DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
M••••• M•••• M••••••••• I••
Latest filing Sep 2, 2026
First filing on the tape Feb 21, 2012 · 36 filings
SEC status approved since Apr 24, 1989
RAUM
$317M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$311M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$79.3M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$317M as of Jul 23, 2026
Feb 21, 2012$110M then
HNW client RAUM$263M as of Jul 23, 2026
Mar 6, 2018$124M then
State-registered IARs (5.B.3)4 as of Jul 23, 2026
Feb 22, 20132 then
Employees (5.A)7 as of Jul 23, 2026
Feb 22, 20132 then
Private funds: no history
RAUM +5.3% over the last fiscal year+6.3% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $79.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $502,517derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.2%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$263M83%
- Individuals$48.0M15%
- Corporations and businesses$4.3M1.4%
- Pension and profit-sharing plans$1.2M0.4%
- Charitable organizations$500,7320.2%
- Individual clients
- 135reported
- HNW clients
- 76reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 631reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• M•••• M•••••Chartered Financial Analyst | Northbrook, Il | Oct 10, 1997 | 37 y | 1 |
| B•••••• A••• M•••••Certified Financial Planner | Northbrook, Il | Mar 1, 2018 | 12 y | 0 |
| M••• B•••••• B••••Chartered Financial Analyst | Northbrook, Il | Apr 21, 2022 | 34 y | 2 |
| A•••••••• M•••••• W••••••• | Northbrook, Il | Jun 28, 2023 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••• B•••••• B•••• from Z••Apr 21, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••• B••••• M•••• · President And Chief Investment Officercontrolsince 03/1989 · owns less than 5%
- M•••••• B••••••• A••• · Chief Compliance Officer Vice President And Wealth Advisorcontrolsince 03/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Northbrook, Il · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 10, 2026accounts (Item 5.F.2.f) moved from 222.0 to 631.0 (+184.0%) between the annual amendments of 2025-04-17 and 2026-03-10; the peer median change was +5.0% (3687 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 99% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Jul 23, 2026 to Sep 2, 2026
- Related adviser · false to unsetJul 23, 2026 to Sep 2, 2026
- Related bank · false to unsetJul 23, 2026 to Sep 2, 2026
- Related broker-dealer · false to unsetJul 23, 2026 to Sep 2, 2026
- Related insurance company · false to unsetJul 23, 2026 to Sep 2, 2026
- Succession · false to unsetJul 23, 2026 to Sep 2, 2026
- Accounts · 222 to 631Aug 12, 2025 to Mar 10, 2026
- HNW clients · 80 to 76Aug 12, 2025 to Mar 10, 2026
- Individual clients · 138 to 135Aug 12, 2025 to Mar 10, 2026
- Discretionary RAUM · $301M to $317MAug 12, 2025 to Mar 10, 2026
- HNW RAUM · $252M to $263MAug 12, 2025 to Mar 10, 2026
- Individual RAUM · $43.3M to $48.0MAug 12, 2025 to Mar 10, 2026
- Pension RAUM · $878,200 to $1.2MAug 12, 2025 to Mar 10, 2026
- RAUM · $301M to $317MAug 12, 2025 to Mar 10, 2026
- Financial planning clients · 101-250 to 101-250Feb 27, 2025 to Apr 17, 2025
- HNW clients · 73 to 80Mar 20, 2024 to Feb 27, 2025
- Individual clients · 142 to 138Mar 20, 2024 to Feb 27, 2025
- Employees · 6 to 7Mar 20, 2024 to Feb 27, 2025
- Discretionary RAUM · $296M to $301MMar 20, 2024 to Feb 27, 2025
- HNW RAUM · $244M to $252MMar 20, 2024 to Feb 27, 2025
- Individual RAUM · $44.9M to $43.3MMar 20, 2024 to Feb 27, 2025
- Pension RAUM · $3.1M to $878,200Mar 20, 2024 to Feb 27, 2025
- RAUM · $296M to $301MMar 20, 2024 to Feb 27, 2025
- Accounts · 212 to 222Nov 30, 2023 to Mar 20, 2024
- HNW clients · 77 to 73Nov 30, 2023 to Mar 20, 2024
- Individual clients · 126 to 142Nov 30, 2023 to Mar 20, 2024
- Discretionary RAUM · $264M to $296MNov 30, 2023 to Mar 20, 2024
- HNW RAUM · $220M to $244MNov 30, 2023 to Mar 20, 2024
- Individual RAUM · $34.4M to $44.9MNov 30, 2023 to Mar 20, 2024
- Pension RAUM · $3.4M to $3.1MNov 30, 2023 to Mar 20, 2024
- RAUM · $264M to $296MNov 30, 2023 to Mar 20, 2024
- Other offices · 0 to 1Jul 24, 2023 to Sep 28, 2023
- Advisory employees · 3 to 4Jul 6, 2023 to Jul 24, 2023
- State-registered IARs · 3 to 4Jul 6, 2023 to Jul 24, 2023
- Accounts · 169 to 212Aug 22, 2022 to Mar 16, 2023
- Advisory employees · 2 to 3Aug 22, 2022 to Mar 16, 2023
- HNW clients · 55 to 77Aug 22, 2022 to Mar 16, 2023
- Individual clients · 105 to 126Aug 22, 2022 to Mar 16, 2023
- Employees · 4 to 6Aug 22, 2022 to Mar 16, 2023
- State-registered IARs · 2 to 3Aug 22, 2022 to Mar 16, 2023
Signals
1 dated events
- A B•••••• M••••• (Vice President And Wealth Advisor) appeared on Schedule A of M••••• M•••• M••••••••• I••Mar 29, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@mendelmoney.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 847-564-0970reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/mendel-money-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- mendelmoney.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (847) 564-0970reportedpublic record, Form ADV, Sep 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $79.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026