DFX Intelligence
Advisors
Advisors registered through MarinerAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
974 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Aubree Michelle Pixley | Mariner BD affiliated | Tulsa, Ok | Jun 16, 2022 | 11 y | 0 | 1 |
| Daren Lee Pladson | Mariner BD affiliated | Fargo, Nd | Nov 19, 2024 | 25 y | 4 | 1 |
| Maxim Boris Pogorelov | Mariner BD affiliated | Chatham, Nj | Jul 29, 2026 | 11 y | 0 | 1 |
| N••••••••• P••••• Certified Financial Planner | M•••••• BD affiliated | Roseland, Nj | Jan 30, 2023 | 10 y | 0 | 1 |
| B•••• P••••••• Certified Financial Planner | M•••••• BD affiliated | New York, Ny | Dec 16, 2022 | 11 y | 0 | 2 |
| S•••••• K• P•••••• | M•••••• BD affiliated | Wilmington, De | Aug 17, 2022 | 11 y | 0 | 2 |
| C•••• P••••• | M•••••• BD affiliated | New Albany, In | Dec 4, 2025 | 11 y | 0 | 1 |
| M•••••• W•••••• P••••• | M•••••• BD affiliated | Bloomington, Mn | Mar 31, 2026 | 10 y | 1 | 1 |
| H••••• J••• P••• | M•••••• BD affiliated | Bloomington, Mn | Feb 10, 2026 | 13 y | 0 | 1 |
| J••••••• A•• P••••••• Certified Financial Planner · dual registrant | M•••••• BD affiliated | Council Bluffs, Ia | Aug 10, 2026 | 11 y | 2 | 2 |
| S••••• L•• P••••••••• Chartered Financial Analyst | M•••••• BD affiliated | Overland Park, Ks | Oct 21, 2016 | 28 y | 3 | 1 |
| K•••••• A••••• P••••• Chartered Financial Analyst | M•••••• BD affiliated | Overland Park, Ks | Nov 8, 2007 | 24 y | 1 | 2 |
| J••• M• P••••• dual registrant | M•••••• BD affiliated | Scottsdale, Az | Dec 8, 2023 | 26 y | 4 | 1 |
| L••• D•••• P•••••••• | M•••••• BD affiliated | Pittsburg, Ks | Nov 18, 2022 | 11 y | 1 | 1 |
| B•••••• J•••• P•••• | M•••••• BD affiliated | Tigard, Or | Mar 20, 2025 | 22 y | 7 | 1 |
| P•••••• D••••• P••• Certified Financial Planner · dual registrant | M•••••• BD affiliated | Manasquan, Nj | Nov 15, 2021 | 17 y | 2 | 1 |
| P••• Q•••••• | M•••••• BD affiliated | Mcminnville, Or | Jan 21, 2026 | 18 y | 0 | 1 |
| A••••• M•••• Q•••• | M•••••• BD affiliated | Scottsdale, Az | Feb 28, 2020 | 15 y | 1 | 2 |
| K••• F•••••• Q•••• Certified Financial Planner | M•••••• BD affiliated | Overland Park, Ks | Jan 10, 2011 | 31 y | 5 | 1 |
| P••••• A•••••• Q••••••••• Certified Financial Planner | M•••••• BD affiliated | Walnut Creek, Ca | Jul 14, 2023 | 16 y | 4 | 2 |
| L•••• H••••• R••••••••• Certified Financial Planner | M•••••• BD affiliated | Rochester, Ny | Sep 5, 2025 | 32 y | 2 | 2 |
| K•••••• D•••••• R•••••••• | M•••••• BD affiliated | Overland Park, Ks | Mar 12, 2018 | 23 y | 3 | 1 |
| N••••••• H•••••• R••••••• Certified Financial Planner · dual registrant | M•••••• BD affiliated | Manasquan, Nj | Nov 15, 2016 | 14 y | 3 | 1 |
| S•••••• M••••••• R•••• Chartered Financial Consultant · dual registrant | M•••••• BD affiliated | Pleasanton, Ca | Jan 4, 2023 | 23 y | 0 | 1 |
| J•••••• M•••••• R•••••••• Certified Financial Planner | M•••••• BD affiliated | St. Louis, Mo | Sep 23, 2016 | 16 y | 1 | 1 |
| C•••• R•••••• | M•••••• BD affiliated | San Jose, Ca | Dec 19, 2022 | 17 y | 1 | 2 |
| P•••• A•••••••• R•••• Certified Financial Planner | M•••••• BD affiliated | Coral Gables, Fl | Nov 19, 2019 | 10 y | 0 | 1 |
| D•••••• M•••• R••••• Certified Financial Planner · dual registrant | M•••••• BD affiliated | Columbus, Oh | May 1, 2025 | 10 y | 1 | 1 |
| H•••• R•••• Certified Financial Planner | M•••••• BD affiliated | Walnut Creek, Ca | May 13, 2026 | 12 y | 0 | 1 |
| W•••••• L•••• R••••• | M•••••• BD affiliated | Overland Park, Ks | Oct 6, 2015 | 14 y | 1 | 1 |
| T••• P••• R••• Certified Financial Planner | M•••••• BD affiliated | Knoxville, Tn | Oct 18, 2022 | 34 y | 9 | 1 |
| L••••• M•••••• R••• Certified Financial Planner | M•••••• BD affiliated | Tigard, Or | Feb 4, 2025 | 19 y | 4 | 1 |
| M•••••• R••••• | M•••••• BD affiliated | Berwhyn, Pa | Apr 23, 2026 | 10 y | 0 | 1 |
| P•••••• R•••• | M•••••• BD affiliated | Madison, Nj | Apr 16, 2024 | 12 y | 1 | 1 |
| B••••••• R••••• R•••• | M•••••• BD affiliated | Canton, Oh | Sep 25, 2025 | 10 y | 1 | 1 |
| A••••• N••••• R••••• | M•••••• BD affiliated | Sioux Falls, Sd | Jul 8, 2019 | 16 y | 0 | 2 |
| B••• M•••••• R••••••• dual registrant | M•••••• BD affiliated | Overland Park, Ks | May 2, 2022 | 34 y | 3 | 2 |
| E••• N••••••• R•••• Certified Financial Planner, Chartered Financial Analyst | M•••••• BD affiliated | San Diego, Ca | Jan 9, 2020 | 16 y | 1 | 1 |
| M•••••• B••••••• R••••••• Certified Financial Planner | M•••••• BD affiliated | Chattanooga, Tn | Apr 3, 2024 | 9 y | 1 | 1 |
| J••••• R••••••••• Certified Financial Planner | M•••••• BD affiliated | Overland Park, Ks | Jul 29, 2019 | 17 y | 0 | 1 |
| A••• J••••• R••••• Certified Financial Planner | M•••••• BD affiliated | Brentwood, Mo | Aug 21, 2023 | 15 y | 0 | 1 |
| P••••• J•••• R••••••• Certified Financial Planner | M•••••• BD affiliated | Ventura, Ca | Apr 10, 2026 | 31 y | 7 | 1 |
| J••••• L••••••••• R••• Certified Financial Planner | M•••••• BD affiliated | Highlands Ranch, Co | Jul 18, 2023 | 13 y | 1 | 1 |
| M•••••• J•••• R••• Certified Financial Planner | M•••••• BD affiliated | Indianapolis, In | Feb 26, 2018 | 19 y | 7 | 1 |
| M••••••• J••••• R••• Certified Financial Planner | M•••••• BD affiliated | Houston, Tx | Jan 2, 2019 | 19 y | 1 | 1 |
| J••••• C••• R••••••••• | M•••••• BD affiliated | Overland Park, Ks | Aug 30, 2018 | 10 y | 1 | 1 |
| C••• L••••• R••••••••• | M•••••• BD affiliated | New London, Nh | Jan 5, 2022 | 25 y | 2 | 1 |
| J••••• L• R•••••• Certified Financial Planner · dual registrant | M•••••• BD affiliated | Overland Park, Ks | Jan 30, 2014 | 13 y | 2 | 2 |
| M•••••• P•••••• R•••••• Certified Financial Planner | M•••••• BD affiliated | Cincinnati, Oh | Feb 26, 2018 | 21 y | 2 | 1 |
| C••• C•••••• R•••••••• Certified Financial Planner, Chartered Financial Consultant | M•••••• BD affiliated | Overland Park, Ks | May 11, 2026 | 11 y | 3 | 2 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.