DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Intrack Investment Management, Inc.
Latest filing Mar 24, 2026
First filing on the tape Feb 7, 2012 · 27 filings
SEC status approved since Apr 21, 2014
RAUM
$276M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
88%
$243M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$68.9M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$276M as of Mar 24, 2026
Feb 7, 2012$79.2M then
HNW client RAUM$176M as of Mar 24, 2026
Mar 21, 2018$20.7M then
State-registered IARs (5.B.3)4 as of Mar 24, 2026
Feb 7, 20120 then
Employees (5.A)4 as of Mar 24, 2026
Mar 26, 20142 then
Private funds: no history
RAUM -3.7% over the last fiscal year+10.0% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $68.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $467,372derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$176M64%
- Individuals$66.4M24%
- Charitable organizations$30.9M11%
- Corporations and businesses$2.0M0.7%
- State and municipal entities$298,0680.1%
- Individual clients
- 133reported
- HNW clients
- 56reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 590reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.88 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Myron R Sopher | South Burlington, Vt | Feb 16, 1995 | 30 y | 0 |
| Matthew D. JohnsonChartered Financial Analyst | South Burlington, Vt | Feb 12, 2007 | 19 y | 0 |
| Brett Carter PeltzerChartered Financial Analyst | South Burlington, Vt | Dec 28, 2015 | 21 y | 1 |
| Matthew S Sopher | South Burlington, Vt | May 22, 2024 | 11 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount1 left over 36 months
Left, latest
- Brandon David Tieso to LPL Financial LLCFeb 27, 2026 · RIA to affiliated broker-dealer or bank
Joined, latest
- Brett Carter Peltzer from Peltzer Capital Management LLCDec 28, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D. Matthew Johnson · Partner And Portfolio Managercontrolsince 03/2015 · owns 10% to 25%
- Carter Brett Peltzer · Partnercontrolsince 12/2015 · owns less than 5%
- R Myron Sopher · Managing Partner, Presidentcontrolsince 01/1992 · owns 75% or more
- David Brandon Tieso · Chief Compliance Officercontrolsince 02/2024 · owns less than 5%
- Salemme Lenore Sopher · Treasurer/Secretarysince 12/2003 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| South Burlington, Vt · principal | 4 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Norwich, VT1 employees
What changed
consecutive filings, newest first
- Accounts · 572 to 590Feb 26, 2026 to Mar 24, 2026
- HNW clients · 54 to 56Feb 26, 2026 to Mar 24, 2026
- Individual clients · 135 to 133Feb 26, 2026 to Mar 24, 2026
- Discretionary RAUM · $286M to $276MFeb 26, 2026 to Mar 24, 2026
- HNW RAUM · $187M to $176MFeb 26, 2026 to Mar 24, 2026
- Individual RAUM · $69.3M to $66.4MFeb 26, 2026 to Mar 24, 2026
- RAUM · $286M to $276MFeb 26, 2026 to Mar 24, 2026
- Advisory employees · 5 to 4Mar 10, 2025 to Feb 26, 2026
- Employees · 5 to 4Mar 10, 2025 to Feb 26, 2026
- Accounts · 553 to 572Mar 1, 2024 to Mar 10, 2025
- Advisory employees · 3 to 5Mar 1, 2024 to Mar 10, 2025
- HNW clients · 52 to 54Mar 1, 2024 to Mar 10, 2025
- Individual clients · 134 to 135Mar 1, 2024 to Mar 10, 2025
- Financial planning clients · 1-10 to 26-50Mar 1, 2024 to Mar 10, 2025
- State-registered IARs · 3 to 4Mar 1, 2024 to Mar 10, 2025
- Discretionary RAUM · $263M to $286MMar 1, 2024 to Mar 10, 2025
- HNW RAUM · $175M to $187MMar 1, 2024 to Mar 10, 2025
- Individual RAUM · $60.6M to $69.3MMar 1, 2024 to Mar 10, 2025
- Non-discretionary RAUM · $970,049 to $0Mar 1, 2024 to Mar 10, 2025
- RAUM · $264M to $286MMar 1, 2024 to Mar 10, 2025
- Accounts · 501 to 553Mar 3, 2023 to Mar 1, 2024
- Advisory employees · 4 to 3Mar 3, 2023 to Mar 1, 2024
- Advisory activities · 4 to 5Mar 3, 2023 to Mar 1, 2024
- Individual clients · 120 to 134Mar 3, 2023 to Mar 1, 2024
- Employees · 6 to 5Mar 3, 2023 to Mar 1, 2024
- State-registered IARs · 4 to 3Mar 3, 2023 to Mar 1, 2024
- Discretionary RAUM · $206M to $263MMar 3, 2023 to Mar 1, 2024
- HNW RAUM · $134M to $175MMar 3, 2023 to Mar 1, 2024
- Individual RAUM · $47.8M to $60.6MMar 3, 2023 to Mar 1, 2024
- Non-discretionary RAUM · $966,941 to $970,049Mar 3, 2023 to Mar 1, 2024
- RAUM · $207M to $264MMar 3, 2023 to Mar 1, 2024
- Accounts · 470 to 501Mar 21, 2022 to Mar 3, 2023
- HNW clients · 15 to 52Mar 21, 2022 to Mar 3, 2023
- Individual clients · 146 to 120Mar 21, 2022 to Mar 3, 2023
- Employees · 5 to 6Mar 21, 2022 to Mar 3, 2023
- Discretionary RAUM · $246M to $206MMar 21, 2022 to Mar 3, 2023
- HNW RAUM · $56.8M to $134MMar 21, 2022 to Mar 3, 2023
- Individual RAUM · $146M to $47.8MMar 21, 2022 to Mar 3, 2023
- Non-discretionary RAUM · $942,844 to $966,941Mar 21, 2022 to Mar 3, 2023
- RAUM · $247M to $207MMar 21, 2022 to Mar 3, 2023
Signals
3 dated events
- Brandon David Tieso left Intrack Investment Management, Inc. for Lpl Financial Llc (registered 2026-04-20)Feb 27, 2026 · Advisor changed firm · fact
- David Brandon Tieso (Chief Compliance Officer) appeared on Schedule A of Intrack Investment Management, Inc.Mar 1, 2024 · Control person joined · fact
- Sopher Investment Management Inc filed its initial SEC registration (Form ADV)Mar 26, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@intrackinvest.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 802-649-1677reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 802-658-0625reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 802-649-1666reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/INTRACK-INVESTMENT-MANAGEMENT-INC.reportedpublic record, Form ADV, Sep 17, 2026
- Website
- INTRACKINVEST.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 802-658-0625reportedpublic record, Form ADV, Mar 24, 2026
- Team page
- intrackinvest.com/our-peoplereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $68.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026