DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cibc Global Asset Management
Legal name Cibc Asset Management Inc.
Latest filing Sep 1, 2026
First filing on the tape Jan 27, 2012 · 50 filings
SEC status approved since Jan 2, 1974
RAUM
$163B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
2.8%
$4.5B individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$33B
derived; firm RAUM over IAPD count
Employees
478
333 advisory (5.B.1)
Offices
18
beyond the principal office
Private funds
0
reported on Schedule D
History
50 filings and snapshots on the tape
RAUM$163B as of Aug 31, 2026
Jan 27, 2012$66B then
HNW client RAUM$4.5B as of Aug 31, 2026
Jan 29, 2018$8.5B then
State-registered IARs (5.B.3)2 as of Aug 31, 2026
Jan 27, 20120 then
Employees (5.A)478 as of Aug 31, 2026
Jan 29, 2013153 then
Private funds156 as of Aug 31, 2026
Jan 28, 202273 then
RAUM +15% over the last fiscal year+13% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Sep 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- RAUM per advisor
- $33BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 1,581derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $567,779derivedHNW RAUM over HNW clients
- Average account
- $7.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 95.6derivedItem 5.A over advisors
- Advisors per office
- 0.3derived19 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.0%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$94B58%
- Other investment advisers$34B21%
- Pension and profit-sharing plans$13B8.3%
- Charitable organizations$9.4B5.8%
- High-net-worth individuals$4.5B2.8%
- Pooled investment vehicles$4.3B2.7%
- Corporations and businesses$1.4B0.9%
- Insurance companies$562M0.3%
- State and municipal entities$74.9M0.0%
- Individual clients
- 0reported
- HNW clients
- 7,903reported
- Pension plan clients
- 47reported
- Charitable clients
- 139reported
- Accounts
- 21,743reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.03 fund_share=0.81 institutional_share=0.14 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jason Tadros | Toronto, Ontario | May 31, 2019 | 12 y | 0 |
| Moens Steen Pedersen | Toronto | Mar 4, 2020 | 21 y | 0 |
| Patrick James William BradleyChartered Financial Analyst | Toronto, On | Oct 2, 2024 | 19 y | 0 |
| Danny Peter PinskaChartered Financial Analyst | Toronto | Jun 5, 2025 | 16 y | 0 |
| Yogesh Kumar SandellChartered Financial Analyst | Toronto | Jun 5, 2025 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
73 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Imperial Canadian Bond Poolno longer reported | Hedge Fund | $11B | 378,964 | Aug 27, 2021 |
| Imperial Short-Term Bond Poolno longer reported | Hedge Fund | $7.8B | 358,013 | Aug 27, 2021 |
| Imperial Canadian Dividend Income Poolno longer reported | Hedge Fund | $7.8B | 244,267 | Aug 27, 2021 |
| Imperial U.S. Equity Poolno longer reported | Hedge Fund | $6.3B | 317,982 | Aug 27, 2021 |
| Imperial International Equity Poolno longer reported | Hedge Fund | $5.3B | 312,348 | Aug 27, 2021 |
| Renaissance Corporate Bond Fundno longer reported | Hedge Fund | $4.7B | 32,012 | Aug 27, 2021 |
| Cibc Monthly Income Fundno longer reported | Hedge Fund | $3.7B | 71,898 | Aug 27, 2021 |
| Imperial Canadian Equity Poolno longer reported | Hedge Fund | $3.6B | 137,681 | Aug 27, 2021 |
| Cibc Canadian Bond Fundno longer reported | Hedge Fund | $3.4B | 72,430 | Aug 27, 2021 |
| Imperial Global Equity Income Poolno longer reported | Hedge Fund | $3.2B | 60,919 | Aug 27, 2021 |
| Renaissance Global Growth Fundno longer reported | Hedge Fund | $2.9B | 42,242 | Dec 14, 2021 |
| Cibc Money Market Fund | Liquidity Fund | $2.7B | 243,278 | Aug 27, 2021 |
| Cibc Managed Income Plus Portfoliono longer reported | Hedge Fund | $2.6B | 86,931 | Aug 27, 2021 |
| Cibc Canadian Short-Term Bond Index Fundno longer reported | Hedge Fund | $2.5B | 27,059 | Aug 27, 2021 |
| Cibc U.S. Broad Market Index Fundno longer reported | Hedge Fund | $2.1B | 71,898 | Aug 27, 2021 |
| Cibc Balanced Index Fundno longer reported | Hedge Fund | $1.9B | 58,657 | Aug 27, 2021 |
| Cibc Mgd Balanced Growth Portfoliono longer reported | Hedge Fund | $1.9B | 89,908 | Aug 27, 2021 |
| Renaissance US Equity Income Fundno longer reported | Hedge Fund | $1.8B | 23,609 | Aug 27, 2021 |
| Cibc Managed Growth Portfoliono longer reported | Hedge Fund | $1.8B | 37,206 | Aug 27, 2021 |
| Cibc Canadian Bond Index Fundno longer reported | Hedge Fund | $1.8B | 36,785 | Aug 27, 2021 |
| Imperial International Bond Poolno longer reported | Hedge Fund | $1.7B | 292,245 | Aug 27, 2021 |
| Cibc Mgd Aggressive Grwth Portfoliono longer reported | Hedge Fund | $1.5B | 17,977 | Aug 27, 2021 |
| Renaissance Optimal Income Portfoliono longer reported | Hedge Fund | $1.5B | 44,644 | Aug 27, 2021 |
| Renaissance International Equity Fundno longer reported | Hedge Fund | $1.4B | 35,974 | Sep 30, 2021 |
| Imperial Money Market Pool | Liquidity Fund | $1.3B | 8,050 | Aug 27, 2021 |
| Cibc Canadian Index Fundno longer reported | Hedge Fund | $1.1B | 59,439 | Aug 27, 2021 |
| Cibc International Index Fundno longer reported | Hedge Fund | $997M | 27,974 | Dec 14, 2021 |
| Renaissance Flexible Yield Fundno longer reported | Hedge Fund | $982M | 25,421 | Aug 27, 2021 |
| Renaissance Global Infrastructure Fundno longer reported | Hedge Fund | $921M | 16,819 | Aug 27, 2021 |
| Imperial Emerging Economies Poolno longer reported | Hedge Fund | $806M | 78,389 | Aug 27, 2021 |
| Cibc Canadian Equity Value Fundno longer reported | Hedge Fund | $804M | 6,669 | Aug 27, 2021 |
| Imperial Equity High Income Poolno longer reported | Hedge Fund | $794M | 137,939 | Aug 27, 2021 |
| Renaissance High Yield Bond Fundno longer reported | Hedge Fund | $767M | 7,342 | Sep 30, 2021 |
| Renaissance Global Health Care Fundno longer reported | Hedge Fund | $704M | 22,851 | Aug 27, 2021 |
| Renaissance Canadian Bond Fundno longer reported | Hedge Fund | $701M | 3,555 | Aug 27, 2021 |
| Imperial Canadian Diversified Income Poolno longer reported | Hedge Fund | $691M | 3,915 | Aug 27, 2021 |
| Cibc Global Bond Fundno longer reported | Hedge Fund | $643M | 10,612 | Aug 27, 2021 |
| Cibc Dividend Growth Fundno longer reported | Hedge Fund | $609M | 41,661 | Aug 27, 2021 |
| Cibc Short-Term Income Fundno longer reported | Hedge Fund | $584M | 31,243 | Aug 27, 2021 |
| Cibc Multi-Asset Absolute Return Strategy | Hedge Fund | $568M | 17,981 | Sep 30, 2021 |
Owners and control persons
Schedule A and B, latest filing
- Francis Robert Cancelli · Directorcontrolsince 06/2021 · owns less than 5%
- Stephania Wilhelmina Ditchfield · Chaircontrolsince 03/2023 · owns less than 5%
- Edward Dodig · Directorcontrolsince 05/2019 · owns less than 5%
- Anthony Stephen Gittens · Directorcontrolsince 03/2018 · owns less than 5%
- Nmn Mudit Jain · Directorcontrolsince 03/2023 · owns less than 5%
- Nmn Saher Kazmi · Chief Compliance Officercontrolsince 02/2022 · owns less than 5%
- Henry Michael Leroux · Directorcontrolsince 02/2022 · owns less than 5%
- Michael David Scandiffio · President And Chief Executive Officercontrolsince 04/2015 · owns less than 5%
- (Nmn) Elena Tomasone · Vice President, Business And Investment Servicescontrolsince 11/2019 · owns less than 5%
- (Nmn) Frank Vivacqua · Directorcontrolsince 08/2014 · owns less than 5%
- Nmn Winnie Wakayama · Chief Financial Officercontrolsince 07/2020 · owns less than 5%
Entity owners
- Canadian Imperial Bank Of Commerce · 100.00% Shareholderdirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- 'Firstcaribbean International Trust Company (Bahamas) Limitedbroker-dealern
- Canadian Imperial Bank Of CommerceCPO or CTAy
- Cibc Bank And Trust Company (Cayman) Limitedbroker-dealerpooled vehicle sponsorn
- Cibc Delaware Trust Companyn
- Cibc Investor Services Inc.broker-dealerinvestment advisern
- Cibc Mellon Trust Companycustodiann
- Cibc Mortgages Inc.n
- Cibc National Trust Companyinvestment advisern
- Cibc Private Wealth Advisors, Inc.investment advisernRAUM $68B
- Cibc Securities Inc.broker-dealerinvestment advisern
- Cibc Trust Corporationinvestment advisercustodiann
- Cibc World Markets Corp.broker-dealern
- Cibc World Markets Inc.broker-dealerinvestment advisertrust companyn
- First Caribbean International Bank (Bahamas) Limitedbroker-dealern
Advisers that list Cibc Global Asset Management as a related person
- 109644 n
Offices
Schedule D 1.F, the 25 largest
- Toronto, On, Canada26 employees
- Toronto, Canada10 employees
- Calgary, Ab, Canada7 employees
- Mississauga, On, Canada5 employees
- London, On, Canada3 employees
- Vancouver, Bc, Canada3 employees
- Edmonton, Ab, Canada2 employees
- Ottawa, On, Canada2 employees
- Winnipeg, Mb, Canada1 employees
- Hamilton, On, Canada1 employees
- Regina, Sk, Canada1 employees
- Thornhill, On, Canada1 employees
- Vaughan, On, Canada1 employees
- Victoria, Bc, Canada1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high employee count relative to advisorsStatic outlier · filing Sep 1, 2026employees per registered advisor of 95.6 against a peer median of 7.3 (61 comparable advisers, 98.0th percentile, 11.9 robust deviations)peers: asset managers, $20B and over (61) · 98% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Aug 31, 2026 to Sep 1, 2026
- HQ state · to unsetAug 31, 2026 to Sep 1, 2026
- Private funds · 156 to unsetAug 31, 2026 to Sep 1, 2026
- Succession · false to unsetAug 31, 2026 to Sep 1, 2026
- Private funds · 153 to 156Jan 22, 2026 to Apr 7, 2026
- Accounts · 19,662 to 21,743Dec 10, 2025 to Jan 22, 2026
- Advisory employees · 362 to 333Dec 10, 2025 to Jan 22, 2026
- Charity clients · 111 to 139Dec 10, 2025 to Jan 22, 2026
- Corporate clients · 1,827 to 1,958Dec 10, 2025 to Jan 22, 2026
- HNW clients · 7,383 to 7,903Dec 10, 2025 to Jan 22, 2026
- Pension plan clients · 36 to 47Dec 10, 2025 to Jan 22, 2026
- Pooled vehicle clients · 97 to 37Dec 10, 2025 to Jan 22, 2026
- Employees · 415 to 478Dec 10, 2025 to Jan 22, 2026
- State-registered IARs · 3 to 2Dec 10, 2025 to Jan 22, 2026
- Private funds · 140 to 153Dec 10, 2025 to Jan 22, 2026
- Discretionary RAUM · $137B to $160BDec 10, 2025 to Jan 22, 2026
- HNW RAUM · $1.4B to $4.5BDec 10, 2025 to Jan 22, 2026
- Non-discretionary RAUM · $4.8B to $2.9BDec 10, 2025 to Jan 22, 2026
- Pension RAUM · $12B to $13BDec 10, 2025 to Jan 22, 2026
- Pooled vehicle RAUM · $172M to $4.3BDec 10, 2025 to Jan 22, 2026
- RAUM · $142B to $163BDec 10, 2025 to Jan 22, 2026
- Business name · CIBC ASSET MANAGEMENT INC. to CIBC GLOBAL ASSET MANAGEMENTApr 10, 2025 to Nov 18, 2025
- Financial planning clients · 101-250 to 101-250Jan 29, 2025 to Apr 10, 2025
- Accounts · 20,972 to 19,662Nov 13, 2024 to Jan 29, 2025
- Advisory employees · 265 to 362Nov 13, 2024 to Jan 29, 2025
- Charity clients · 117 to 111Nov 13, 2024 to Jan 29, 2025
- HNW clients · 7,384 to 7,383Nov 13, 2024 to Jan 29, 2025
- Individual clients · 5 to 0Nov 13, 2024 to Jan 29, 2025
- Pension plan clients · 47 to 36Nov 13, 2024 to Jan 29, 2025
- Pooled vehicle clients · 75 to 97Nov 13, 2024 to Jan 29, 2025
- Employees · 401 to 415Nov 13, 2024 to Jan 29, 2025
- HQ state · unset to Nov 13, 2024 to Jan 29, 2025
- Other offices · 17 to 18Nov 13, 2024 to Jan 29, 2025
- Private funds · 5 to 140Nov 13, 2024 to Jan 29, 2025
- Discretionary RAUM · $106B to $137BNov 13, 2024 to Jan 29, 2025
- HNW RAUM · $1.1B to $1.4BNov 13, 2024 to Jan 29, 2025
- Individual RAUM · $1.2M to $0Nov 13, 2024 to Jan 29, 2025
- Non-discretionary RAUM · $2.9B to $4.8BNov 13, 2024 to Jan 29, 2025
- Pension RAUM · $8.8B to $12BNov 13, 2024 to Jan 29, 2025
- Pooled vehicle RAUM · $3.4B to $172MNov 13, 2024 to Jan 29, 2025
Signals
20 dated events
- Cibc Global Asset Management reported RAUM $141.8B, up 31% from $108.4B (2024-11-13 to 2025-01-29)Jan 29, 2025 · RAUM change · derived
- John Hountalas (Chair Of The Board) no longer on Schedule A of Cibc Global Asset Management (listed 2023-01-28, absent 2023-04-11)Apr 11, 2023 · Control person left · inference
- Stephania Wilhelmina Ditchfield (Chair) appeared on Schedule A of Cibc Global Asset ManagementApr 11, 2023 · Control person joined · fact
- Nmn Mudit Jain (Director) appeared on Schedule A of Cibc Global Asset ManagementApr 11, 2023 · Control person joined · fact
- Rudolf Steven Meston (Director) no longer on Schedule A of Cibc Global Asset Management (listed 2022-01-28, absent 2022-04-01)Apr 1, 2022 · Control person left · inference
- Joseph Gerald Donald Reynolds (Chief Compliance Officer) no longer on Schedule A of Cibc Global Asset Management (listed 2022-01-28, absent 2022-04-01)Apr 1, 2022 · Control person left · inference
- Henry Michael Leroux (Director) appeared on Schedule A of Cibc Global Asset ManagementApr 1, 2022 · Control person joined · fact
- Nmn Saher Kazmi (Chief Compliance Officer) appeared on Schedule A of Cibc Global Asset ManagementApr 1, 2022 · Control person joined · fact
- Cibc Global Asset Management reported RAUM $137.4B, up 25% from $109.6B (2021-12-14 to 2022-01-28)Jan 28, 2022 · RAUM change · derived
- Joseph Gerald Donald Reynolds (Chief Compliance Officer) appeared on Schedule A of Cibc Global Asset ManagementOct 18, 2021 · Control person joined · fact
- Alexandra Catherine Dalcourt (Chief Compliance Officer) no longer on Schedule A of Cibc Global Asset Management (listed 2021-09-30, absent 2021-10-18)Oct 18, 2021 · Control person left · inference
- Lee Sandra Bennett (Director) no longer on Schedule A of Cibc Global Asset Management (listed 2021-01-29, absent 2021-06-28)Jun 28, 2021 · Control person left · inference
- Francis Robert Cancelli (Director) appeared on Schedule A of Cibc Global Asset ManagementJun 28, 2021 · Control person joined · fact
- Nmn Winnie Wakayama (Chief Financial Officer) appeared on Schedule A of Cibc Global Asset ManagementSep 17, 2020 · Control person joined · fact
- Pauline Jessica Childs (Chief Financial Officer) no longer on Schedule A of Cibc Global Asset Management (listed 2020-08-11, absent 2020-09-17)Sep 17, 2020 · Control person left · inference
- (Nmn) Elena Tomasone (Chief Operations Officer / Managing Director, Business And Investment Services) appeared on Schedule A of Cibc Global Asset ManagementDec 9, 2019 · Control person joined · fact
- Dino Alessandro Muto (Chief Operations Officer) no longer on Schedule A of Cibc Global Asset Management (listed 2019-07-02, absent 2019-12-09)Dec 9, 2019 · Control person left · inference
- Howard Peter Lee (Director) no longer on Schedule A of Cibc Global Asset Management (listed 2019-05-17, absent 2019-07-02)Jul 2, 2019 · Control person left · inference
- Edward Dodig (Director) appeared on Schedule A of Cibc Global Asset ManagementJul 2, 2019 · Control person joined · fact
- Cibc Global Asset Management Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 29, 2014 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- cibc.com/en/private-wealth.htmlreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 877-363-5620reportedpublic record, Form ADV, Sep 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $33Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026