RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• F••••••• W••••••
- C••••••• institutional currentsince Feb 3, 2020 · Wilmington, Nc
- F••••••• F•••••••• A••••••••• I••• formerAug 2, 2018 to Mar 30, 2020 · Wilmington, Nc
- C••••• A•••••• N••••••• L•• formerJan 19, 2006 to Dec 18, 2008 · Wilmington, Nc
- C•••••• I••••••••• A••••••• I•• unclassifiedJul 23, 2003 to Dec 31, 2004 · Wilmington, Nc
- C••••• A•••••• N••••••• L•• formerDec 31, 2001 to Jul 23, 2003 · Wilmington, Nc
- F••••••• F•••••••• A••••••••• I••• to C•••••••left Mar 30, 2020, registered Feb 3, 2020 (-56 days) · Other · moved with a team
- C••••• A•••••• N••••••• L•• to F••••••• F•••••••• A••••••••• I•••left Dec 18, 2008, registered Aug 2, 2018 (3514 days) · Other
- C•••••• I••••••••• A••••••• I•• to C••••• A•••••• N••••••• L••left Dec 31, 2004, registered Jan 19, 2006 (384 days) · Other
- C••••• A•••••• N••••••• L•• to C•••••• I••••••••• A••••••• I••left Jul 23, 2003, registered Jul 23, 2003 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address