DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Renaissance Technologies LLC
Latest filing Jul 1, 2026
First filing on the tape Mar 29, 2012 · 43 filings
SEC status approved since Jan 12, 1998
RAUM
$96B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
310
170 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$96B as of Jul 1, 2026
Mar 29, 2012$49B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 1, 2026
Mar 27, 20130 then
Employees (5.A)310 as of Jul 1, 2026
Mar 27, 2013280 then
Private funds4 as of Jul 1, 2026
Mar 29, 20129 then
RAUM +4.8% over the last fiscal year-3.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $6.9BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $96B, 14 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$96B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 14reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $96B for 14 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Medallion Holdings LLC | Hedge Fund | $43B | 0 | Mar 29, 2018 |
| Rief Trading LLC | Hedge Fund | $24B | 801 | Mar 29, 2012 |
| Medallion Fund L.P. | Hedge Fund | $11B | 412 | Mar 29, 2012 |
| Gf Trading LLC | Hedge Fund | $8.3B | 297 | Mar 29, 2012 |
| Medallion Associates L.P. | Hedge Fund | $5.2B | 6 | Mar 29, 2012 |
| Ridge Master Trading L.P. | Hedge Fund | $5.1B | 220 | Mar 30, 2016 |
| Medallion Capital Investments Ltd.no longer reported | Hedge Fund | $3.6B | 20 | Mar 29, 2012 |
| Medallion Fund Rf LPno longer reported | Hedge Fund | $3.4B | 268 | Mar 27, 2013 |
| Medallion USA L.P. | Hedge Fund | $3.2B | 93 | Mar 29, 2012 |
| Badger Holdings L.P.no longer reported | Hedge Fund | $2.4B | 0 | Mar 29, 2012 |
| Mosel Equities L.P.no longer reported | Hedge Fund | $941M | 0 | Mar 29, 2012 |
| Medallion Rmprf Fund, LPno longer reported | Hedge Fund | $163M | 111 | Mar 27, 2013 |
| Renaissance Kaleidoscope Rf Fund LLCno longer reported | Hedge Fund | $43.4M | 13 | Mar 27, 2013 |
| Medallion International Ltd. | Hedge Fund | $35.9M | 9 | Mar 27, 2013 |
| Renaissance Kaleidoscope Fund LLC | Hedge Fund | $30.9M | 29 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Fitzhugh Peter Brown · Chairman Of The Board, Co-President, Co-Ceocontrolsince 01/2010 · owns less than 5%
- James Edward Hubner · Head Of Risk Controlcontrolsince 01/2020 · owns less than 5%
- Allen David Lippe · Director, Co-President, Co-Ceocontrolsince 01/2020 · owns less than 5%
- Douglas Brian Felczak · Chief Financial Officersince 08/2022 · owns less than 5%
- Ben Henry Laufer · Directorsince 01/1996 · owns less than 5%
- William Robert Lourie · Directorsince 08/2022 · owns less than 5%
- Taylor Tiffany Michel · Chief Compliance Officersince 01/2020 · owns less than 5%
- Mark Mendel Silber · Directorsince 12/1990 · owns less than 5%
- Hawrys Marilyn Simons · Directorsince 08/2023 · owns less than 5%
- Henry Nathaniel Simons · Directorsince 02/2006 · owns less than 5%
- Kimball Anne Small · Chief Legal Officer, General Counsel, Directorsince 01/2020 · owns less than 5%
Entity owners
- Renaissance Technologies Holdings Corporation · Memberdirect · owns 75% or more
- Rtc II Holdings LLC · Memberdirect · owns 10% to 25%
- The Estate Of James H. Simons · Shareholderindirect · owns 25% to 50% of Renaissance Technologies Holdings Corporation
Related persons
Schedule D 7.A
- Medallion Trading Gp I LLCpooled vehicle sponsory
- Medallion Trading Gp II LLCpooled vehicle sponsory
- Renaissance Institutional Management LLCbroker-dealery
- Ridge Gp LLCbankpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- East Setauket, NY147 employees
What changed
consecutive filings, newest first
- Advisory employees · 160 to 170Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $92B to $96BMar 28, 2025 to Mar 30, 2026
- Employees · 300 to 310Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $92B to $96BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $92B to $96BMar 28, 2025 to Mar 30, 2026
- RAUM · $92B to $96BMar 28, 2025 to Mar 30, 2026
- Accounts · 15 to 14Aug 6, 2024 to Mar 28, 2025
- Advisory activities · 2 to 1Aug 6, 2024 to Mar 28, 2025
- Corporate clients · unset to 0.0Aug 6, 2024 to Mar 28, 2025
- Assets in custody · $85B to $92BAug 6, 2024 to Mar 28, 2025
- Financial planning clients · unset to Aug 6, 2024 to Mar 28, 2025
- Private funds · 8 to 4Aug 6, 2024 to Mar 28, 2025
- Discretionary RAUM · $89B to $92BAug 6, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $85B to $92BAug 6, 2024 to Mar 28, 2025
- RAUM · $89B to $92BAug 6, 2024 to Mar 28, 2025
- Assets in custody · $96B to $85BFeb 20, 2024 to Mar 27, 2024
- Employees · 310 to 300Feb 20, 2024 to Mar 27, 2024
- Private funds · 9 to 8Feb 20, 2024 to Mar 27, 2024
- Discretionary RAUM · $106B to $89BFeb 20, 2024 to Mar 27, 2024
- Pooled vehicle RAUM · $96B to $85BFeb 20, 2024 to Mar 27, 2024
- RAUM · $106B to $89BFeb 20, 2024 to Mar 27, 2024
- Accounts · 19 to 15Feb 1, 2023 to Mar 30, 2023
- BD registered reps · 3 to 1Feb 1, 2023 to Mar 30, 2023
- Pooled vehicle clients · 18 to 14Feb 1, 2023 to Mar 30, 2023
- Assets in custody · $105B to $96BFeb 1, 2023 to Mar 30, 2023
- Private funds · 13 to 9Feb 1, 2023 to Mar 30, 2023
- Discretionary RAUM · $122B to $106BFeb 1, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $105B to $96BFeb 1, 2023 to Mar 30, 2023
- RAUM · $122B to $106BFeb 1, 2023 to Mar 30, 2023
- Accounts · 20 to 19Sep 22, 2021 to Mar 31, 2022
- Assets in custody · $116B to $105BSep 22, 2021 to Mar 31, 2022
- Discretionary RAUM · $131B to $122BSep 22, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $116B to $105BSep 22, 2021 to Mar 31, 2022
- RAUM · $131B to $122BSep 22, 2021 to Mar 31, 2022
- Advisory employees · 150 to 160Jan 6, 2021 to Mar 30, 2021
- Assets in custody · $146B to $116BJan 6, 2021 to Mar 30, 2021
- Discretionary RAUM · $166B to $131BJan 6, 2021 to Mar 30, 2021
- Pooled vehicle RAUM · $146B to $116BJan 6, 2021 to Mar 30, 2021
- RAUM · $166B to $131BJan 6, 2021 to Mar 30, 2021
- Assets in custody · $102B to $146BJan 29, 2020 to Mar 30, 2020
Signals
5 dated events
- Renaissance Technologies Llc reported RAUM $166.0B, up 27% from $130.9B (2020-01-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Allen David Lippe (Management Committee Member, Director) appeared on Schedule A of Renaissance Technologies LlcJan 29, 2020 · Control person joined · fact
- James Edward Hubner (Chief Risk Officer) appeared on Schedule A of Renaissance Technologies LlcJan 29, 2020 · Control person joined · fact
- Gerard Paul Broder (Director) no longer on Schedule A of Renaissance Technologies Llc (listed 2019-06-27, absent 2019-10-23)Oct 23, 2019 · Control person left · inference
- Renaissance Technologies Llc reported RAUM $130.8B, up 35% from $97.0B (2017-03-30 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/renaissancetechnologiesreportedpublic record, Form ADV, Sep 17, 2026
- Website
- RENTEC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-829-4460reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026