DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••• V••••• P•••••••• M••••••••• I••
Latest filing Mar 17, 2026
First filing on the tape Mar 14, 2012 · 15 filings
SEC status approved since Jun 7, 2021
RAUM
$219M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
89%
$194M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$54.6M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$219M as of Mar 17, 2026
Mar 14, 2012$60.4M then
HNW client RAUM$79.5M as of Mar 17, 2026
Mar 30, 2022$49.0M then
State-registered IARs (5.B.3)4 as of Mar 17, 2026
Mar 14, 20120 then
Employees (5.A)5 as of Mar 17, 2026
Mar 30, 20224 then
Private funds: no history
RAUM +16% over the last fiscal year+19% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $54.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 183derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $873,587derivedHNW RAUM over HNW clients
- Average account
- $191,560derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.2%derived
- Compensation
- percentage of assets, hourly, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$114M52%
- High-net-worth individuals$79.5M36%
- Charitable organizations$17.2M7.9%
- Pension and profit-sharing plans$6.4M2.9%
- Corporations and businesses$1.2M0.6%
- Individual clients
- 641reported
- HNW clients
- 91reported
- Pension plan clients
- 4reported
- Charitable clients
- 1reported
- Accounts
- 1,141reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourly, commissionsreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• E••• B•••••• | Brookville, Oh | May 26, 1999 | 43 y | 2 |
| K••• A••••• B•••••• | Brookville, Oh | May 26, 1999 | 42 y | 2 |
| M•••••• A••••• M•••• | Brookville, Oh | May 26, 1999 | 22 y | 2 |
| T•••• G••• B•••••• | Brookville, Oh | Feb 20, 2024 | 14 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T•••• G••• B•••••• from S••••• A••••••• I•••Feb 20, 2024 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• K•••• A••••• · Vice-Presidentcontrolsince 03/1992 · owns 25% to 50%
- B••••••• S••••• E••• · Presidentcontrolsince 03/1992 · owns 25% to 50%
- M••••• M••••••• A••••• · Chief Compliance Officercontrolsince 03/1992 · owns 25% to 50%
Related persons
Schedule D 7.A
- B•••••• F•••••••• S•••••••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Brookville, Oh · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Dublin, OH
- Kettering, OH
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 17, 2026selection of other advisers (Item 5.G.7): no on the filing of 2025-03-28, yes on the filing of 2026-03-17peers: independent wealth managers, $100M to $500M (5,676)
- compensation changedChange between filings · filing Mar 17, 2026commissions (Item 5.E.5): no on the filing of 2025-03-28, yes on the filing of 2026-03-17peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Mar 17, 2026HNW share of RAUM moved from 59.0% to 36.0% between the annual amendments of 2025-03-28 and 2026-03-17peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 1,068 to 1,141Mar 28, 2025 to Mar 17, 2026
- Advisory activities · 2 to 3Mar 28, 2025 to Mar 17, 2026
- HNW clients · 214 to 91Mar 28, 2025 to Mar 17, 2026
- Individual clients · 495 to 641Mar 28, 2025 to Mar 17, 2026
- Pension plan clients · 3 to 4Mar 28, 2025 to Mar 17, 2026
- Commission compensation · false to trueMar 28, 2025 to Mar 17, 2026
- Discretionary RAUM · $187M to $215MMar 28, 2025 to Mar 17, 2026
- HNW RAUM · $112M to $79.5MMar 28, 2025 to Mar 17, 2026
- Individual RAUM · $56.1M to $114MMar 28, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $2.4M to $3.2MMar 28, 2025 to Mar 17, 2026
- Pension RAUM · $6.0M to $6.4MMar 28, 2025 to Mar 17, 2026
- RAUM · $189M to $219MMar 28, 2025 to Mar 17, 2026
- Accounts · 978 to 1,068Mar 26, 2024 to Mar 28, 2025
- Advisory employees · 3 to 4Mar 26, 2024 to Mar 28, 2025
- BD registered reps · 3 to 4Mar 26, 2024 to Mar 28, 2025
- Charity clients · unset to 1.0Mar 26, 2024 to Mar 28, 2025
- Corporate clients · unset to 1.0Mar 26, 2024 to Mar 28, 2025
- HNW clients · 162 to 214Mar 26, 2024 to Mar 28, 2025
- Individual clients · 530 to 495Mar 26, 2024 to Mar 28, 2025
- Pension plan clients · unset to 3.0Mar 26, 2024 to Mar 28, 2025
- Employees · 4 to 5Mar 26, 2024 to Mar 28, 2025
- Financial planning clients · 1-10 to 1-10Mar 26, 2024 to Mar 28, 2025
- State-registered IARs · 3 to 4Mar 26, 2024 to Mar 28, 2025
- Discretionary RAUM · $151M to $187MMar 26, 2024 to Mar 28, 2025
- HNW RAUM · $70.1M to $112MMar 26, 2024 to Mar 28, 2025
- Individual RAUM · $65.4M to $56.1MMar 26, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $1.9M to $2.4MMar 26, 2024 to Mar 28, 2025
- Pension RAUM · $5.0M to $6.0MMar 26, 2024 to Mar 28, 2025
- RAUM · $153M to $189MMar 26, 2024 to Mar 28, 2025
- Accounts · 937 to 978Mar 23, 2023 to Mar 26, 2024
- Advisory activities · 3 to 2Mar 23, 2023 to Mar 26, 2024
- HNW clients · 169 to 162Mar 23, 2023 to Mar 26, 2024
- Individual clients · 498 to 530Mar 23, 2023 to Mar 26, 2024
- Discretionary RAUM · $130M to $151MMar 23, 2023 to Mar 26, 2024
- HNW RAUM · $63.0M to $70.1MMar 23, 2023 to Mar 26, 2024
- Individual RAUM · $51.2M to $65.4MMar 23, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $0 to $1.9MMar 23, 2023 to Mar 26, 2024
- Pension RAUM · $4.3M to $5.0MMar 23, 2023 to Mar 26, 2024
- RAUM · $130M to $153MMar 23, 2023 to Mar 26, 2024
- Accounts · 880 to 937Mar 30, 2022 to Mar 23, 2023
Signals
1 dated events
- M•••• V••••• P•••••••• M••••••••• I•• filed its initial SEC registration (Form ADV)May 6, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- d•••@b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- a•••••@b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- s••••@b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 937-833-4920reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 614-889-0300reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 937-833-4043reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/behnken-financialreportedpublic record, Form ADV, Sep 18, 2026
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 937-833-4043reportedpublic record, Form ADV, Mar 17, 2026
- Contact form
- b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- b•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $54.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026