P•••• G••••• S••••••

• S•• BD affiliated current
  since Jul 23, 2012 · Ann Arbor, Mi
• W••••••• F•••••••• S•••••••• I••• former
  Jan 6, 2006 to Jun 27, 2012 · Tamarac, Fl
• E••••• J•••• national BD
  Sep 28, 2004 to Dec 7, 2005 · Weston, Fl
• W•••••• I••••••••• S•••••••• I••• unclassified
  Oct 9, 2002 to Oct 14, 2003 · Bristol, Ct

• W••••••• F•••••••• S•••••••• I••• to S••
  left Jun 27, 2012, registered Jul 23, 2012 (26 days) · Other
• E••••• J•••• to W••••••• F•••••••• S•••••••• I•••
  left Dec 7, 2005, registered Jan 6, 2006 (30 days) · Other
• W•••••• I••••••••• S•••••••• I••• to E••••• J••••
  left Oct 14, 2003, registered Sep 28, 2004 (350 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address