DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•• E•• A••••••••• C••••
Legal name V•• E•• A••••••••• C•••••••••
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 44 filings
SEC status approved since May 17, 1984
RAUM
$126B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
292
46 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$126B as of Mar 30, 2026
Mar 30, 2012$37B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)292 as of Mar 30, 2026
Mar 26, 2013155 then
Private funds1 as of Mar 26, 2021
Mar 30, 20151 then
RAUM +50% over the last fiscal year+31% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $866MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +50%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Custody
- $536M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$125B99%
- Pooled investment vehicles$853M0.7%
- Charitable organizations$32.3M0.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 145reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $536M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=111.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V••••• E••••• E••••• P••••••••no longer reported | Other Private Fund | $988,477 | 1 | Mar 28, 2016 |
Owners and control persons
Schedule A and B, latest filing
- G•••••••• F••••••••• M•••••• · Vice President And Chief Compliance Officercontrolsince 01/2018 · owns less than 5%
- R••••••••• L••• R••••• · Vice President, Chief Financial Officer And Treasurercontrolsince 07/2018 · owns less than 5%
- S••••• J•••••••• R••• · Senior Vice President, General Counsel And Secretarycontrolsince 02/2014 · owns less than 5%
- S••••• B••••• J••• · Directorcontrolsince 06/1997 · owns less than 5%
- V•••••• J••• F•••••••• · President, Chief Executive Officer And Director/T••••••controlsince 01/1988 · owns less than 5%
- G•••••• R•••••• R•••• · Director/T••••••since 05/2012 · owns less than 5%
- U•••••• W••••••• A•••••••• · Directorsince 10/2010 · owns less than 5%
Entity owners
- J•• F•••••••• V•• E•• R•••••••• T••••• J•• V•• E•• T•••••• · Shareholderdirect · owns 50% to 75%
- J•• V•• E•• 2••• F••••• I••••••••• T••••• R••••• G••••• T•••••• · Shareholderdirect · owns 10% to 25%
- J•• V•• E•• 2••• G•••• J•• V•• E•• T•••••• · Shareholderdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- F• A••••••• S•••••••• L•••investment adviseryRAUM $37.4M
- I•••••• G••••• D• R••••••• L••••investment advisery
- V•• E•• A••••••• R••••• A••••••• C••••investment adviserbankpooled vehicle sponsoryRAUM $3.1B
- V•• E•• S••••••••• C•••••••••broker-dealery
- V••••• ••••••• G•••broker-dealerinvestment advisery
- V••••• A•••• M••••••••• B•••investment advisery
- V••••• D•••••• A••••• A•••• G•• L••pooled vehicle sponsory
- V••••• D•••••• A••••• G•• L••pooled vehicle sponsory
- V••••• D•••••• A•••••• L••pooled vehicle sponsory
- V••••• E•• A•pooled vehicle sponsory
- V••••• I••••••••• M••••••••• ••••••••• C••• L•••investment advisery
- V••••• I••••••••• L••••••investment advisery
- V••••• P•••••• F••• M••••••••• ••••••••• C••• L•••investment advisery
- V••••• S•••••••• P••• L•••investment advisery
Advisers that list V•• E•• A••••••••• C•••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Mar 30, 2026performance-based compensation (Item 5.E.6): no on the filing of 2025-11-04, yes on the filing of 2026-03-30peers: asset managers, $20B and over (512)
What changed
consecutive filings, newest first
- Accounts · 127 to 145Nov 4, 2025 to Mar 30, 2026
- Advisory employees · 42 to 46Nov 4, 2025 to Mar 30, 2026
- BD registered reps · 87 to 111Nov 4, 2025 to Mar 30, 2026
- Assets in custody · $379M to $536MNov 4, 2025 to Mar 30, 2026
- Employees · 261 to 292Nov 4, 2025 to Mar 30, 2026
- Discretionary RAUM · $84B to $126BNov 4, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $614M to $853MNov 4, 2025 to Mar 30, 2026
- RAUM · $84B to $126BNov 4, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Mar 26, 2025 to Nov 4, 2025
- Accounts · 99 to 127Nov 6, 2024 to Mar 26, 2025
- Advisory employees · 41 to 42Nov 6, 2024 to Mar 26, 2025
- BD registered reps · 81 to 87Nov 6, 2024 to Mar 26, 2025
- Assets in custody · $344M to $379MNov 6, 2024 to Mar 26, 2025
- Employees · 244 to 261Nov 6, 2024 to Mar 26, 2025
- Discretionary RAUM · $70B to $84BNov 6, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $576M to $614MNov 6, 2024 to Mar 26, 2025
- RAUM · $70B to $84BNov 6, 2024 to Mar 26, 2025
- Accounts · 94 to 99Mar 1, 2024 to Mar 28, 2024
- Advisory employees · 44 to 41Mar 1, 2024 to Mar 28, 2024
- BD registered reps · 77 to 81Mar 1, 2024 to Mar 28, 2024
- Charity clients · unset to 1.0Mar 1, 2024 to Mar 28, 2024
- Pension plan clients · 1.0 to unsetMar 1, 2024 to Mar 28, 2024
- Pooled vehicle clients · 11 to 10Mar 1, 2024 to Mar 28, 2024
- Assets in custody · $384M to $344MMar 1, 2024 to Mar 28, 2024
- Discretionary RAUM · $56B to $70BMar 1, 2024 to Mar 28, 2024
- Pension RAUM · 39097493.0 to unsetMar 1, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $652M to $576MMar 1, 2024 to Mar 28, 2024
- RAUM · $56B to $70BMar 1, 2024 to Mar 28, 2024
- Accounts · 85 to 94Nov 1, 2022 to Mar 30, 2023
- Advisory employees · 40 to 44Nov 1, 2022 to Mar 30, 2023
- BD registered reps · 80 to 77Nov 1, 2022 to Mar 30, 2023
- Assets in custody · $385M to $384MNov 1, 2022 to Mar 30, 2023
- Employees · 211 to 244Nov 1, 2022 to Mar 30, 2023
- Discretionary RAUM · $68B to $56BNov 1, 2022 to Mar 30, 2023
- Pension RAUM · $47.5M to $39.1MNov 1, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $697M to $652MNov 1, 2022 to Mar 30, 2023
- RAUM · $68B to $56BNov 1, 2022 to Mar 30, 2023
- Accounts · 84 to 85Mar 30, 2022 to Apr 12, 2022
- Pooled vehicle clients · 10 to 11Mar 30, 2022 to Apr 12, 2022
- Discretionary RAUM · $68B to $68BMar 30, 2022 to Apr 12, 2022
Signals
2 dated events
- V•• E•• A••••••••• C•••• reported RAUM $125.6B, up 50% from $83.5B (2025-11-04 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- V•• E•• A••••••••• C•••• reported RAUM $70.4B, up 25% from $56.2B (2024-03-01 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/vaneckreportedpublic record, Form ADV, Sep 18, 2026
- Website
- vaneck.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-293-2000reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026