DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D•• A••••••• L••
Latest filing Aug 17, 2026
First filing on the tape Mar 30, 2012 · 32 filings
SEC status approved since Jul 25, 1994
RAUM
$14B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
99
74 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
15
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$14B as of Aug 17, 2026
Mar 30, 2012$10B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 17, 2026
Mar 30, 20120 then
Employees (5.A)99 as of Aug 17, 2026
Mar 27, 201378 then
Private funds15 as of Aug 17, 2026
Mar 30, 201211 then
RAUM +8.6% over the last fiscal year-3.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $687MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $14B, 24 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$14B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 21reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $14B for 24 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
27 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D•• G••••• A•• I••••• M••••• F••• X•• L•• | Hedge Fund | $2.7B | 81 | Feb 24, 2023 |
| D•• G••••• A•• I••••• M••••• F••• X• L•• | Hedge Fund | $2.0B | 83 | Aug 26, 2019 |
| D•• G••••• A•• I••••• M••••• F••• X••• L•• | Hedge Fund | $1.9B | 83 | Mar 30, 2022 |
| D•• G••••• A•• I••••• M••••• F••• I•••• L•• | Hedge Fund | $1.9B | 75 | May 23, 2019 |
| D•• G••••• A•• I••••• M••••• F••• I•• L•• | Hedge Fund | $1.7B | 75 | Nov 22, 2016 |
| D•• G••••• A•• I••••• M••••• F••• X••• L•• | Hedge Fund | $1.5B | 83 | Aug 18, 2021 |
| R••••• I••••••••• H••••• R••• L•• | Hedge Fund | $1.4B | 4 | Aug 26, 2019 |
| D•• G••••• A•• I••••• F••• V••• L•• | Hedge Fund | $853M | 62 | Feb 25, 2014 |
| O• L• L••no longer reported | Hedge Fund | $517M | 30 | Mar 30, 2012 |
| R••••• I• I••••••••• H••••• R••• L•• | Hedge Fund | $490M | 4 | Aug 23, 2022 |
| D•• F••• I• I••••••••• C••••••••• L•• | Hedge Fund | $440M | 2 | Mar 30, 2017 |
| D•• G•• F••• X••• O••••• L• | Hedge Fund | $184M | 7 | Mar 31, 2023 |
| D•• G••••• A•• I••••• F••• V••• C••••••••• I• L•• | Hedge Fund | $168M | 14 | May 26, 2016 |
| D•• G••••• A•• I••••• F••• V• L••no longer reported | Hedge Fund | $139M | 57 | Mar 30, 2012 |
| D•• F••• I• I••••••••• C••••••••• L•• | Hedge Fund | $112M | 7 | Mar 30, 2017 |
| D•• G••••• A•• I••••• F••• V••••••• L•• | Hedge Fund | $50.3M | 2 | Nov 21, 2014 |
| D•• G••••• A•• I••••• F••• V•• L•• | Hedge Fund | $48.0M | 51 | Mar 30, 2012 |
| D•• G••••• A•• I••••• F••• V• L••no longer reported | Hedge Fund | $7.7M | 49 | Mar 30, 2012 |
| D•• C••••• C••••••••• L••no longer reported | Hedge Fund | $4.0M | 3 | Mar 30, 2012 |
| D•• G••••• A•• I••••• F••• I•• L••no longer reported | Hedge Fund | $625,331 | 45 | Mar 30, 2012 |
| D•• G••••• A•• I••••• F••• V• C••••••••• L••no longer reported | Hedge Fund | $253,154 | 12 | Mar 30, 2012 |
| E• H•••••• C•••••• L••no longer reported | Hedge Fund | $238,983 | 39 | Feb 25, 2015 |
| C• C••••••••• L••no longer reported | Hedge Fund | $208,552 | 3 | Mar 30, 2012 |
| T•••• H•••••• C•••••• L••no longer reported | Hedge Fund | $77,864 | 27 | Feb 25, 2015 |
| D•• C••••• C••••••••• L••no longer reported | Hedge Fund | $75,209 | 3 | Mar 30, 2012 |
| D•• G••••• A•• I••••• F••• I• L••no longer reported | Hedge Fund | $7,920 | 40 | Mar 30, 2012 |
| D•• P• R••••• C••••••••• L••no longer reported | Hedge Fund | $1,000 | 9 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A••••••••• J•••• M•••• · Chief Operating Officercontrolsince 06/2004 · owns less than 5%
- G•••• D••••• P•••••• · Chief Compliance Officercontrolsince 03/2015 · owns less than 5%
- L••••• D•••• · Presidentcontrolsince 06/1994 · owns less than 5%
- L••••• D•••• · President/Shareholder (Series 1 Common Stock)controlsince 06/1994 · owns 75% or more of D•• A•••••••• I•••
Entity owners
- D•• A•••••••• I••• · Managing Memberdirect · owns less than 5%
- D•• H••••••• L•• · Memberdirect · owns 75% or more
- D•• A•••••••• I••• · Managing Memberindirect · owns 75% or more of D•• H••••••• L••
Related persons
Schedule D 7.A
- M••••••• I• C•••••••• L••investment adviserbankpooled vehicle sponsory
- M••••••• I• L••investment adviserbankpooled vehicle sponsory
- M••••••• R••••• I• G• L••investment adviserbankpooled vehicle sponsory
- M••••••• R••••• I• K• L••investment adviserbankpooled vehicle sponsory
- M••••••• R••••••• L••investment adviserbankpooled vehicle sponsory
- M••••••• R••••••• L••investment adviserbankpooled vehicle sponsory
- M••••••• V•• L••investment adviserbankpooled vehicle sponsory
- M••••••• V••• L••investment adviserbankpooled vehicle sponsory
- M••••••• V••••• L••investment adviserbankpooled vehicle sponsory
- M••••••• X• L••investment adviserbankpooled vehicle sponsory
- M••••••• X• G•• L••investment adviserbankpooled vehicle sponsory
- M••••••• X•• L••investment adviserbankpooled vehicle sponsory
- R••••• I• I••••••••• A•••• M•••••• L••investment adviserbankpooled vehicle sponsory
- R••••• I••••••••• A•••• M•••••• L••investment adviserbankpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA5 employees
- Miami, FL1 employees
What changed
consecutive filings, newest first
- Pooled vehicle clients · 21 to 24Mar 30, 2026 to Aug 17, 2026
- Private funds · 13 to 15Mar 30, 2026 to Aug 17, 2026
- Accounts · 23 to 21Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 75 to 74Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 23 to 21Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $13B to $14BMar 28, 2025 to Mar 30, 2026
- Employees · 100 to 99Mar 28, 2025 to Mar 30, 2026
- Private funds · 16 to 13Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $13B to $14BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $13B to $14BMar 28, 2025 to Mar 30, 2026
- RAUM · $13B to $14BMar 28, 2025 to Mar 30, 2026
- Accounts · 22 to 23Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 74 to 75Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 22 to 23Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $16B to $13BMar 28, 2024 to Mar 28, 2025
- Employees · 98 to 100Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Private funds · 15 to 16Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $16B to $13BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $16B to $13BMar 28, 2024 to Mar 28, 2025
- RAUM · $16B to $13BMar 28, 2024 to Mar 28, 2025
- Accounts · 23 to 22Jun 13, 2023 to Mar 28, 2024
- Advisory employees · 79 to 74Jun 13, 2023 to Mar 28, 2024
- Pooled vehicle clients · 23 to 22Jun 13, 2023 to Mar 28, 2024
- Assets in custody · $16B to $16BJun 13, 2023 to Mar 28, 2024
- Employees · 92 to 98Jun 13, 2023 to Mar 28, 2024
- Discretionary RAUM · $16B to $16BJun 13, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $16B to $16BJun 13, 2023 to Mar 28, 2024
- RAUM · $16B to $16BJun 13, 2023 to Mar 28, 2024
- Accounts · 22 to 23Feb 24, 2023 to Mar 31, 2023
- Advisory employees · 75 to 79Feb 24, 2023 to Mar 31, 2023
- Pooled vehicle clients · 22 to 23Feb 24, 2023 to Mar 31, 2023
- Assets in custody · $15B to $16BFeb 24, 2023 to Mar 31, 2023
- Employees · 87 to 92Feb 24, 2023 to Mar 31, 2023
- Private funds · 14 to 15Feb 24, 2023 to Mar 31, 2023
- Discretionary RAUM · $15B to $16BFeb 24, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $15B to $16BFeb 24, 2023 to Mar 31, 2023
- RAUM · $15B to $16BFeb 24, 2023 to Mar 31, 2023
- Accounts · 17 to 22Aug 23, 2022 to Feb 24, 2023
- Pooled vehicle clients · 17 to 22Aug 23, 2022 to Feb 24, 2023
Signals
4 dated events
- Eric Andrew Peltz (Managing Director) no longer on Schedule A of D•• A••••••• L•• (listed 2019-05-23, absent 2019-08-26)Aug 26, 2019 · Control person left · inference
- Paul Jr. Mcevoy (Senior Vice President) no longer on Schedule A of D•• A••••••• L•• (listed 2019-05-23, absent 2019-08-26)Aug 26, 2019 · Control person left · inference
- Thomas Brian Summers (Chief Financial Officer) no longer on Schedule A of D•• A••••••• L•• (listed 2019-05-23, absent 2019-08-26)Aug 26, 2019 · Control person left · inference
- Janine Roberts (Director Of Dispositions) no longer on Schedule A of D•• A••••••• L•• (listed 2019-05-23, absent 2019-08-26)Aug 26, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/draadvisorsreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w••.d•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-697-4740reportedpublic record, Form ADV, Aug 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
D•• A••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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