DFX Intelligence
RIA Intelligence
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Feed of 09/14/2026
Also filed as R. D•••• R•••••
At current firm
6 y
since May 21, 2020
In the industry
27 y
since Mar 10, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince May 21, 2020 · Coldwater, Mi
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMar 19, 2014 to Apr 24, 2017 · Coldwater, Mi
- S•• BD affiliatedFeb 12, 2010 to Mar 14, 2014 · Ann Arbor, Mi
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S••left Apr 24, 2017, registered May 21, 2020 (1123 days) · Other
- S•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 14, 2014, registered Mar 19, 2014 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address