DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Clean Yield Asset Management
Legal name Clean Yield Group Inc
Latest filing Mar 3, 2026
First filing on the tape Mar 8, 2012 · 21 filings
SEC status approved since Nov 13, 1986
RAUM
$571M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$546M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$95.2M
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$571M as of Mar 3, 2026
Mar 8, 2012$177M then
HNW client RAUM$508M as of Mar 3, 2026
Mar 19, 2018$306M then
State-registered IARs (5.B.3)5 as of Mar 3, 2026
Mar 8, 20120 then
Employees (5.A)9 as of Mar 3, 2026
Mar 5, 20136 then
Private funds: no history
RAUM +6.0% over the last fiscal year+6.1% a year over threeIARs 3 to 5
Practice profile
derived from the filing of Mar 3, 2026; every figure names its basis
- RAUM per advisor
- $95.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 41derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $856,406derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +67%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.0%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
- Custody
- $192M, 135 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$508M89%
- Individuals$37.5M6.6%
- Charitable organizations$25.3M4.4%
- Individual clients
- 91reported
- HNW clients
- 155reported
- Pension plan clients
- 0reported
- Charitable clients
- 11reported
- Accounts
- 667reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $192M for 135 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Dorigen Ryan Hofmann | Norwich, Vt | Dec 7, 2006 | 19 y | 0 |
| Eric Michael BeckerChartered Financial Analyst | Norwich, Vt | Nov 30, 2009 | 32 y | 1 |
| Elizabeth Doyle Glenshaw | Norwich, Vt | Mar 31, 2010 | 27 y | 0 |
| Elizabeth Robertson Levy BouldinChartered Financial Analyst | Lincoln, Ma | Sep 18, 2025 | 18 y | 0 |
| Kofi Tweneboa Kodua | Somerset, Nj | Jan 1, 2026 | 13 y | 0 |
| Jenny Ngo Ly | Norwich, Vt | Mar 2, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Eric Michael Becker from Trillium Asset ManagementNov 30, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael Eric Becker · Secretarycontrolsince 10/2012 · owns 25% to 50%
- Doyle Elizabeth Glenshaw · President & Treasurercontrolsince 10/2014 · owns 25% to 50%
- Ryan Dorigen Hofmann · Vice President, Chief Compliance Officercontrolsince 10/2012 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Norwich, Vt · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 645 to 667Feb 26, 2025 to Mar 3, 2026
- Advisory employees · 3 to 8Feb 26, 2025 to Mar 3, 2026
- HNW clients · 136 to 155Feb 26, 2025 to Mar 3, 2026
- Individual clients · 94 to 91Feb 26, 2025 to Mar 3, 2026
- State-registered IARs · 3 to 5Feb 26, 2025 to Mar 3, 2026
- Discretionary RAUM · $539M to $571MFeb 26, 2025 to Mar 3, 2026
- HNW RAUM · $463M to $508MFeb 26, 2025 to Mar 3, 2026
- Individual RAUM · $48.3M to $37.5MFeb 26, 2025 to Mar 3, 2026
- RAUM · $539M to $571MFeb 26, 2025 to Mar 3, 2026
- Accounts · 690 to 645Feb 15, 2024 to Feb 26, 2025
- Charity clients · 9 to 11Feb 15, 2024 to Feb 26, 2025
- HNW clients · 159 to 136Feb 15, 2024 to Feb 26, 2025
- Individual clients · 89 to 94Feb 15, 2024 to Feb 26, 2025
- Assets in custody · $165M to $192MFeb 15, 2024 to Feb 26, 2025
- Employees · 8 to 9Feb 15, 2024 to Feb 26, 2025
- Financial planning clients · unset to Feb 15, 2024 to Feb 26, 2025
- Other offices · 8 to 3Feb 15, 2024 to Feb 26, 2025
- Discretionary RAUM · $511M to $539MFeb 15, 2024 to Feb 26, 2025
- HNW RAUM · $456M to $463MFeb 15, 2024 to Feb 26, 2025
- Individual RAUM · $42.3M to $48.3MFeb 15, 2024 to Feb 26, 2025
- RAUM · $511M to $539MFeb 15, 2024 to Feb 26, 2025
- Accounts · 641 to 690Feb 16, 2023 to Feb 15, 2024
- Advisory employees · 4 to 3Feb 16, 2023 to Feb 15, 2024
- Charity clients · 13 to 9Feb 16, 2023 to Feb 15, 2024
- HNW clients · 127 to 159Feb 16, 2023 to Feb 15, 2024
- Individual clients · 114 to 89Feb 16, 2023 to Feb 15, 2024
- Assets in custody · $159M to $165MFeb 16, 2023 to Feb 15, 2024
- State-registered IARs · 4 to 3Feb 16, 2023 to Feb 15, 2024
- Other offices · 1 to 8Feb 16, 2023 to Feb 15, 2024
- Discretionary RAUM · $478M to $511MFeb 16, 2023 to Feb 15, 2024
- HNW RAUM · $383M to $456MFeb 16, 2023 to Feb 15, 2024
- Individual RAUM · $62.9M to $42.3MFeb 16, 2023 to Feb 15, 2024
- RAUM · $478M to $511MFeb 16, 2023 to Feb 15, 2024
- Accounts · 582 to 641Feb 25, 2022 to Feb 16, 2023
- Charity clients · 12 to 13Feb 25, 2022 to Feb 16, 2023
- HNW clients · 133 to 127Feb 25, 2022 to Feb 16, 2023
- Individual clients · 96 to 114Feb 25, 2022 to Feb 16, 2023
- Assets in custody · $170M to $159MFeb 25, 2022 to Feb 16, 2023
- Discretionary RAUM · $518M to $478MFeb 25, 2022 to Feb 16, 2023
- HNW RAUM · $429M to $383MFeb 25, 2022 to Feb 16, 2023
Signals
2 dated events
- Clean Yield Asset Management reported 3 offices beyond its principal office, down from 8 (2024-02-15 to 2025-02-26)Feb 26, 2025 · Office count change · derived
- Clean Yield Asset Management reported 8 offices beyond its principal office, up from 1 (2023-02-16 to 2024-02-15)Feb 15, 2024 · Office count change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 802-526-2525reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-809-6439reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/CLEAN-YIELD-ASSET-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- CLEANYIELD.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 802-526-2525reportedpublic record, Form ADV, Mar 3, 2026
- Contact form
- cleanyield.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- cleanyield.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $95.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026