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Former SEC-registered adviser

B••••• N•• • C••••••• I•••

Former SEC-registered adviserBeverly Hills, CaliforniaCRD 104709SEC 801-15184IAPD
Legal name H••••• M• B••••• • C••••••• I•••
Latest filing Jan 22, 2018
First filing on the tape Mar 29, 2012 · 13 filings
RAUM
$44.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$44.1M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$22.0M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$44.1M as of Jan 22, 2018
Mar 29, 2012$96.0M then
HNW client RAUM: $44.1M
State-registered IARs (5.B.3)2 as of Jan 22, 2018
Mar 29, 20120 then
Employees (5.A)2 as of Jan 22, 2018
Mar 25, 20138 then
Private funds: no history
RAUM -59% over the last fiscal year-32% a year over threeIARs 0 to 2
Practice profile
derived from the filing of Jan 22, 2018; every figure names its basis
RAUM per advisor
$22.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
9derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.6MderivedHNW RAUM over HNW clients
Average account
$537,400derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-59%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, commissions, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
Custody
$12.3M, 36 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$44.1M100%
Individual clients
0reported
HNW clients
17reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
82reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
$12.3M for 36 clientsreported
Compensation
% of AUM, fixed, commissionsreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
R••••• C•••• N••Personal Financial SpecialistBeverly Hills, CaNov 21, 201737 y0
H••••• M•••••• B•••••Chartered Financial ConsultantBeverly Hills, CaJan 1, 202640 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • N••• R•••••• C•••• · President/Chief Compliance Officercontrol
        since 01/2014 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Beverly Hills, Ca · principal210
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 86 to 82
        Dec 20, 2017 to Jan 22, 2018
      • HNW clients · 18 to 17
        Dec 20, 2017 to Jan 22, 2018
      • Employees · 10 to 2
        Dec 20, 2017 to Jan 22, 2018
      • Discretionary RAUM · $41.7M to $44.1M
        Dec 20, 2017 to Jan 22, 2018
      • HNW RAUM · $41.7M to $44.1M
        Dec 20, 2017 to Jan 22, 2018
      • RAUM · $41.7M to $44.1M
        Dec 20, 2017 to Jan 22, 2018
      • Advisory activities · 5 to 3
        Nov 21, 2017 to Dec 20, 2017
      • Accounts · 47 to 86
        Mar 31, 2017 to Nov 21, 2017
      • Advisory employees · 1 to 2
        Mar 31, 2017 to Nov 21, 2017
      • BD registered reps · 1 to 2
        Mar 31, 2017 to Nov 21, 2017
      • Charity clients · unset to 0.0
        Mar 31, 2017 to Nov 21, 2017
      • Corporate clients · unset to 0.0
        Mar 31, 2017 to Nov 21, 2017
      • HNW clients · unset to 18.0
        Mar 31, 2017 to Nov 21, 2017
      • Individual clients · unset to 0.0
        Mar 31, 2017 to Nov 21, 2017
      • Pension plan clients · unset to 0.0
        Mar 31, 2017 to Nov 21, 2017
      • Pooled vehicle clients · unset to 0.0
        Mar 31, 2017 to Nov 21, 2017
      • Assets in custody · $25.9M to $12.3M
        Mar 31, 2017 to Nov 21, 2017
      • State-registered IARs · 0 to 2
        Mar 31, 2017 to Nov 21, 2017
      • Other offices · unset to 0.0
        Mar 31, 2017 to Nov 21, 2017
      • Discretionary RAUM · $102M to $41.7M
        Mar 31, 2017 to Nov 21, 2017
      • HNW RAUM · unset to 32894310.0
        Mar 31, 2017 to Nov 21, 2017
      • Individual RAUM · unset to 0.0
        Mar 31, 2017 to Nov 21, 2017
      • Non-discretionary RAUM · $5.9M to $0
        Mar 31, 2017 to Nov 21, 2017
      • Pension RAUM · unset to 0.0
        Mar 31, 2017 to Nov 21, 2017
      • Pooled vehicle RAUM · unset to 0.0
        Mar 31, 2017 to Nov 21, 2017
      • RAUM · $108M to $41.7M
        Mar 31, 2017 to Nov 21, 2017
      • Legal name · B••••• H••••• M & CO INC to H••••• M• B••••• • C••••••• I•••
        Nov 21, 2017 to Nov 21, 2017
      • HNW RAUM · $32.9M to $41.7M
        Nov 21, 2017 to Nov 21, 2017
      • Related broker-dealer · true to false
        Nov 21, 2017 to Nov 21, 2017
      • Related insurance company · true to false
        Nov 21, 2017 to Nov 21, 2017
      • Accounts · 40 to 47
        Mar 30, 2016 to Mar 31, 2017
      • Assets in custody · $112M to $25.9M
        Mar 30, 2016 to Mar 31, 2017
      • Employees · 8 to 10
        Mar 30, 2016 to Mar 31, 2017
      • Discretionary RAUM · $112M to $102M
        Mar 30, 2016 to Mar 31, 2017
      • Non-discretionary RAUM · $5.9M to $5.9M
        Mar 30, 2016 to Mar 31, 2017
      • RAUM · $118M to $108M
        Mar 30, 2016 to Mar 31, 2017
      • Accounts · 31 to 40
        Mar 31, 2015 to Mar 29, 2016
      • Advisory employees · 2 to 1
        Mar 31, 2015 to Mar 29, 2016
      • BD registered reps · 2 to 1
        Mar 31, 2015 to Mar 29, 2016
      • Assets in custody · $131M to $112M
        Mar 31, 2015 to Mar 29, 2016
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      bnvco.comreportedpublic record, Form ADV, Sep 21, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $22.0Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026