DFX Intelligence
Advisors
Advisors registered through Cwm, LLCAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
616 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Justin Arthur Roski dual registrant | Cwm, LLC BD affiliated | Omaha, Ne | Jan 10, 2023 | 13 y | 0 | 1 |
| Schemia Marshae Rowan Chartered Financial Consultant | Cwm, LLC BD affiliated | Omaha, Ne | May 29, 2026 | 10 y | 1 | 1 |
| William Blake Royal Certified Financial Planner | Cwm, LLC BD affiliated | Granbury, Tx | Feb 19, 2019 | 11 y | 3 | 2 |
| S•••• A••••• R•••• Certified Financial Planner | C••• L•• BD affiliated | Omaha, Ne | Mar 11, 2025 | 28 y | 5 | 1 |
| D•••• R•••••••• | C••• L•• BD affiliated | Sioux Falls, Sd | Feb 25, 2025 | 12 y | 0 | 1 |
| T••••• R••• | C••• L•• BD affiliated | El Centro, Ca | Nov 13, 2019 | 32 y | 2 | 3 |
| S•••••• L•••• S•••••• | C••• L•• BD affiliated | Overland Park, Ks | Jul 14, 2026 | 10 y | 0 | 2 |
| D•••• M•••••• S•••• | C••• L•• BD affiliated | Omaha, Ne | Nov 10, 2025 | 11 y | 1 | 1 |
| M•••••• J••••• S••••• | C••• L•• BD affiliated | Omaha, Ne | Jan 1, 2025 | 15 y | 5 | 3 |
| K••• G•••••• S•••••• Certified Financial Planner | C••• L•• BD affiliated | San Rafael, Ca | Feb 10, 2026 | 14 y | 8 | 1 |
| T••••• R•• S•••••• Certified Financial Planner | C••• L•• BD affiliated | Omaha, Ne | Jan 3, 2022 | 19 y | 3 | 2 |
| J••• E••••• S••••••• | C••• L•• BD affiliated | Omaha, Ne | Jul 30, 2012 | 28 y | 4 | 3 |
| A•••• R•••• S••••••••• dual registrant | C••• L•• BD affiliated | Manchaca, Tx | Jul 30, 2025 | 19 y | 2 | 2 |
| D••• S••••••• | C••• L•• BD affiliated | Spokane Valley, Wa | Feb 20, 2020 | 17 y | 4 | 2 |
| J••••••• G•••••• S•••••••• | C••• L•• BD affiliated | Omaha, Ne | Jun 28, 2023 | 14 y | 3 | 1 |
| E•••••••• A• S•••••• | C••• L•• BD affiliated | Omaha, Ne | Oct 5, 2012 | 20 y | 0 | 1 |
| K••• S••••• S•••••••• dual registrant | C••• L•• BD affiliated | Bethesda, Md | Jun 12, 2024 | 25 y | 0 | 1 |
| M••• S•••• S•••••••• Certified Financial Planner · dual registrant | C••• L•• BD affiliated | Bethesda, Md | Feb 3, 2016 | 47 y | 2 | 4 |
| D••• H••••• S•••••••• | C••• L•• BD affiliated | Overland Park, Ks | Jun 16, 2025 | 16 y | 0 | 3 |
| M••• H••••• S•••••••• dual registrant | C••• L•• BD affiliated | Quincy, Il | Oct 29, 2013 | 28 y | 1 | 4 |
| T••• M•••••• S••••••••• dual registrant | C••• L•• BD affiliated | Brooklyn, Ny | Aug 25, 2026 | 12 y | 1 | 1 |
| M•••••• M• S•••••• | C••• L•• BD affiliated | Omaha, Ne | Aug 21, 2015 | 33 y | 0 | 2 |
| L••••• J••• S•••••••• | C••• L•• BD affiliated | Hastings, Ne | Nov 1, 2023 | 15 y | 3 | 1 |
| C••••••••• W•••••• S•••••• Certified Financial Planner | C••• L•• BD affiliated | Green Bay, Wi | Nov 6, 2018 | 12 y | 1 | 2 |
| J••••• T•••• S••••••• Certified Financial Planner | C••• L•• BD affiliated | Cedar Rapids, Ia | Apr 20, 2022 | 10 y | 4 | 4 |
| G••• A• S••••••••• Certified Financial Planner | C••• L•• BD affiliated | Franklin Lakes, Nj | Jul 16, 2024 | 13 y | 4 | 2 |
| N•••• D• S•••••• Certified Financial Planner | C••• L•• BD affiliated | Omaha, Ne | Nov 29, 2021 | 13 y | 1 | 1 |
| M••••• K•••• S•••• | C••• L•• BD affiliated | Houston, Tx | Jul 25, 2022 | 20 y | 5 | 1 |
| D••••• C•••••• S••••• dual registrant | C••• L•• BD affiliated | Omaha, Ne | Sep 20, 2023 | 19 y | 1 | 1 |
| J•••• A•••• S••••• | C••• L•• BD affiliated | Omaha, Ne | Aug 15, 2023 | 28 y | 0 | 1 |
| M•••••• M•••• S•••••• | C••• L•• BD affiliated | Phoenix, Az | Jun 24, 2026 | 10 y | 2 | 1 |
| H•••• M• S••••••• | C••• L•• BD affiliated | Hauppauge, Ny | Jul 9, 2026 | 10 y | 2 | 1 |
| B•••••• E••••• S••••••• Certified Financial Planner | C••• L•• BD affiliated | Pittsburgh, Pa | Oct 6, 2025 | 10 y | 0 | 1 |
| F•••• L•• S•••••••• | C••• L•• BD affiliated | Wasilla, Ak | Sep 24, 2025 | 43 y | 1 | 1 |
| J•••• C•••••• S•••••••• | C••• L•• BD affiliated | Wasilla, Ak | Sep 23, 2025 | 28 y | 1 | 2 |
| M•••• V•••••• S•••••••• Certified Financial Planner | C••• L•• BD affiliated | Omaha, Ne | Sep 23, 2025 | 26 y | 1 | 2 |
| D•••••• J•••• S••• dual registrant | C••• L•• BD affiliated | Omaha, Ne | Jun 25, 2026 | 11 y | 0 | 1 |
| A•••• L•• S•••• | C••• L•• BD affiliated | Omaha, Ne | Feb 23, 2022 | 10 y | 1 | 1 |
| S••••• S••••• | C••• L•• BD affiliated | Omaha, Ne | Dec 23, 2025 | 11 y | 4 | 1 |
| E••• S•••• S••••• Certified Financial Planner · dual registrant | C••• L•• BD affiliated | Omaha, Ne | Mar 13, 2023 | 16 y | 1 | 2 |
| R••••• N••••• S••••••• | C••• L•• BD affiliated | Cincinnati, Oh | Nov 10, 2025 | 17 y | 2 | 1 |
| J••• M••••••• S••• | C••• L•• BD affiliated | Omaha, Ne | Jan 29, 2025 | 12 y | 0 | 1 |
| T•• A•••• S••••• | C••• L•• BD affiliated | Omaha, Ne | Apr 1, 2026 | 30 y | 6 | 1 |
| G••••••• A••••••••• S•••••••• Certified Financial Planner, Chartered Financial Consultant | C••• L•• BD affiliated | Waltham, Ma | May 9, 2024 | 12 y | 2 | 2 |
| R•• D•••••• J• S•••••••• dual registrant | C••• L•• BD affiliated | Omaha, Ne | May 10, 2018 | 27 y | 1 | 1 |
| L••• Q•••••• S•••• dual registrant | C••• L•• BD affiliated | Farmington, Ct | Oct 13, 2025 | 22 y | 1 | 1 |
| T••••• R••••• S•••••••• Certified Financial Planner | C••• L•• BD affiliated | Fort Atkinson, Wi | Jun 12, 2018 | 11 y | 1 | 3 |
| C•••••••• H••••• S••••• Certified Financial Planner | C••• L•• BD affiliated | Omaha, Ne | Aug 13, 2020 | 10 y | 1 | 1 |
| A••••• E• S••••• | C••• L•• BD affiliated | Hagerstown, Md | Oct 21, 2019 | 24 y | 1 | 1 |
| A••••• P••• S••••••••• | C••• L•• BD affiliated | Omaha, Ne | Jan 2, 2025 | 10 y | 0 | 1 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.