DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cortland Associates Inc
Latest filing Mar 27, 2026
First filing on the tape Mar 30, 2012 · 22 filings
SEC status approved since Apr 20, 1989
RAUM
$958M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$930M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$240M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$958M as of Mar 27, 2026
Mar 30, 2012$416M then
HNW client RAUM$869M as of Mar 27, 2026
Mar 22, 2018$511M then
State-registered IARs (5.B.3)2 as of Mar 27, 2026
Mar 30, 20120 then
Employees (5.A)7 as of Mar 27, 2026
Mar 28, 20132 then
Private funds: no history
RAUM -4.3% over the last fiscal year+9.5% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $240MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 95derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.0MderivedHNW RAUM over HNW clients
- Average account
- $2.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$869M91%
- Individuals$60.9M6.4%
- Charitable organizations$18.3M1.9%
- Pension and profit-sharing plans$9.8M1.0%
- Individual clients
- 163reported
- HNW clients
- 217reported
- Pension plan clients
- 5reported
- Charitable clients
- 2reported
- Accounts
- 387reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $163M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Thomas Raymond Podlesny | St. Louis, Mo | Dec 2, 1997 | 33 y | 0 |
| William Mckinley Carey | St. Louis, Mo | Feb 6, 1998 | 37 y | 0 |
| John David O'Keefe | St. Louis, Mo | Mar 23, 2018 | 38 y | 2 |
| Matthew Joseph Hicks | Ridgefield, Ct | May 12, 2021 | 34 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- John David O'Keefe from Ameriprise Financial Services, LLCMar 23, 2018 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Mckinley William Carey · Presidentcontrolsince 02/1989 · owns 50% to 75%
- Raymond Thomas Podlesny · Chief Compliance Officercontrolsince 10/1992 · owns 25% to 50%
Related persons
Schedule D 7.A
- Xiling Group LLCpooled vehicle sponsorn
- Xiling Jingli LLCpooled vehicle sponsorn
- Xuan Yong Group LLCpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Louis, Mo | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Naples, FL1 employees
What changed
consecutive filings, newest first
- Accounts · 390 to 387Mar 27, 2025 to Mar 27, 2026
- HNW clients · 228 to 217Mar 27, 2025 to Mar 27, 2026
- Individual clients · 155 to 163Mar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.0B to $958MMar 27, 2025 to Mar 27, 2026
- HNW RAUM · $909M to $869MMar 27, 2025 to Mar 27, 2026
- Individual RAUM · $60.1M to $60.9MMar 27, 2025 to Mar 27, 2026
- Pension RAUM · $11.9M to $9.8MMar 27, 2025 to Mar 27, 2026
- RAUM · $1.0B to $958MMar 27, 2025 to Mar 27, 2026
- Wrap assets (manager) · $177M to $163MMar 27, 2025 to Mar 27, 2026
- Accounts · 396 to 390Mar 25, 2024 to Mar 27, 2025
- Advisory employees · 2 to 3Mar 25, 2024 to Mar 27, 2025
- HNW clients · 194 to 228Mar 25, 2024 to Mar 27, 2025
- Individual clients · 195 to 155Mar 25, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 25, 2024 to Mar 27, 2025
- Discretionary RAUM · $788M to $1.0BMar 25, 2024 to Mar 27, 2025
- HNW RAUM · $692M to $909MMar 25, 2024 to Mar 27, 2025
- Individual RAUM · $71.2M to $60.1MMar 25, 2024 to Mar 27, 2025
- Pension RAUM · $9.7M to $11.9MMar 25, 2024 to Mar 27, 2025
- RAUM · $788M to $1.0BMar 25, 2024 to Mar 27, 2025
- Wrap assets (manager) · $137M to $177MMar 25, 2024 to Mar 27, 2025
- Accounts · 412 to 396Mar 17, 2023 to Mar 25, 2024
- Charity clients · unset to 2.0Mar 17, 2023 to Mar 25, 2024
- HNW clients · 183 to 194Mar 17, 2023 to Mar 25, 2024
- Individual clients · 221 to 195Mar 17, 2023 to Mar 25, 2024
- Employees · 6 to 7Mar 17, 2023 to Mar 25, 2024
- Discretionary RAUM · $729M to $788MMar 17, 2023 to Mar 25, 2024
- HNW RAUM · $627M to $692MMar 17, 2023 to Mar 25, 2024
- Individual RAUM · $74.0M to $71.2MMar 17, 2023 to Mar 25, 2024
- Pension RAUM · $8.0M to $9.7MMar 17, 2023 to Mar 25, 2024
- RAUM · $729M to $788MMar 17, 2023 to Mar 25, 2024
- Wrap assets (manager) · $121M to $137MMar 17, 2023 to Mar 25, 2024
- Accounts · 410 to 412Mar 29, 2022 to Mar 17, 2023
- HNW clients · 217 to 183Mar 29, 2022 to Mar 17, 2023
- Individual clients · 186 to 221Mar 29, 2022 to Mar 17, 2023
- Pension plan clients · unset to 5.0Mar 29, 2022 to Mar 17, 2023
- Discretionary RAUM · $1.0B to $729MMar 29, 2022 to Mar 17, 2023
- HNW RAUM · $831M to $627MMar 29, 2022 to Mar 17, 2023
- Individual RAUM · $62.0M to $74.0MMar 29, 2022 to Mar 17, 2023
- Pension RAUM · $87.0M to $8.0MMar 29, 2022 to Mar 17, 2023
- RAUM · $1.0B to $729MMar 29, 2022 to Mar 17, 2023
Signals
3 dated events
- Cortland Associates Inc reported RAUM $1.0B, up 27% from $788.0M (2024-03-25 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Cortland Associates Inc reported RAUM $729.0M, down 28% from $1.0B (2022-03-29 to 2023-03-17)Mar 17, 2023 · RAUM change · derived
- Keane Robert Crutsinger (Executive Vp) no longer on Schedule A of Cortland Associates Inc (listed 2020-06-08, absent 2021-03-22)Mar 22, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- information@cortlandassociates.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 314-726-6164reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- CORTLANDASSOCIATES.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 314-726-6164reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- cortlandassociates.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $240Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026