DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Tad Allen Singer

Cwm, LLCBD affiliatedOmaha, Ne IA-onlyIAPD 2802529

Feed of 09/15/2026

Also filed as Bif Singer

At current firm

0 y

since Apr 1, 2026

In the industry

29 y

since Sep 24, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cwm, LLC BD affiliated current
since Apr 1, 2026 · Omaha, Ne
Wealthplan Partners independent RIA
Feb 13, 2020 to Mar 31, 2026 · Omaha, Ne
Allen Capital Group, LLC independent RIA
Sep 18, 2017 to Feb 11, 2020 · Omaha, Ne
D.A. Davidson & Co. independent RIA
Jul 29, 2016 to Sep 18, 2017 · Omaha, Ne
Smith Hayes Advisers Inc former
Sep 19, 2014 to Jul 28, 2016 · Omaha, Ne
Cwm, LLC BD affiliated
Jul 1, 2011 to Sep 17, 2014 · Omaha, Ne
LPL Financial LLC BD affiliated
Aug 17, 1998 to Aug 1, 2011 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

Wealthplan Partners to Cwm, LLC
left Mar 31, 2026, registered Apr 1, 2026 (1 days) · RIA to affiliated broker-dealer or bank
Allen Capital Group, LLC to Wealthplan Partners
left Feb 11, 2020, registered Feb 13, 2020 (2 days) · RIA to RIA
D.A. Davidson & Co. to Allen Capital Group, LLC
left Sep 18, 2017, registered Sep 18, 2017 (0 days) · Other · moved with a team
Smith Hayes Advisers Inc to D.A. Davidson & Co.
left Jul 28, 2016, registered Jul 29, 2016 (1 days) · corporate re-registration, not a move
Cwm, LLC to Smith Hayes Advisers Inc
left Sep 17, 2014, registered Sep 19, 2014 (2 days) · Other
LPL Financial LLC to Cwm, LLC
left Aug 1, 2011, registered Jul 1, 2011 (-31 days) · Other

Signals

Tad Allen Singer left Wealthplan Partners for Cwm, Llc (registered 2026-04-01)
Mar 31, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address