DFX Intelligence
Advisors
Advisors registered through CaptrustAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
945 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Lillie Marie Ware Certified Financial Planner · dual registrant | Captrust institutional | Dallas, Tx | Jul 30, 2024 | 10 y | 1 | 1 |
| Robert Franklin Warwick Personal Financial Specialist | Captrust institutional | Wilmington, Nc | Feb 3, 2020 | 24 y | 4 | 1 |
| Rodney Clark Waterbury Certified Financial Planner · dual registrant | Captrust institutional | Roseville, Ca | Jan 25, 2021 | 31 y | 3 | 2 |
| B••• M•••••• W••••• Chartered Financial Analyst | C••••••• institutional | Boston, Ma | Jan 27, 2025 | 15 y | 1 | 1 |
| M•••••• A•••• W••• dual registrant | C••••••• institutional | Newton, Nj | Mar 1, 2021 | 34 y | 1 | 2 |
| N••••• W•••• Certified Financial Planner | C••••••• institutional | Uniontown, Oh | Nov 9, 2022 | 14 y | 0 | 1 |
| E••••• V••••• W•••• | C••••••• institutional | Montgomery, Al | Mar 2, 2020 | 41 y | 1 | 2 |
| J••• A•• W••••• | C••••••• institutional | Greensburg, Pa | Jan 19, 2021 | 28 y | 1 | 1 |
| S•••• A••••• W••••••• | C••••••• institutional | Livingston, Nj | Apr 9, 2015 | 30 y | 1 | 3 |
| S•••• M••••••• W•••••••• dual registrant | C••••••• institutional | Charlotte, Nc | Jan 29, 2020 | 25 y | 7 | 2 |
| D••••• D••••• W••••• Certified Financial Planner, Chartered Financial Consultant | C••••••• institutional | Minnetonka, Mn | Apr 28, 2023 | 26 y | 2 | 2 |
| D•••• B•••• W••••• | C••••••• institutional | Phoenix, Az | Feb 22, 2021 | 19 y | 2 | 1 |
| A••••• C•••••••• W•••• dual registrant | C••••••• institutional | Raleigh, Nc | Feb 11, 2016 | 17 y | 1 | 1 |
| S•••• D• L• W••••• Chartered Financial Analyst | C••••••• institutional | Costa Mesa, Ca | Feb 17, 2026 | 10 y | 2 | 2 |
| W•••••• T••••• W•••••• Certified Financial Planner · dual registrant | C••••••• institutional | Dallas, Tx | Apr 9, 2015 | 21 y | 3 | 1 |
| C••••• S•••• W•••••• dual registrant | C••••••• institutional | Raleigh, Nc | May 22, 2018 | 32 y | 1 | 1 |
| A•••• L•• W••••• | C••••••• institutional | Las Vegas, Nv | Jan 8, 2026 | 10 y | 0 | 1 |
| D•••• A••••• W••• Chartered Financial Analyst | C••••••• institutional | Allentown, Pa | Sep 15, 2015 | 27 y | 1 | 1 |
| S•••• S•••••• W•••••• Certified Financial Planner | C••••••• institutional | Wilmington, Nc | Nov 8, 2022 | 17 y | 1 | 1 |
| B••• K••••••• W••••••• Chartered Financial Analyst | C••••••• institutional | Homewood, Al | Mar 10, 2020 | 28 y | 1 | 1 |
| J••••••• B••• W••••••• Certified Financial Planner · dual registrant | C••••••• institutional | Tampa, Fl | Apr 19, 2026 | 23 y | 3 | 2 |
| N••••••• M•••••• W••••• | C••••••• institutional | Pittsburgh, Pa | Jan 19, 2021 | 17 y | 1 | 2 |
| S•••••• D••••• W••• dual registrant | C••••••• institutional | Akron, Oh | Apr 9, 2015 | 38 y | 1 | 1 |
| J••• R•••• W••• | C••••••• institutional | Minnetonka, Mn | Apr 9, 2024 | 12 y | 0 | 1 |
| J••• W•••••• W••• | C••••••• institutional | Minnetonka, Mn | Apr 26, 2023 | 38 y | 2 | 1 |
| M•••••• F••••••••• W••••• | C••••••• institutional | Chicago, Il | Oct 3, 2022 | 28 y | 1 | 1 |
| A••••• B••• W••••• | C••••••• institutional | New Orleans, La | Jan 21, 2022 | 16 y | 1 | 2 |
| C•••••• A•• W••• | C••••••• institutional | Wichita, Ks | Aug 19, 2022 | 10 y | 2 | 1 |
| D••••• L• W•••• Chartered Financial Analyst | C••••••• institutional | Columbus, Oh | Oct 20, 2025 | 11 y | 2 | 1 |
| M•••• A••• W••••••• Certified Financial Planner | C••••••• institutional | Uniontown, Oh | Mar 6, 2026 | 11 y | 0 | 1 |
| T•••• B••••••• W••••••• Certified Financial Planner | C••••••• institutional | Rochester, Ny | Oct 28, 2025 | 24 y | 1 | 1 |
| E•••• M••••• W•••••••• dual registrant | C••••••• institutional | New York, Ny | May 18, 2021 | 19 y | 1 | 3 |
| M•••••• D•••• W•••• | C••••••• institutional | Minnetonka, Mn | Apr 21, 2023 | 13 y | 1 | 1 |
| F•••• B••••••• W•••• | C••••••• institutional | Raleigh, Nc | Mar 2, 2026 | 13 y | 2 | 1 |
| E••••• C••••••••• Y•• dual registrant | C••••••• institutional | Chesterton, In | May 6, 2020 | 34 y | 5 | 1 |
| D•••• D••••• Y••• dual registrant | C••••••• institutional | Raleigh, Nc | Apr 17, 2015 | 23 y | 0 | 1 |
| K•••• G•••• Y•••••• Chartered Financial Analyst | C••••••• institutional | Greenwood Village, Co | Nov 5, 2021 | 27 y | 1 | 1 |
| V•••••• W••••••• Y•••• | C••••••• institutional | Raleigh, Nc | Oct 16, 2017 | 13 y | 1 | 1 |
| B•••••• Y• Certified Financial Planner | C••••••• institutional | Indianapolis, In | Oct 16, 2023 | 13 y | 1 | 1 |
| J•••••• J••••••• Y• Certified Financial Planner | C••••••• institutional | Indianapolis, In | Dec 1, 2023 | 23 y | 3 | 1 |
| A•••••• J••••• Z••••••• | C••••••• institutional | Boston, Ma | Nov 4, 2025 | 11 y | 0 | 1 |
| C••••••••• A• Z••••• Certified Financial Planner | C••••••• institutional | Bethlehem, Pa | Apr 29, 2019 | 22 y | 3 | 2 |
| L••• C•••••• Z••••••• Certified Financial Planner | C••••••• institutional | New Orleans, La | Dec 7, 2022 | 15 y | 0 | 1 |
| J••• R•••••• Z••• | C••••••• institutional | Columbia, Md | Jan 30, 2024 | 23 y | 1 | 1 |
| S•••• G•••••• Z•••••••• | C••••••• institutional | Boston, Ma | Dec 10, 2024 | 23 y | 1 | 1 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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