DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••• I••••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Mar 29, 2012 · 24 filings
SEC status approved since Nov 25, 1988
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$0 as of Mar 24, 2026
Mar 29, 2012$819M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 28, 20130 then
Employees (5.A)5 as of Mar 24, 2026
Mar 28, 20139 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- pension consulting, otherreportedItem 5.G
- Custody
- $3.2M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.2M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••• D••••• B•••• · Chief Compliance Officer/Chief Financial Officercontrolsince 01/2008 · owns less than 5%
- L•••••• S•••••• P••••• · Ceo And Elected Managercontrolsince 06/2018 · owns less than 5%
- B•••••••• D••••• F•••• · Membercontrolsince 12/2020 · owns 25% to 50% of T•••• I••
Entity owners
- H••• H••••••• 1• L•• · Memberdirect · owns 75% or more
- T•• S••••••• C••••• G••••• L•• · Memberindirect · owns 75% or more of H••• H••••••• 1• L••
- T•••• I•• · Memberindirect · owns 75% or more of T•• S••••••• C••••• G••••• L••
Related persons
Schedule D 7.A
- T•• S••••••• C••••• G••••• L••investment companyn
- T••• R••• A•••••••• L••real estaten
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $2.2M to $3.2MMar 24, 2025 to Mar 24, 2026
- Accounts · unset to 0.0Mar 25, 2024 to Mar 24, 2025
- Advisory employees · 4 to 5Mar 25, 2024 to Mar 24, 2025
- Assets in custody · $1.8M to $2.2MMar 25, 2024 to Mar 24, 2025
- Employees · 4 to 5Mar 25, 2024 to Mar 24, 2025
- Financial planning clients · unset to Mar 25, 2024 to Mar 24, 2025
- Discretionary RAUM · unset to 0.0Mar 25, 2024 to Mar 24, 2025
- Non-discretionary RAUM · unset to 0.0Mar 25, 2024 to Mar 24, 2025
- RAUM · unset to 0.0Mar 25, 2024 to Mar 24, 2025
- Advisory employees · 6 to 4Jun 5, 2023 to Mar 25, 2024
- Assets in custody · $4.7M to $1.8MJun 5, 2023 to Mar 25, 2024
- Employees · 6 to 4Jun 5, 2023 to Mar 25, 2024
- Other offices · 1 to 0Jun 5, 2023 to Mar 25, 2024
- Advisory activities · 1 to 2Mar 27, 2023 to Jun 5, 2023
- Assets in custody · $10.0M to $4.7MSep 14, 2022 to Mar 27, 2023
- Other offices · 0 to 1Sep 14, 2022 to Mar 27, 2023
- Business name · H••• R••••• A•••••••• L•• to T••• I••••••••• L••Sep 14, 2022 to Sep 14, 2022
- Legal name · H••• R••••• A•••••••• L•• to T••• I••••••••• L••Sep 14, 2022 to Sep 14, 2022
- Advisory employees · 5 to 6Mar 26, 2021 to Mar 25, 2022
- Assets in custody · $8.2M to $10.0MMar 26, 2021 to Mar 25, 2022
- Employees · 5 to 6Mar 26, 2021 to Mar 25, 2022
- Advisory employees · 6 to 5Mar 29, 2020 to Mar 26, 2021
- Assets in custody · $5.5M to $8.2MMar 29, 2020 to Mar 26, 2021
- Employees · 6 to 5Mar 29, 2020 to Mar 26, 2021
- Assets in custody · $2.9M to $5.5MMar 27, 2019 to Mar 29, 2020
- Advisory employees · 5 to 6Jul 24, 2018 to Mar 27, 2019
- Assets in custody · $4.2M to $2.9MJul 24, 2018 to Mar 27, 2019
- Employees · 5 to 6Jul 24, 2018 to Mar 27, 2019
- Accounts · 2.0 to unsetAug 23, 2017 to Mar 28, 2018
- Advisory employees · 6 to 5Aug 23, 2017 to Mar 28, 2018
- Assets in custody · $2.0M to $4.2MAug 23, 2017 to Mar 28, 2018
- Employees · 6 to 5Aug 23, 2017 to Mar 28, 2018
- Other offices · unset to 0.0Aug 23, 2017 to Mar 28, 2018
- Discretionary RAUM · 245107171.0 to unsetAug 23, 2017 to Mar 28, 2018
- Non-discretionary RAUM · 428843540.0 to unsetAug 23, 2017 to Mar 28, 2018
- Pension RAUM · unset to 0.0Aug 23, 2017 to Mar 28, 2018
- RAUM · 673950711.0 to unsetAug 23, 2017 to Mar 28, 2018
- Business name · H••• R••••• A•••••••• I••• to H••• R••••• A•••••••• L••Aug 1, 2017 to Aug 16, 2017
- Succession · true to falseMay 23, 2017 to Aug 1, 2017
- Legal name · H••• R••••• A•••••••• I••• to H••• R••••• A•••••••• L••Mar 29, 2017 to May 23, 2017
Signals
10 dated events
- Clark Joshua Kagan (Co-Ceo And Elected Manager) no longer on Schedule A of T••• I••••••••• L•• (listed 2023-06-05, absent 2024-03-25)Mar 25, 2024 · Control person left · inference
- J•••••• P••••••• (Managing Director) no longer on Schedule A of T••• I••••••••• L•• (listed 2022-09-14, absent 2023-03-27)Mar 27, 2023 · Control person left · inference
- J•••• A••••• F•••• (Managing Director) no longer on Schedule A of T••• I••••••••• L•• (listed 2022-09-14, absent 2023-03-27)Mar 27, 2023 · Control person left · inference
- J•••• A••••• F•••• (Managing Director) appeared on Schedule A of T••• I••••••••• L••Mar 25, 2022 · Control person joined · fact
- J•••••• P••••••• (Managing Director) appeared on Schedule A of T••• I••••••••• L••Mar 25, 2022 · Control person joined · fact
- F•••• D•••• B••••••• (Member) appeared on Schedule A of T••• I••••••••• L••Mar 26, 2021 · Control person joined · fact
- Carl Peter Grzybala (Managing Director--Asset Management) no longer on Schedule A of T••• I••••••••• L•• (listed 2019-03-27, absent 2020-03-29)Mar 29, 2020 · Control person left · inference
- Jonathan Dubovsky (Chief Investment Officer) no longer on Schedule A of T••• I••••••••• L•• (listed 2018-07-24, absent 2019-03-27)Mar 27, 2019 · Control person left · inference
- Clark Joshua Kagan (Chief Investment Officer) appeared on Schedule A of T••• I••••••••• L••Mar 27, 2019 · Control person joined · fact
- H••• R••••• A•••••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)May 23, 2017 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/tscg-the-shopping-center-group/postsreportedpublic record, Form ADV, Sep 19, 2026
- Website
- T•••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 860 651-4000reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026