, 2008 | 39 y | 1 | 1 |
| B••••• J•••• S•••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Mar 2, 2023 | 10 y | 0 | 1 |
| T••• A••••• S•••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Apr 1, 2025 | 16 y | 0 | 1 |
| K••• J••••• S••••• Certified Financial Planner · dual registrant | S•• BD affiliated | Northfield Center, Oh | Nov 10, 2016 | 34 y | 2 | 3 |
| B••••••• G•••••• S•••• Certified Financial Planner · dual registrant | S•• BD affiliated | Seymour, In | Mar 26, 2012 | 14 y | 0 | 2 |
| J••• D• S••••• dual registrant | S•• BD affiliated | Flint, Mi | Nov 3, 2017 | 25 y | 1 | 1 |
| K••• A••••• S•••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Jun 11, 2015 | 12 y | 0 | 1 |
| M••• R•••• S••••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Nov 8, 2012 | 16 y | 0 | 1 |
| D•••• A•••••• S•••••• Certified Financial Planner · dual registrant | S•• BD affiliated | Costa Mesa, Ca | Oct 31, 2017 | 39 y | 2 | 1 |
| S••••• J••• S•••••••• dual registrant | S•• BD affiliated | Plainfield, In | Jan 7, 2022 | 21 y | 0 | 1 |
| P•••• G••••• S•••••• dual registrant | S•• BD affiliated | Tamarac, Fl | Jul 23, 2012 | 30 y | 3 | 2 |
| D••••• S•••••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Aug 15, 2019 | 24 y | 1 | 1 |
| K•••••• M••••••• S•••• dual registrant | S•• BD affiliated | Ann Arbor, Mi | Nov 3, 2017 | 42 y | 1 | 1 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.