DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Former SEC-registered adviser
B••••• • A••••••••• I••
Latest filing May 13, 2025
First filing on the tape Aug 17, 2012 · 15 filings
SEC status approved since Mar 1, 1950
RAUM
$106M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
42%
$44.3M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$53.1M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$106M as of May 13, 2025
Aug 17, 2012$91.0M then
HNW client RAUM$19.8M as of May 13, 2025
Apr 4, 2018$17.4M then
State-registered IARs (5.B.3)2 as of May 13, 2025
Apr 3, 20130 then
Employees (5.A)3 as of May 13, 2025
Apr 3, 20134 then
Private funds1 as of Mar 29, 2020
Jun 30, 20191 then
RAUM -3.4% over the last fiscal year+3.0% a year over threeIARs 2 to 2
Practice profile
derived from the filing of May 13, 2025; every figure names its basis
- RAUM per advisor
- $53.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $1.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 8.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +17%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$53.1M50%
- Individuals$24.6M23%
- High-net-worth individuals$19.8M19%
- Charitable organizations$7.5M7.1%
- Pension and profit-sharing plans$1.1M1.1%
- Individual clients
- 35reported
- HNW clients
- 7reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 62reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| H•••• M• K••••••••• | Philadelphia, Pa | Aug 25, 2026 | 26 y | 4 |
| G••• A••••• V•••• | Philadelphia, Pa | Aug 25, 2026 | 24 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- G••• A••••• V•••• from K•••••••• W••••• M••••••••• L••Feb 7, 2019 · RIA to RIA
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••••• M••••••••• F••• S••••• 1• A• S••••• O• B••••• M••••••••• F••• L••no longer reported | Hedge Fund | $1.1M | 2 | Jun 30, 2019 |
Owners and control persons
Schedule A and B, latest filing
- K••••••••• H••••• M• · President And Chief Compliance Officercontrolsince 06/2007 · owns 25% to 50%
- K••••••••• H••••• R•••••• · Retiredcontrolsince 12/2019 · owns 50% to 75%
Related persons
Schedule D 7.A
- B••••• C•••••• A••••••• L••bankn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Philadelphia, Pa · principal | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 57 to 62Apr 1, 2024 to May 13, 2025
- Advisory activities · 3 to 4Apr 1, 2024 to May 13, 2025
- Assets in custody · 450000.0 to unsetApr 1, 2024 to May 13, 2025
- Custody of client assets · true to falseApr 1, 2024 to May 13, 2025
- Financial planning clients · unset to 1-10Apr 1, 2024 to May 13, 2025
- Discretionary RAUM · $101M to $104MApr 1, 2024 to May 13, 2025
- HNW RAUM · $21.1M to $19.8MApr 1, 2024 to May 13, 2025
- Individual RAUM · $18.6M to $24.6MApr 1, 2024 to May 13, 2025
- Non-discretionary RAUM · $2.2M to $2.3MApr 1, 2024 to May 13, 2025
- Pension RAUM · $5.4M to $1.1MApr 1, 2024 to May 13, 2025
- RAUM · $104M to $106MApr 1, 2024 to May 13, 2025
- Accounts · 63 to 57Mar 31, 2023 to Apr 1, 2024
- HNW clients · 5 to 7Mar 31, 2023 to Apr 1, 2024
- Individual clients · 31 to 35Mar 31, 2023 to Apr 1, 2024
- Assets in custody · $702,066 to $450,000Mar 31, 2023 to Apr 1, 2024
- Discretionary RAUM · $108M to $101MMar 31, 2023 to Apr 1, 2024
- HNW RAUM · $19.6M to $21.1MMar 31, 2023 to Apr 1, 2024
- Individual RAUM · $27.0M to $18.6MMar 31, 2023 to Apr 1, 2024
- Non-discretionary RAUM · $2.1M to $2.2MMar 31, 2023 to Apr 1, 2024
- Pension RAUM · $2.6M to $5.4MMar 31, 2023 to Apr 1, 2024
- RAUM · $110M to $104MMar 31, 2023 to Apr 1, 2024
- Accounts · 68 to 63Mar 31, 2022 to Mar 31, 2023
- HNW clients · unset to 5.0Mar 31, 2022 to Mar 31, 2023
- Individual clients · 36 to 31Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $1.6M to $702,066Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $104M to $108MMar 31, 2022 to Mar 31, 2023
- HNW RAUM · $14.7M to $19.6MMar 31, 2022 to Mar 31, 2023
- Individual RAUM · $26.1M to $27.0MMar 31, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $2.4M to $2.1MMar 31, 2022 to Mar 31, 2023
- Pension RAUM · $6.0M to $2.6MMar 31, 2022 to Mar 31, 2023
- RAUM · $106M to $110MMar 31, 2022 to Mar 31, 2023
- Accounts · 67 to 68Mar 31, 2021 to Mar 31, 2022
- Corporate clients · 3.0 to unsetMar 31, 2021 to Mar 31, 2022
- HNW clients · 3.0 to unsetMar 31, 2021 to Mar 31, 2022
- Individual clients · 35 to 36Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $1.6M to $1.6MMar 31, 2021 to Mar 31, 2022
- Employees · 4 to 3Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $95.0M to $104MMar 31, 2021 to Mar 31, 2022
- HNW RAUM · $11.6M to $14.7MMar 31, 2021 to Mar 31, 2022
- Individual RAUM · $23.2M to $26.1MMar 31, 2021 to Mar 31, 2022
Signals
2 dated events
- Bishop & Associates Inc no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $106.1M)Apr 1, 2026 · Left the SEC roster · derived
- Raymond Henry Kwiecinski (Retired) appeared on Schedule A of Bishop & Associates IncMar 31, 2022 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/bishop-&-associatesreportedpublic record, Form ADV, Sep 18, 2026
- Website
- BISHOP-ASSOCIATES.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $53.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026