RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M•••••• BD affiliated currentsince Mar 12, 2018 · Overland Park, Ks
- M•••••• I••••••••• L•• formerApr 13, 2012 to Oct 4, 2016 · Leawood, Ks
- M•••••• BD affiliatedOct 19, 2009 to Apr 11, 2012 · Overland Park, Ks
- F• C•••••• M••••••••• O• K••••• I••• unclassifiedJan 1, 2005 to Oct 7, 2011 · Manhattan, Ks
- M•••••• I••••••••• L•• to M••••••left Oct 4, 2016, registered Mar 12, 2018 (524 days) · Other
- M•••••• to M•••••• I••••••••• L••left Apr 11, 2012, registered Apr 13, 2012 (2 days) · Other
- F• C•••••• M••••••••• O• K••••• I••• to M••••••left Oct 7, 2011, registered Oct 19, 2009 (-718 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address