DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
J•• A• F••••••• L••
Legal name F•••••• J•• A• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 29, 2012 · 21 filings
SEC status approved since May 31, 1970
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
87%
$1.1B individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$313M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$1.3B as of Mar 30, 2026
Mar 29, 2012$386M then
HNW client RAUM$1.1B as of Mar 30, 2026
Mar 30, 2018$454M then
State-registered IARs (5.B.3)4 as of Mar 30, 2026
Mar 29, 20120 then
Employees (5.A)8 as of Mar 30, 2026
Mar 27, 20139 then
Private funds: no history
RAUM +12% over the last fiscal year+17% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $313MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 125derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $2.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 8.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $92.1M, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.1B84%
- Pension and profit-sharing plans$76.4M6.1%
- Corporations and businesses$55.8M4.5%
- Individuals$39.6M3.2%
- Charitable organizations$26.7M2.1%
- Individual clients
- 257reported
- HNW clients
- 244reported
- Pension plan clients
- 13reported
- Charitable clients
- 5reported
- Accounts
- 537reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $92.1M for 13 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.87 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•• A•••• F•••••• | Troy, Mi | Aug 3, 2016 | 56 y | 1 |
| T••• M•••••• I•••••••Chartered Financial Analyst | Troy, Mi | Aug 3, 2016 | 28 y | 1 |
| V•••••• F•••• | Troy, Mi | Aug 3, 2016 | 24 y | 1 |
| E••• J•• F•••••• | Troy, Mi | Jan 12, 2022 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F••••••• J••• A•••• · Coo/Presidentcontrolsince 09/1983 · owns 75% or more
- B••••••• D••••• C•••• · Ccosince 01/2019 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Troy, Mi · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Palm Beach Gardens, FL
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 30, 2026F••••••• J••• A•••• (COO/PRESIDENT) left Schedule A between the filings of 2020-03-18 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 524 to 537Jul 22, 2025 to Mar 30, 2026
- Corporate clients · 16 to 18Jul 22, 2025 to Mar 30, 2026
- HNW clients · 237 to 244Jul 22, 2025 to Mar 30, 2026
- Individual clients · 251 to 257Jul 22, 2025 to Mar 30, 2026
- Pension plan clients · 15 to 13Jul 22, 2025 to Mar 30, 2026
- Assets in custody · $42.2M to $92.1MJul 22, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.1B to $1.3BJul 22, 2025 to Mar 30, 2026
- HNW RAUM · $941M to $1.1BJul 22, 2025 to Mar 30, 2026
- Individual RAUM · $39.3M to $39.6MJul 22, 2025 to Mar 30, 2026
- Pension RAUM · $72.3M to $76.4MJul 22, 2025 to Mar 30, 2026
- RAUM · $1.1B to $1.3BJul 22, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 24, 2025 to Jul 22, 2025
- Accounts · 481 to 524Mar 21, 2024 to Mar 24, 2025
- Advisory activities · 1 to 2Mar 21, 2024 to Mar 24, 2025
- Charity clients · 4 to 5Mar 21, 2024 to Mar 24, 2025
- Corporate clients · 17 to 16Mar 21, 2024 to Mar 24, 2025
- HNW clients · 212 to 237Mar 21, 2024 to Mar 24, 2025
- Individual clients · 236 to 251Mar 21, 2024 to Mar 24, 2025
- Pension plan clients · 12 to 15Mar 21, 2024 to Mar 24, 2025
- Assets in custody · $439M to $42.2MMar 21, 2024 to Mar 24, 2025
- Discretionary RAUM · $959M to $1.1BMar 21, 2024 to Mar 24, 2025
- HNW RAUM · $791M to $941MMar 21, 2024 to Mar 24, 2025
- Individual RAUM · $40.3M to $39.3MMar 21, 2024 to Mar 24, 2025
- Pension RAUM · $63.2M to $72.3MMar 21, 2024 to Mar 24, 2025
- RAUM · $959M to $1.1BMar 21, 2024 to Mar 24, 2025
- Accounts · 446 to 481Mar 22, 2023 to Mar 21, 2024
- Advisory activities · 2 to 1Mar 22, 2023 to Mar 21, 2024
- Charity clients · 3 to 4Mar 22, 2023 to Mar 21, 2024
- HNW clients · 185 to 212Mar 22, 2023 to Mar 21, 2024
- Individual clients · 230 to 236Mar 22, 2023 to Mar 21, 2024
- Pension plan clients · 11 to 12Mar 22, 2023 to Mar 21, 2024
- Assets in custody · $32.0M to $439MMar 22, 2023 to Mar 21, 2024
- Employees · 9 to 8Mar 22, 2023 to Mar 21, 2024
- Discretionary RAUM · $782M to $959MMar 22, 2023 to Mar 21, 2024
- HNW RAUM · $641M to $791MMar 22, 2023 to Mar 21, 2024
- Individual RAUM · $40.6M to $40.3MMar 22, 2023 to Mar 21, 2024
- Pension RAUM · $52.1M to $63.2MMar 22, 2023 to Mar 21, 2024
- RAUM · $782M to $959MMar 22, 2023 to Mar 21, 2024
- Accounts · 429 to 446Mar 23, 2022 to Mar 22, 2023
- Corporate clients · 15 to 17Mar 23, 2022 to Mar 22, 2023
Signals
1 dated events
- J•• A• F••••••• L•• reported RAUM $1.0B, up 29% from $786.3M (2021-03-26 to 2022-03-23)Mar 23, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@j••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 248-740-9400reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 248-740-9401reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- j••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 248-740-9400reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- j••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- j••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $313Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026