DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jeffrey Jen-Chie Yu

CaptrustinstitutionalIndianapolis, InIA-onlyIAPD 4598825

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jeff Yu

At current firm

2 y

since Dec 1, 2023

In the industry

23 y

since Nov 1, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Captrust institutional current
since Dec 1, 2023 · Indianapolis, In
Column Capital Advisors, LLC former
May 15, 2007 to Aug 9, 2024 · Indianapolis, In
Avalon Wealth Advisory, Inc. state registered
Aug 18, 2004 to Feb 21, 2007 · Indianapolis, In
Forvis Mazars Wealth Advisors, LLC independent RIA
Nov 1, 2002 to Jul 16, 2004 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

Column Capital Advisors, LLC to Captrust
left Aug 9, 2024, registered Dec 1, 2023 (-252 days) · Other · moved with a team
Avalon Wealth Advisory, Inc. to Column Capital Advisors, LLC
left Feb 21, 2007, registered May 15, 2007 (83 days) · Other
Forvis Mazars Wealth Advisors, LLC to Avalon Wealth Advisory, Inc.
left Jul 16, 2004, registered Aug 18, 2004 (33 days) · Other

Signals

Jeffrey Jen-Chie Yu left Column Capital Advisors, Llc for Captrust (registered 2023-12-01)
Aug 9, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address