DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• S•••••• • D•••••• A•••• M••••••••• L••
Legal name C••••• S•••••• A•••• M••••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Apr 3, 2012 · 17 filings
SEC status approved since Nov 22, 1996
RAUM
$50.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
64%
$32.2M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$50.7M as of Mar 27, 2026
Apr 3, 2012$34.0M then
HNW client RAUM$0 as of Mar 27, 2026
Mar 27, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 26, 20130 then
Employees (5.A)3 as of Mar 27, 2026
Mar 26, 20133 then
Private funds: no history
RAUM +16% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$32.2M64%
- Investment companies$18.5M36%
- Individual clients
- 25reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 27reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.64 fund_share=0.36 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• C••••••••• N•• · Managing Member, President, Chief Compliance Officercontrolsince 11/1996 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $43.6M to $50.7MMar 28, 2025 to Mar 27, 2026
- Individual RAUM · $28.4M to $32.2MMar 28, 2025 to Mar 27, 2026
- RAUM · $43.6M to $50.7MMar 28, 2025 to Mar 27, 2026
- Accounts · 24 to 27Mar 29, 2024 to Mar 28, 2025
- Individual clients · 22 to 25Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $41.5M to $43.6MMar 29, 2024 to Mar 28, 2025
- Individual RAUM · $27.0M to $28.4MMar 29, 2024 to Mar 28, 2025
- RAUM · $41.5M to $43.6MMar 29, 2024 to Mar 28, 2025
- Accounts · 25 to 24Mar 27, 2023 to Mar 29, 2024
- Individual clients · 23 to 22Mar 27, 2023 to Mar 29, 2024
- Discretionary RAUM · $35.5M to $41.5MMar 27, 2023 to Mar 29, 2024
- Individual RAUM · $22.9M to $27.0MMar 27, 2023 to Mar 29, 2024
- RAUM · $35.5M to $41.5MMar 27, 2023 to Mar 29, 2024
- Accounts · 27 to 25Mar 24, 2022 to Mar 27, 2023
- Individual clients · 24 to 23Mar 24, 2022 to Mar 27, 2023
- Pension plan clients · 1 to 0Mar 24, 2022 to Mar 27, 2023
- Discretionary RAUM · $44.2M to $35.5MMar 24, 2022 to Mar 27, 2023
- Individual RAUM · $26.7M to $22.9MMar 24, 2022 to Mar 27, 2023
- Pension RAUM · 2090445.0 to unsetMar 24, 2022 to Mar 27, 2023
- RAUM · $44.2M to $35.5MMar 24, 2022 to Mar 27, 2023
- Accounts · 28 to 27Mar 31, 2021 to Mar 24, 2022
- Discretionary RAUM · $38.9M to $44.2MMar 31, 2021 to Mar 24, 2022
- Individual RAUM · $23.6M to $26.7MMar 31, 2021 to Mar 24, 2022
- Pension RAUM · $1.8M to $2.1MMar 31, 2021 to Mar 24, 2022
- RAUM · $38.9M to $44.2MMar 31, 2021 to Mar 24, 2022
- Accounts · 29 to 28Jun 29, 2020 to Mar 31, 2021
- Individual clients · 26 to 24Jun 29, 2020 to Mar 31, 2021
- Discretionary RAUM · $39.5M to $38.9MJun 29, 2020 to Mar 31, 2021
- Individual RAUM · $25.0M to $23.6MJun 29, 2020 to Mar 31, 2021
- Pension RAUM · $1.6M to $1.8MJun 29, 2020 to Mar 31, 2021
- RAUM · $39.5M to $38.9MJun 29, 2020 to Mar 31, 2021
- Discretionary RAUM · $32.3M to $39.5MMar 26, 2019 to Mar 25, 2020
- Individual RAUM · $20.6M to $25.0MMar 26, 2019 to Mar 25, 2020
- Pension RAUM · $1.3M to $1.6MMar 26, 2019 to Mar 25, 2020
- RAUM · $32.3M to $39.5MMar 26, 2019 to Mar 25, 2020
- Accounts · 30 to 29Mar 27, 2018 to Mar 26, 2019
- Individual clients · 27 to 26Mar 27, 2018 to Mar 26, 2019
- Discretionary RAUM · $35.9M to $32.3MMar 27, 2018 to Mar 26, 2019
- Individual RAUM · $23.2M to $20.6MMar 27, 2018 to Mar 26, 2019
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- moreinfo@bullfinchfund.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 585-624-3150reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 888-285-5346reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- BULLFINCHFUND.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (585) 624-3150reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026