DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K•••• M•••••• • C••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Mar 13, 2012 · 22 filings
SEC status approved since Jun 2, 1975
RAUM
$588M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
66%
$387M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$97.9M
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$588M as of Mar 26, 2026
Mar 13, 2012$410M then
HNW client RAUM$348M as of Mar 26, 2026
Mar 22, 2018$346M then
State-registered IARs (5.B.3)5 as of Mar 26, 2026
Mar 13, 20120 then
Employees (5.A)7 as of Mar 26, 2026
Mar 28, 20138 then
Private funds: no history
RAUM +14% over the last fiscal year+15% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $97.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.9MderivedHNW RAUM over HNW clients
- Average account
- $2.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 8.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, publicationsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $46.7M, 41 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$348M61%
- Investment companies$110M19%
- Individuals$39.2M6.8%
- State and municipal entities$32.2M5.6%
- Corporations and businesses$27.4M4.8%
- Pension and profit-sharing plans$17.9M3.1%
- Individual clients
- 89reported
- HNW clients
- 90reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 281reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- $0 sponsored, $825,892 managedreported
- Custody of client assets
- $46.7M for 41 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.66 fund_share=0.19 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• M•••••• K•••Chartered Financial Analyst | Columbus, In | Jun 30, 1999 | 51 y | 0 |
| M••• D•••• F•••••Chartered Financial Analyst | Columbus, In | Jun 30, 1999 | 39 y | 0 |
| M••••• K••Chartered Financial Analyst | Columbus, In | Jun 30, 1999 | 40 y | 0 |
| Z•••••• P••• G••••••Certified Financial Planner | Columbus, In | Jul 27, 2022 | 15 y | 0 |
| M••••••• H•• S••• K•••••Certified Financial Planner | Columbus, In | Jul 27, 2022 | 10 y | 0 |
| M•••••• D•••• K••• | Columbus, In | Dec 6, 2022 | 21 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C•••• A••• K•••••• to R•••••• J•••• F•••••••• S•••••••• I•••Nov 8, 2007 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••••• M•••• D•••• · Membercontrolsince 01/1995 · owns 25% to 50%
- K••• M••••• · Member/Chief Compliance Officercontrolsince 01/1995 · owns 25% to 50%
- K•••• D••••• M•••••• · Membersince 01/1995 · owns 10% to 25%
- K•••• M••••••• D•••• · Membersince 12/2011 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Columbus, In · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 259 to 281Mar 24, 2025 to Mar 26, 2026
- HNW clients · 83 to 90Mar 24, 2025 to Mar 26, 2026
- Individual clients · 83 to 89Mar 24, 2025 to Mar 26, 2026
- Assets in custody · $43.3M to $46.7MMar 24, 2025 to Mar 26, 2026
- Discretionary RAUM · $513M to $588MMar 24, 2025 to Mar 26, 2026
- HNW RAUM · $312M to $348MMar 24, 2025 to Mar 26, 2026
- Individual RAUM · $36.0M to $39.2MMar 24, 2025 to Mar 26, 2026
- Pension RAUM · $16.5M to $17.9MMar 24, 2025 to Mar 26, 2026
- RAUM · $513M to $588MMar 24, 2025 to Mar 26, 2026
- Wrap assets (manager) · $1.0M to $825,892Mar 24, 2025 to Mar 26, 2026
- Accounts · 245 to 259Mar 27, 2024 to Mar 24, 2025
- Corporate clients · 5.0 to unsetMar 27, 2024 to Mar 24, 2025
- HNW clients · 73 to 83Mar 27, 2024 to Mar 24, 2025
- Individual clients · 88 to 83Mar 27, 2024 to Mar 24, 2025
- Assets in custody · $35.0M to $43.3MMar 27, 2024 to Mar 24, 2025
- Financial planning clients · 26-50 to 26-50Mar 27, 2024 to Mar 24, 2025
- State-registered IARs · 6 to 5Mar 27, 2024 to Mar 24, 2025
- Discretionary RAUM · $435M to $513MMar 27, 2024 to Mar 24, 2025
- HNW RAUM · $260M to $312MMar 27, 2024 to Mar 24, 2025
- Individual RAUM · $36.4M to $36.0MMar 27, 2024 to Mar 24, 2025
- Pension RAUM · $13.8M to $16.5MMar 27, 2024 to Mar 24, 2025
- RAUM · $435M to $513MMar 27, 2024 to Mar 24, 2025
- Wrap assets (manager) · $914,846 to $1.0MMar 27, 2024 to Mar 24, 2025
- Accounts · 234 to 245Mar 24, 2023 to Mar 27, 2024
- BD registered reps · 2 to 0Mar 24, 2023 to Mar 27, 2024
- Corporate clients · 8 to 5Mar 24, 2023 to Mar 27, 2024
- HNW clients · 71 to 73Mar 24, 2023 to Mar 27, 2024
- Individual clients · 149 to 88Mar 24, 2023 to Mar 27, 2024
- Assets in custody · $29.2M to $35.0MMar 24, 2023 to Mar 27, 2024
- Discretionary RAUM · $382M to $435MMar 24, 2023 to Mar 27, 2024
- HNW RAUM · $207M to $260MMar 24, 2023 to Mar 27, 2024
- Individual RAUM · $52.3M to $36.4MMar 24, 2023 to Mar 27, 2024
- Pension RAUM · $12.5M to $13.8MMar 24, 2023 to Mar 27, 2024
- RAUM · $382M to $435MMar 24, 2023 to Mar 27, 2024
- Wrap assets (manager) · $2.7M to $914,846Mar 24, 2023 to Mar 27, 2024
- Accounts · 227 to 234Mar 22, 2022 to Mar 24, 2023
- Advisory activities · 3 to 5Mar 22, 2022 to Mar 24, 2023
- Corporate clients · 7 to 8Mar 22, 2022 to Mar 24, 2023
- HNW clients · 82 to 71Mar 22, 2022 to Mar 24, 2023
- Individual clients · 132 to 149Mar 22, 2022 to Mar 24, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- kminfo@kirrmar.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-808-9444reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 812-376-9444reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- K•••MAR.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 812-376-9444reportedpublic record, Form ADV, Mar 26, 2026
- Contact form
- kirrmar.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- kirrmar.com/meet-our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $97.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026