DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ipswich Investment Management Company, Inc
Legal name Ipswich Investment Management Company, Inc.
Latest filing Mar 16, 2026
First filing on the tape Mar 29, 2012 · 32 filings
SEC status approved since Feb 21, 1986
RAUM
$730M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
86%
$627M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$122M
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$730M as of Mar 16, 2026
Mar 30, 2012$262M then
HNW client RAUM$330M as of Mar 16, 2026
Mar 28, 2018$260M then
State-registered IARs (5.B.3)6 as of Mar 16, 2026
Mar 30, 20120 then
Employees (5.A)11 as of Mar 16, 2026
Apr 1, 20138 then
Private funds: no history
RAUM +5.0% over the last fiscal year+8.6% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $122MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 42derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.9MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.1%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$330M45%
- Individuals$298M41%
- Charitable organizations$82.3M11%
- Corporations and businesses$20.6M2.8%
- Individual clients
- 210reported
- HNW clients
- 42reported
- Pension plan clients
- 0reported
- Charitable clients
- 10reported
- Accounts
- 549reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.86 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James R MccallChartered Financial Analyst | Beverly, Ma | Apr 1, 2013 | 31 y | 1 |
| Alexander M. ColbyChartered Financial Analyst | Beverly, Ma | Apr 30, 2014 | 31 y | 1 |
| Eric Harrison Jostrom | Beverly, Ma | Apr 30, 2014 | 26 y | 1 |
| Patricia Anne Bowlin | Beverly, Ma | Apr 30, 2014 | 29 y | 2 |
| Janell PhillipsChartered Financial Analyst | Beverly, Ma | Jun 1, 2017 | 33 y | 1 |
| David Robert MacdougallChartered Financial Analyst | Beverly, Ma | Jun 29, 2021 | 11 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- David Robert Macdougall from Boston Financial Management LLCJun 29, 2021 · Other
- Janell Phillips from Boston Financial Management LLCJun 1, 2017 · Other
- Alexander M. Colby from Beacon Fiduciary Advisors IncApr 30, 2014 · Other
- Eric Harrison Jostrom from Beacon Fiduciary Advisors IncApr 30, 2014 · Other
- Patricia Anne Bowlin from Boston Advisors, LLCApr 30, 2014 · Other
- James R Mccall from Lighthouse Asset ManagementApr 1, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Anne Patricia Bowlin · Senior Vice President & Managing Directorcontrolsince 02/2010 · owns less than 5%
- M. Alexander Colby · President, Ceo & Managing Directorcontrolsince 11/2014 · owns less than 5%
- Harrison Eric Jostrom · Trusteecontrolsince 01/2007 · owns 25% to 50%
- Robert David Macdougall · Senior Vice President & Managing Directorcontrolsince 01/2023 · owns less than 5%
- R James Mccall · Senior Vice President & Managing Directorcontrolsince 06/2021 · owns less than 5%
- Janell Phillips · Executive Vice President & Managing Directorcontrolsince 08/2022 · owns less than 5%
- Cushing Albert Titcomb · Executive Vice President, Coo & Chief Compliance Officercontrolsince 11/2014 · owns 25% to 50%
- Adams Molly Morin · Vp Treasurersince 12/2022 · owns less than 5%
Related persons
Schedule D 7.A
- Alexander M Colbyinvestment advisery
- David R. Macdougallinvestment advisery
- Eric Harrison Jostrominvestment advisery
- James R Mccallinvestment advisery
- Janell Phillipsinvestment advisery
- Patricia Anne Bowlininvestment advisery
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Beverly, Ma · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 539 to 549Mar 26, 2025 to Mar 16, 2026
- HNW clients · 41 to 42Mar 26, 2025 to Mar 16, 2026
- Individual clients · 201 to 210Mar 26, 2025 to Mar 16, 2026
- Discretionary RAUM · $617M to $646MMar 26, 2025 to Mar 16, 2026
- HNW RAUM · $328M to $330MMar 26, 2025 to Mar 16, 2026
- Individual RAUM · $270M to $298MMar 26, 2025 to Mar 16, 2026
- Non-discretionary RAUM · $79.0M to $83.9MMar 26, 2025 to Mar 16, 2026
- RAUM · $696M to $730MMar 26, 2025 to Mar 16, 2026
- Accounts · 528 to 539Mar 27, 2024 to Mar 26, 2025
- Corporate clients · 5 to 6Mar 27, 2024 to Mar 26, 2025
- HNW clients · 38 to 41Mar 27, 2024 to Mar 26, 2025
- Individual clients · 189 to 201Mar 27, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 26, 2025
- HQ city · IPSWICH to BEVERLYMar 27, 2024 to Mar 26, 2025
- Discretionary RAUM · $562M to $617MMar 27, 2024 to Mar 26, 2025
- HNW RAUM · $307M to $328MMar 27, 2024 to Mar 26, 2025
- Individual RAUM · $235M to $270MMar 27, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $76.4M to $79.0MMar 27, 2024 to Mar 26, 2025
- Pension RAUM · 57624.0 to unsetMar 27, 2024 to Mar 26, 2025
- RAUM · $638M to $696MMar 27, 2024 to Mar 26, 2025
- Accounts · 521 to 528Mar 30, 2023 to Mar 25, 2024
- Individual clients · 197 to 189Mar 30, 2023 to Mar 25, 2024
- Employees · 12 to 11Mar 30, 2023 to Mar 25, 2024
- Discretionary RAUM · $502M to $562MMar 30, 2023 to Mar 25, 2024
- HNW RAUM · $274M to $307MMar 30, 2023 to Mar 25, 2024
- Individual RAUM · $208M to $235MMar 30, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $67.8M to $76.4MMar 30, 2023 to Mar 25, 2024
- Pension RAUM · $51,824 to $57,624Mar 30, 2023 to Mar 25, 2024
- RAUM · $570M to $638MMar 30, 2023 to Mar 25, 2024
- Accounts · 507 to 521May 23, 2022 to Mar 29, 2023
- HNW clients · 35 to 38May 23, 2022 to Mar 29, 2023
- Individual clients · 191 to 197May 23, 2022 to Mar 29, 2023
- Other offices · 1 to 0May 23, 2022 to Mar 29, 2023
- Discretionary RAUM · $582M to $502MMay 23, 2022 to Mar 29, 2023
- HNW RAUM · $325M to $274MMay 23, 2022 to Mar 29, 2023
- Individual RAUM · $243M to $208MMay 23, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $82.8M to $67.8MMay 23, 2022 to Mar 29, 2023
- Pension RAUM · $69,198 to $51,824May 23, 2022 to Mar 29, 2023
- RAUM · $665M to $570MMay 23, 2022 to Mar 29, 2023
- Accounts · 491 to 507Jun 29, 2021 to Mar 25, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@ipswichinvestment.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 978-356-6333reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- IPSWICHINVESTMENT.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 978-356-6333reportedpublic record, Form ADV, Mar 16, 2026
- Team page
- ipswichinvestment.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $122Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026