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Former SEC-registered adviser

R••••••••• C•••••• A••••••••• L•

Former SEC-registered adviserStamford, ConnecticutCRD 105649SEC 801-34485IAPD
Latest filing Mar 25, 2019
First filing on the tape Mar 26, 2012 · 12 filings
RAUM
$741M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$741M gross assets
History
12 filings and snapshots on the tape
RAUM$741M as of Mar 25, 2019
Mar 26, 2012$1.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2019
Mar 26, 20120 then
Employees (5.A)13 as of Mar 25, 2019
Mar 27, 201314 then
Private funds2 as of Mar 25, 2019
Mar 26, 20125 then
RAUM -10% over the last fiscal year-14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$370MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-10%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$741M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$741M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$741M for 2 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      5 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      B•••••• R••••••••• F•••• L•••Hedge Fund$579M51Mar 26, 2012
      B•••••• O••••••• R••••••••• F•••• I•••Hedge Fund$162M21Mar 26, 2012
      B•• H••• V••••• L•••no longer reportedHedge Fund$25.0M1Mar 26, 2012
      B•• S••••• I•••••• L•••no longer reportedHedge Fund$13.6M1Mar 26, 2012
      B••• H••• V••••• I•••no longer reportedHedge Fund$11.5M1Mar 26, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••••• S••••• V•••••• · Chief Compliance Officercontrol
        since 06/2014 · owns less than 5%
      • B••••••• J••••• D••••• · President And Sole Shareholder Of Bmc; President And Majority Shareholder Of Boiccontrol
        since 07/1991 · owns 75% or more
      • D••••••• S••••• V•••••• · Vice President Of Bmc, Boic And B•••••• C•••••• C••••••••• (General Partner Of Adviser)control
        since 04/2012 · owns less than 5%
      • F••••• W•••••• M••• · Chief Financial Officercontrol
        since 07/1991 · owns less than 5%
      • B••••••• J••••• D••••• · President And Sole Shareholder Of B•••••• C•••••• C•••••••••, General Partner Of Advisercontrol
        since 04/1994 · owns 75% or more of B•••••• C•••••• C•••••••••
      Entity owners
      • B•••••• C•••••• C••••••••• · General Partner Of R••••••••• C•••••• A•••••••••, L.P.
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $826M to $741M
        Mar 26, 2018 to Mar 25, 2019
      • Discretionary RAUM · $826M to $741M
        Mar 26, 2018 to Mar 25, 2019
      • Pooled vehicle RAUM · $826M to $741M
        Mar 26, 2018 to Mar 25, 2019
      • RAUM · $826M to $741M
        Mar 26, 2018 to Mar 25, 2019
      • Pooled vehicle clients · unset to 2.0
        Mar 27, 2017 to Mar 26, 2018
      • Assets in custody · $928M to $826M
        Mar 27, 2017 to Mar 26, 2018
      • Other offices · unset to 0.0
        Mar 27, 2017 to Mar 26, 2018
      • Discretionary RAUM · $928M to $826M
        Mar 27, 2017 to Mar 26, 2018
      • Pooled vehicle RAUM · unset to 826039758.0
        Mar 27, 2017 to Mar 26, 2018
      • RAUM · $928M to $826M
        Mar 27, 2017 to Mar 26, 2018
      • Related adviser · true to false
        Mar 27, 2017 to Mar 26, 2018
      • Related bank · true to false
        Mar 27, 2017 to Mar 26, 2018
      • Accounts · 5 to 2
        Apr 27, 2016 to Mar 27, 2017
      • Assets in custody · $1.2B to $928M
        Apr 27, 2016 to Mar 27, 2017
      • Private funds · 5 to 2
        Apr 27, 2016 to Mar 27, 2017
      • Discretionary RAUM · $1.2B to $928M
        Apr 27, 2016 to Mar 27, 2017
      • RAUM · $1.2B to $928M
        Apr 27, 2016 to Mar 27, 2017
      • Advisory employees · 9 to 8
        May 8, 2015 to Mar 28, 2016
      • Assets in custody · $1.5B to $1.2B
        May 8, 2015 to Mar 28, 2016
      • Employees · 14 to 13
        May 8, 2015 to Mar 28, 2016
      • Discretionary RAUM · $1.5B to $1.2B
        May 8, 2015 to Mar 28, 2016
      • RAUM · $1.5B to $1.2B
        May 8, 2015 to Mar 28, 2016
      • Advisory employees · 7 to 9
        Jun 9, 2014 to Mar 20, 2015
      • Assets in custody · $934M to $1.5B
        Jun 9, 2014 to Mar 20, 2015
      • Discretionary RAUM · $1.5B to $1.5B
        Jun 9, 2014 to Mar 20, 2015
      • RAUM · $1.5B to $1.5B
        Jun 9, 2014 to Mar 20, 2015
      • Assets in custody · $1.0B to $934M
        Mar 27, 2013 to Mar 25, 2014
      • Discretionary RAUM · $1.8B to $1.5B
        Mar 27, 2013 to Mar 25, 2014
      • RAUM · $1.8B to $1.5B
        Mar 27, 2013 to Mar 25, 2014
      • Advisory employees · unset to 7.0
        Mar 29, 2012 to Mar 27, 2013
      • Assets in custody · $918M to $1.0B
        Mar 29, 2012 to Mar 27, 2013
      • Employees · unset to 14.0
        Mar 29, 2012 to Mar 27, 2013
      • Discretionary RAUM · $1.6B to $1.8B
        Mar 29, 2012 to Mar 27, 2013
      • RAUM · $1.6B to $1.8B
        Mar 29, 2012 to Mar 27, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026