DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S••••••• R••• E••••• V•••••••• S•••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Mar 12, 2012 · 32 filings
SEC status approved since Jul 16, 1990
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
169
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$0 as of Mar 26, 2026
Mar 30, 2016$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 12, 20120 then
Employees (5.A)169 as of Mar 26, 2026
Feb 27, 201360 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- hourly, fixed feesreportedItem 5.E
- Advisory activities
- pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 0reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, hourlyreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••••• M•••••• · Chief Executive Officecontrolsince 07/2019 · owns less than 5%
- W••••••• L•••• L• · General Counsel, Chief Risk Officer, And Chief Compliance Officercontrolsince 04/2020 · owns less than 5%
Entity owners
- S•••• G•••• L•• · Sole Memberdirect · owns 75% or more
- P••••••••• P•••••• I••••••••• I•• · Sponsor Memberindirect · owns 25% to 50% of S••••••• G•••• H•••••••• L•
- S•••• G•••• H••••••• C••••••••• · Sole Memberindirect · owns 75% or more of S•••• G•••• L••
- S••••••• G•••• H•••••••• L• · Ownerindirect · owns 75% or more of S••••••• H••••••• C•••••••••
- S••••••• H••••••• C••••••••• · Ownerindirect · owns 75% or more of S•••• G•••• H••••••• C•••••••••
Related persons
Schedule D 7.A
No related person reported.
Advisers that list S••••••• R••• E••••• V•••••••• S•••••••• L•• as a related person
- 151727 n
Offices
Schedule D 1.F, the 25 largest
- Roseville, CA6 employees
What changed
consecutive filings, newest first
- Advisory employees · 48 to 2Mar 4, 2025 to Mar 26, 2026
- Pension plan clients · 2 to 1Mar 4, 2025 to Mar 26, 2026
- Employees · 182 to 169Mar 4, 2025 to Mar 26, 2026
- Other offices · 1 to 0Mar 4, 2025 to Mar 26, 2026
- Accounts · unset to 0.0Mar 18, 2024 to Mar 4, 2025
- Advisory employees · 50 to 48Mar 18, 2024 to Mar 4, 2025
- Employees · 198 to 182Mar 18, 2024 to Mar 4, 2025
- Financial planning clients · 0 to 0Mar 18, 2024 to Mar 4, 2025
- Discretionary RAUM · unset to 0.0Mar 18, 2024 to Mar 4, 2025
- Non-discretionary RAUM · unset to 0.0Mar 18, 2024 to Mar 4, 2025
- RAUM · unset to 0.0Mar 18, 2024 to Mar 4, 2025
- Advisory employees · 49 to 50Mar 22, 2023 to Mar 18, 2024
- Employees · 188 to 198Mar 22, 2023 to Mar 18, 2024
- Other offices · 2 to 1Mar 22, 2023 to Mar 18, 2024
- Advisory employees · 45 to 49Mar 29, 2022 to Mar 22, 2023
- Employees · 154 to 188Mar 29, 2022 to Mar 22, 2023
- Advisory employees · 49 to 45Nov 10, 2021 to Mar 29, 2022
- Business name · R•••• L•• to S••••••• R••• E••••• V•••••••• S•••••••• L••Nov 10, 2021 to Mar 29, 2022
- Employees · 145 to 154Nov 10, 2021 to Mar 29, 2022
- HQ city · WAVERLY to WEST DES MOINESMar 30, 2021 to Oct 18, 2021
- Other offices · 3 to 2Mar 30, 2021 to Oct 18, 2021
- Legal name · R•••• L•• to S••••••• R••• E••••• V•••••••• S•••••••• L••Oct 18, 2021 to Oct 18, 2021
- Advisory employees · 38 to 49Jan 29, 2021 to Mar 30, 2021
- Pension plan clients · 3 to 2Jan 29, 2021 to Mar 30, 2021
- Employees · 126 to 145Jan 29, 2021 to Mar 30, 2021
- Accounts · 0.0 to unsetAug 8, 2019 to Mar 30, 2020
- Advisory employees · 66 to 38Aug 8, 2019 to Mar 30, 2020
- Advisory activities · 3 to 1Aug 8, 2019 to Mar 30, 2020
- Pension plan clients · 2 to 3Aug 8, 2019 to Mar 30, 2020
- Employees · 98 to 126Aug 8, 2019 to Mar 30, 2020
- Other offices · 6 to 3Aug 8, 2019 to Mar 30, 2020
- Discretionary RAUM · 0.0 to unsetAug 8, 2019 to Mar 30, 2020
- Non-discretionary RAUM · 0.0 to unsetAug 8, 2019 to Mar 30, 2020
- RAUM · 0.0 to unsetAug 8, 2019 to Mar 30, 2020
- Related broker-dealer · true to falseAug 8, 2019 to Mar 30, 2020
- Advisory employees · 40 to 66Jan 22, 2019 to Mar 27, 2019
- Employees · 64 to 98Jan 22, 2019 to Mar 27, 2019
- Other offices · 2 to 6Jan 22, 2019 to Mar 27, 2019
- Pension plan clients · unset to 2.0Nov 21, 2017 to Mar 23, 2018
- Pension RAUM · unset to 0.0Nov 21, 2017 to Mar 23, 2018
Signals
4 dated events
- L L••• W•••••• (General Counsel, Chief Risk Officer, And Chief Compliance Officer) appeared on Schedule A of S••••••• R••• E••••• V•••••••• S•••••••• L••Mar 30, 2021 · Control person joined · fact
- Paul Kenneth Riggs (President/Chief Compliance Officer) no longer on Schedule A of S••••••• R••• E••••• V•••••••• S•••••••• L•• (listed 2021-01-29, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- M•••••• F••••• (Chief Executive Office) appeared on Schedule A of S••••••• R••• E••••• V•••••••• S•••••••• L••Mar 30, 2020 · Control person joined · fact
- R••• E••••• R••••••• C••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Aug 22, 2014 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/situsamcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- situsamc.com/real-estate-valuation-servicesreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-518-8139reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026