DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••••• C•••••• M••••••••• I••
Latest filing Jun 24, 2026
First filing on the tape Mar 30, 2012 · 24 filings
SEC status approved since Dec 16, 1991
RAUM
$806M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
98%
$788M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$161M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$806M as of Jun 24, 2026
Mar 30, 2012$245M then
HNW client RAUM$716M as of Jun 24, 2026
Mar 28, 2018$406M then
State-registered IARs (5.B.3)5 as of Jun 24, 2026
Mar 30, 20120 then
Employees (5.A)7 as of Jun 24, 2026
Mar 28, 20135 then
Private funds: no history
RAUM +14% over the last fiscal year+11% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Jun 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $161MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 75derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $621,109derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +19%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $247M, 177 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$716M89%
- Individuals$72.3M9.0%
- Pension and profit-sharing plans$9.5M1.2%
- Corporations and businesses$6.5M0.8%
- Charitable organizations$2.2M0.3%
- Individual clients
- 183reported
- HNW clients
- 192reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,298reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $247M for 177 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••• A•••••• C••••••••Chartered Financial Analyst | South Miami, Fl | Apr 23, 2004 | 26 y | 0 |
| A•••••• E•••••• P••••Certified Financial Planner, Chartered Financial Analyst | South Miami, Fl | Dec 2, 2008 | 18 y | 0 |
| J•••• O•••••• W••••Certified Financial Planner | South Miami, Fl | Jun 5, 2014 | 15 y | 1 |
| D•••• A••••• W•••• | South Miami, Fl | Jul 16, 2025 | 11 y | 0 |
| S••• P•••••• P••••••Chartered Financial Analyst | South Miami, Fl | Dec 4, 2025 | 20 y | 0 |
| E••• L••••• | South Miami, Fl | Sep 17, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- A•••••• L••••••••• B•••••• to B•••••• F••••••••• L••Sep 23, 2024 · RIA to a state-registered adviser
Joined, latest
- J•••• O•••••• W•••• from T•• E••••••••• G••••• I•••Jun 5, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• C•••••• A•••••• · Principal/Managing Partnercontrolsince 01/2007 · owns 25% to 50%
- K••••••• C••••• G••••• · Vice-Presidentcontrolsince 09/1997 · owns 5% to 10%
- O•••• L•••••• G•••••••• · Chief Compliance Officercontrolsince 07/2017 · owns less than 5%
- P••••• A••••••• E•••••• · Principalcontrolsince 01/2014 · owns 25% to 50%
- W••••• J••••• O•••••• · Senior Financial Plannercontrolsince 01/2019 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| South Miami, Fl · principal | 6 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,166 to 1,298May 29, 2025 to Mar 18, 2026
- HNW clients · 188 to 192May 29, 2025 to Mar 18, 2026
- Individual clients · 126 to 183May 29, 2025 to Mar 18, 2026
- Assets in custody · $219M to $247MMay 29, 2025 to Mar 18, 2026
- State-registered IARs · 4 to 5May 29, 2025 to Mar 18, 2026
- Discretionary RAUM · $708M to $781MMay 29, 2025 to Mar 18, 2026
- HNW RAUM · $634M to $716MMay 29, 2025 to Mar 18, 2026
- Individual RAUM · $52.1M to $72.3MMay 29, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $2.6M to $24.8MMay 29, 2025 to Mar 18, 2026
- Pension RAUM · $5.3M to $9.5MMay 29, 2025 to Mar 18, 2026
- RAUM · $710M to $806MMay 29, 2025 to Mar 18, 2026
- Financial planning clients · 251-500 to 251-500Mar 31, 2025 to May 29, 2025
- HQ city · CORAL GABLES to SOUTH MIAMIMar 31, 2025 to May 29, 2025
- Accounts · 1,171 to 1,166May 22, 2024 to Mar 31, 2025
- HNW clients · 194 to 188May 22, 2024 to Mar 31, 2025
- Individual clients · 129 to 126May 22, 2024 to Mar 31, 2025
- Assets in custody · $227M to $219MMay 22, 2024 to Mar 31, 2025
- State-registered IARs · 5 to 4May 22, 2024 to Mar 31, 2025
- Discretionary RAUM · $646M to $708MMay 22, 2024 to Mar 31, 2025
- HNW RAUM · $587M to $634MMay 22, 2024 to Mar 31, 2025
- Individual RAUM · $44.1M to $52.1MMay 22, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $2.1M to $2.6MMay 22, 2024 to Mar 31, 2025
- Pension RAUM · $3.6M to $5.3MMay 22, 2024 to Mar 31, 2025
- RAUM · $648M to $710MMay 22, 2024 to Mar 31, 2025
- State-registered IARs · 6 to 5Mar 27, 2024 to May 22, 2024
- Advisory employees · 6 to 5Mar 27, 2024 to May 22, 2024
- Employees · 8 to 7Mar 27, 2024 to May 22, 2024
- Accounts · 1,125 to 1,171Mar 31, 2023 to Mar 27, 2024
- HNW clients · 190 to 194Mar 31, 2023 to Mar 27, 2024
- Individual clients · 138 to 129Mar 31, 2023 to Mar 27, 2024
- Assets in custody · $205M to $227MMar 31, 2023 to Mar 27, 2024
- Discretionary RAUM · $591M to $646MMar 31, 2023 to Mar 27, 2024
- HNW RAUM · $547M to $587MMar 31, 2023 to Mar 27, 2024
- Individual RAUM · $38.8M to $44.1MMar 31, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $2.0M to $2.1MMar 31, 2023 to Mar 27, 2024
- Pension RAUM · $2.7M to $3.6MMar 31, 2023 to Mar 27, 2024
- RAUM · $593M to $648MMar 31, 2023 to Mar 27, 2024
- Accounts · 1,105 to 1,125Mar 31, 2022 to Mar 31, 2023
- HNW clients · 188 to 190Mar 31, 2022 to Mar 31, 2023
- Individual clients · 132 to 138Mar 31, 2022 to Mar 31, 2023
Signals
4 dated events
- E••• L••••• registered as an investment adviser representative at F•••••••• C•••••• M••••••••• I••Sep 17, 2026 · Advisor registered · fact
- A•••••• L••••••••• B•••••• left F•••••••• C•••••• M••••••••• I•• for B•••••• F••••••••• L•• (registered 2026-05-27)Sep 23, 2024 · Advisor changed firm · fact
- Marvin Jack Firestone (President) no longer on Schedule A of F•••••••• C•••••• M••••••••• I•• (listed 2024-03-27, absent 2024-05-22)May 22, 2024 · Control person left · inference
- O'Brien Jerad Waggy (Senior Financial Planner) appeared on Schedule A of F•••••••• C•••••• M••••••••• I••Aug 9, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 305-669-1976reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 305-669-2119reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- F••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (305) 669-2119reportedpublic record, Form ADV, Jun 24, 2026
- Contact form
- firestonecapital.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $161Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026