DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• J•••• P••••

M••••••BD affiliatedTigard, Or IA-onlyIAPD 4748662

Feed of 09/15/2026

At current firm

1 y

since Mar 20, 2025

In the industry

22 y

since Jan 30, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• BD affiliated current
since Mar 20, 2025 · Tigard, Or
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 15, 2022 to Feb 18, 2025 · Portland, Or
B••••••• I••••••••• S•••••••• I••• ••••• former
Aug 15, 2016 to Sep 23, 2022 · Portland, Or
T• A••••••••• I••••••••• M••••••••• L•• former
Oct 22, 2009 to Aug 18, 2016 · Portland, Or
T• A••••••••• I••• former
Oct 20, 2009 to Aug 18, 2016 · Portland, Or
M••••• S•••••• • C•• L•• unclassified
Apr 2, 2007 to Mar 12, 2008 · Portland, Or
M••••• S•••••• D• I••• unclassified
Jul 18, 2006 to Apr 2, 2007 · Portland, Or
P••••••• • C•••••• former
Feb 11, 2005 to Mar 15, 2005 · Portland, Or

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••••
left Feb 18, 2025, registered Mar 20, 2025 (30 days) · Wirehouse to affiliated broker-dealer or bank
B••••••• I••••••••• S•••••••• I••• ••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 23, 2022, registered Sep 15, 2022 (-8 days) · Affiliated broker-dealer or bank to wirehouse
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Aug 18, 2016, registered Oct 22, 2009 (-2492 days) · channel change inside one enterprise, not a move · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••
left Aug 18, 2016, registered Aug 15, 2016 (-3 days) · Other
M••••• S•••••• • C•• L•• to T• A••••••••• I•••
left Mar 12, 2008, registered Oct 20, 2009 (587 days) · Other
M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
P••••••• • C•••••• to M••••• S•••••• D• I•••
left Mar 15, 2005, registered Jul 18, 2006 (490 days) · Other

Signals

B•••••• J•••• P•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for Mariner (registered 2025-03-20)
Feb 18, 2025 · Advisor changed firm · fact
B•••••• J•••• P•••• left B••••••• I••••••••• S•••••••• I••• ••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-09-15)
Sep 23, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address