DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Schwartz Investment Counsel Inc
Latest filing Mar 26, 2026
First filing on the tape Mar 30, 2012 · 26 filings
SEC status approved since Aug 29, 1988
RAUM
$3.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.6%
$59.1M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$1.3B
derived; firm RAUM over IAPD count
Employees
20
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$3.8B as of Mar 26, 2026
Mar 30, 2012$899M then
HNW client RAUM$58.9M as of Mar 26, 2026
Mar 29, 2018$76.5M then
State-registered IARs (5.B.3)3 as of Mar 26, 2026
Mar 30, 20120 then
Employees (5.A)20 as of Mar 26, 2026
Mar 21, 201313 then
Private funds: no history
RAUM +3.7% over the last fiscal year+9.7% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- $1.3BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $49.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 6.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$3.6B97%
- High-net-worth individuals$58.9M1.6%
- Pension and profit-sharing plans$21.1M0.6%
- Corporations and businesses$17.7M0.5%
- Charitable organizations$3.9M0.1%
- Individuals$175,2330.0%
- Individual clients
- n/areported
- HNW clients
- 19reported
- Pension plan clients
- 6reported
- Charitable clients
- 6reported
- Accounts
- 77reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.02 fund_share=0.96 institutional_share=0.01 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| George Peter SchwartzChartered Financial Analyst | Plymouth, Mi | Oct 8, 2010 | 46 y | 0 |
| Robert Christopher Schwartz | Plymouth, Mi | Oct 14, 2010 | 25 y | 0 |
| Brandon Scott Scheitler | Plymouth, Mi | Dec 20, 2010 | 19 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Peter George Schwartz · Executive Chairmancontrolsince 01/2024 · owns 25% to 50%
- Edward Farragher · Directorsince 03/2017 · owns less than 5%
- G. John Gibbons · Directorsince 12/2012 · owns less than 5%
- J Patrick Nolan · Directorsince 11/2023 · owns less than 5%
- Scott Brandon Scheitler · Senior Vice Presidentsince 01/2024 · owns less than 5%
- John Michael Schwartz · Executive Vice Presidentsince 03/2020 · owns 10% to 25%
- Christopher Robert Schwartz · Senior Vice Presidentsince 01/2018 · owns 10% to 25%
- Steven Timothy Schwartz · President, Ceosince 01/2024 · owns 10% to 25%
- Marie Cathy Stoner · Chief Compliance Officer, Vice President, Chief Financial Officersince 01/2014 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Plymouth, Mi · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Ave Maria, FL3 employees
What changed
consecutive filings, newest first
- Accounts · 79 to 77May 23, 2025 to Mar 26, 2026
- HNW clients · 18 to 19May 23, 2025 to Mar 26, 2026
- Discretionary RAUM · $3.7B to $3.8BMay 23, 2025 to Mar 26, 2026
- HNW RAUM · $52.7M to $58.9MMay 23, 2025 to Mar 26, 2026
- Individual RAUM · $202,624 to $175,233May 23, 2025 to Mar 26, 2026
- Pension RAUM · $18.5M to $21.1MMay 23, 2025 to Mar 26, 2026
- RAUM · $3.7B to $3.8BMay 23, 2025 to Mar 26, 2026
- Financial planning clients · 0 to 0Mar 7, 2025 to May 23, 2025
- Accounts · 81 to 79Mar 8, 2024 to Mar 7, 2025
- HNW clients · 19 to 18Mar 8, 2024 to Mar 7, 2025
- Discretionary RAUM · $3.3B to $3.7BMar 8, 2024 to Mar 7, 2025
- HNW RAUM · $53.6M to $52.7MMar 8, 2024 to Mar 7, 2025
- Individual RAUM · $193,401 to $202,624Mar 8, 2024 to Mar 7, 2025
- Pension RAUM · $15.0M to $18.5MMar 8, 2024 to Mar 7, 2025
- RAUM · $3.3B to $3.7BMar 8, 2024 to Mar 7, 2025
- Charity clients · unset to 6.0Mar 16, 2023 to Mar 8, 2024
- HNW clients · 23 to 19Mar 16, 2023 to Mar 8, 2024
- Pension plan clients · unset to 6.0Mar 16, 2023 to Mar 8, 2024
- Discretionary RAUM · $2.9B to $3.3BMar 16, 2023 to Mar 8, 2024
- HNW RAUM · $49.7M to $53.6MMar 16, 2023 to Mar 8, 2024
- Individual RAUM · $159,199 to $193,401Mar 16, 2023 to Mar 8, 2024
- Pension RAUM · $14.6M to $15.0MMar 16, 2023 to Mar 8, 2024
- RAUM · $2.9B to $3.3BMar 16, 2023 to Mar 8, 2024
- State-registered IARs · 4 to 3Mar 29, 2022 to Mar 16, 2023
- Discretionary RAUM · $3.2B to $2.9BMar 29, 2022 to Mar 16, 2023
- HNW RAUM · $60.4M to $49.7MMar 29, 2022 to Mar 16, 2023
- Individual RAUM · $459,773 to $159,199Mar 29, 2022 to Mar 16, 2023
- Pension RAUM · $12.1M to $14.6MMar 29, 2022 to Mar 16, 2023
- RAUM · $3.2B to $2.9BMar 29, 2022 to Mar 16, 2023
- Accounts · 75 to 81Mar 30, 2021 to Mar 29, 2022
- HNW clients · 21 to 23Mar 30, 2021 to Mar 29, 2022
- Discretionary RAUM · $2.8B to $3.2BMar 30, 2021 to Mar 29, 2022
- HNW RAUM · $83.7M to $60.4MMar 30, 2021 to Mar 29, 2022
- Individual RAUM · $435,139 to $459,773Mar 30, 2021 to Mar 29, 2022
- Pension RAUM · $13.4M to $12.1MMar 30, 2021 to Mar 29, 2022
- RAUM · $2.8B to $3.2BMar 30, 2021 to Mar 29, 2022
- Accounts · 74 to 75Jul 16, 2020 to Mar 30, 2021
- Advisory employees · 9 to 11Jul 16, 2020 to Mar 30, 2021
- HNW clients · 18 to 21Jul 16, 2020 to Mar 30, 2021
- Employees · 18 to 20Jul 16, 2020 to Mar 30, 2021
Signals
1 dated events
- Schwartz Investment Counsel Inc reported RAUM $2.8B, up 28% from $2.2B (2019-03-29 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ave-maria-mutual-fundsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- AVEMARIAFUNDS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 7344557777reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.3Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026