DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••••• I••••••••• M••••••••• I••
Latest filing Feb 20, 2026
First filing on the tape Dec 6, 2011 · 54 filings
SEC status approved since Aug 6, 1987
RAUM
$490M
reported, Item 5.F
Discretionary
64%
of RAUM
Private clients
100%
$488M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$245M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
54 filings and snapshots on the tape
RAUM$490M as of Feb 20, 2026
Mar 15, 2012$320M then
HNW client RAUM$488M as of Feb 20, 2026
Mar 14, 2018$270M then
State-registered IARs (5.B.3)2 as of Feb 20, 2026
Feb 7, 20133 then
Employees (5.A)3 as of Feb 20, 2026
Feb 7, 20136 then
Private funds: no history
RAUM +8.6% over the last fiscal year+15% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $245MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.6MderivedHNW RAUM over HNW clients
- Average account
- $4.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 64%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$488M100%
- Charitable organizations$2.3M0.5%
- Individual clients
- n/areported
- HNW clients
- 107reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 108reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| F••••••• S•••• K••••• | Rockville, Md | Jun 26, 2015 | 32 y | 1 |
| C••••• S•••• K••••• | Rockville, Md | Feb 5, 2025 | 46 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- H•••• B•••• A••••• to W••••••••• S••••••••• C•••••••••Jul 1, 2014 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••• C•••••• S•••• · Chairman/Managing Dir.controlsince 04/1987 · owns 75% or more
- K•••••• F•••••••• S•••• · President/Cfo/Treas./Cco/Managing Dir.controlsince 01/1998 · owns 5% to 10%
- K•••••• J••••• B••• · Vp/Directorcontrolsince 04/1987 · owns less than 5%
- M•••••• L••••• C•••••••• · Directorcontrolsince 04/1987 · owns less than 5%
- C••••• V•••••••• K••••• · Directorsince 11/1987 · owns less than 5%
- G••••••• K•••••••• K••••• · Directorsince 01/2010 · owns less than 5%
- O••••••••• M•••••• F•••• · Ownersince 04/1987 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Rockville, Md · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 115 to 108Feb 28, 2025 to Feb 20, 2026
- HNW clients · 114 to 107Feb 28, 2025 to Feb 20, 2026
- Discretionary RAUM · $291M to $311MFeb 28, 2025 to Feb 20, 2026
- HNW RAUM · $449M to $488MFeb 28, 2025 to Feb 20, 2026
- Non-discretionary RAUM · $161M to $179MFeb 28, 2025 to Feb 20, 2026
- RAUM · $451M to $490MFeb 28, 2025 to Feb 20, 2026
- Accounts · 118 to 115Feb 20, 2024 to Feb 28, 2025
- Corporate clients · 2.0 to unsetFeb 20, 2024 to Feb 28, 2025
- HNW clients · 115 to 114Feb 20, 2024 to Feb 28, 2025
- Financial planning clients · unset to Feb 20, 2024 to Feb 28, 2025
- Discretionary RAUM · $272M to $291MFeb 20, 2024 to Feb 28, 2025
- HNW RAUM · $361M to $449MFeb 20, 2024 to Feb 28, 2025
- Non-discretionary RAUM · $92.5M to $161MFeb 20, 2024 to Feb 28, 2025
- RAUM · $364M to $451MFeb 20, 2024 to Feb 28, 2025
- Accounts · 121 to 118Aug 18, 2023 to Jan 31, 2024
- Charity clients · unset to 1.0Aug 18, 2023 to Jan 31, 2024
- Corporate clients · unset to 2.0Aug 18, 2023 to Jan 31, 2024
- HNW clients · 117 to 115Aug 18, 2023 to Jan 31, 2024
- Discretionary RAUM · $255M to $272MAug 18, 2023 to Jan 31, 2024
- HNW RAUM · $338M to $361MAug 18, 2023 to Jan 31, 2024
- Non-discretionary RAUM · $85.4M to $92.5MAug 18, 2023 to Jan 31, 2024
- RAUM · $340M to $364MAug 18, 2023 to Jan 31, 2024
- Accounts · 120 to 121Jan 31, 2023 to Aug 16, 2023
- BD registered reps · 3 to 1Jan 31, 2023 to Aug 16, 2023
- Corporate clients · 3.0 to unsetJan 31, 2023 to Aug 16, 2023
- HNW clients · 116 to 117Jan 31, 2023 to Aug 16, 2023
- Employees · 4 to 3Jan 31, 2023 to Aug 16, 2023
- Other offices · 1 to 2Jan 31, 2023 to Aug 16, 2023
- Discretionary RAUM · $238M to $255MJan 31, 2023 to Aug 16, 2023
- HNW RAUM · $315M to $338MJan 31, 2023 to Aug 16, 2023
- Non-discretionary RAUM · $79.8M to $85.4MJan 31, 2023 to Aug 16, 2023
- RAUM · $318M to $340MJan 31, 2023 to Aug 16, 2023
- Related broker-dealer · true to falseJan 31, 2023 to Aug 16, 2023
- Accounts · 124 to 120Oct 11, 2022 to Jan 31, 2023
- Corporate clients · 5 to 3Oct 11, 2022 to Jan 31, 2023
- HNW clients · 118 to 116Oct 11, 2022 to Jan 31, 2023
- Discretionary RAUM · $252M to $238MOct 11, 2022 to Jan 31, 2023
- HNW RAUM · $331M to $315MOct 11, 2022 to Jan 31, 2023
- Non-discretionary RAUM · $83.4M to $79.8MOct 11, 2022 to Jan 31, 2023
- RAUM · $335M to $318MOct 11, 2022 to Jan 31, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- e••••••@m••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- l••••@m••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- s••••@m••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 301-897-9700reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- w••.m••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 301-897-9700reportedpublic record, Form ADV, Feb 20, 2026
- Contact form
- m••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $245Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026