DFX Intelligence
RIA Intelligence
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SEC-registered adviser
M•••• C•••••• M•••••••••
Legal name M•••• C•••••• M••••••••• L••
Latest filing Feb 23, 2026
First filing on the tape Jan 9, 2012 · 22 filings
SEC status approved since Nov 28, 1995
RAUM
$204M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
89%
$181M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$102M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$204M as of Feb 23, 2026
Jan 9, 2012$92.3M then
HNW client RAUM$162M as of Feb 23, 2026
Feb 12, 2018$95.7M then
State-registered IARs (5.B.3)2 as of Feb 23, 2026
Jan 9, 20120 then
Employees (5.A)3 as of Feb 23, 2026
Mar 19, 20132 then
Private funds: no history
RAUM +22% over the last fiscal year+11% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $102MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 44derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $527,973derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.4%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Custody
- $83.3M, 59 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$162M79%
- Individuals$19.2M9.4%
- Charitable organizations$11.4M5.6%
- Pension and profit-sharing plans$10.8M5.3%
- Corporations and businesses$617,6380.3%
- Individual clients
- 43reported
- HNW clients
- 44reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 386reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $83.3M for 59 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• G• M•••• | Las Vegas, Nv | Jan 13, 2016 | 40 y | 0 |
| M•••••• R••• M••••••• | Las Vegas, Nv | Apr 11, 2016 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••• N••••• L••• · Manager, Trustee Of The M•••• L••••• T••••••••• D•••• J••• 2•• 1•••controlsince 01/2016 · owns 75% or more
- M••••• R••••••• G• · Chief Compliance Officercontrolsince 10/2004 · owns 75% or more
Entity owners
- M•••• L••••• T••••••••• D•••• J••• 2•• 1••• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Las Vegas, Nv | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Irvine, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 332 to 386Oct 2, 2025 to Feb 23, 2026
- HNW clients · 38 to 44Oct 2, 2025 to Feb 23, 2026
- Assets in custody · $62.9M to $83.3MOct 2, 2025 to Feb 23, 2026
- Discretionary RAUM · $167M to $204MOct 2, 2025 to Feb 23, 2026
- HNW RAUM · $127M to $162MOct 2, 2025 to Feb 23, 2026
- Individual RAUM · $20.2M to $19.2MOct 2, 2025 to Feb 23, 2026
- Pension RAUM · $9.7M to $10.8MOct 2, 2025 to Feb 23, 2026
- RAUM · $167M to $204MOct 2, 2025 to Feb 23, 2026
- Accounts · 329 to 332Feb 20, 2024 to Feb 16, 2025
- HNW clients · 36 to 38Feb 20, 2024 to Feb 16, 2025
- Assets in custody · $26.7M to $62.9MFeb 20, 2024 to Feb 16, 2025
- Financial planning clients · unset to Feb 20, 2024 to Feb 16, 2025
- HQ city · unset to Feb 20, 2024 to Feb 16, 2025
- HQ state · unset to Feb 20, 2024 to Feb 16, 2025
- Discretionary RAUM · $159M to $167MFeb 20, 2024 to Feb 16, 2025
- HNW RAUM · $117M to $127MFeb 20, 2024 to Feb 16, 2025
- Individual RAUM · $18.3M to $20.2MFeb 20, 2024 to Feb 16, 2025
- Pension RAUM · $9.3M to $9.7MFeb 20, 2024 to Feb 16, 2025
- RAUM · $159M to $167MFeb 20, 2024 to Feb 16, 2025
- Accounts · 304 to 329Feb 24, 2023 to Feb 20, 2024
- Individual clients · 39 to 43Feb 24, 2023 to Feb 20, 2024
- Pension plan clients · 5.0 to unsetFeb 24, 2023 to Feb 20, 2024
- Assets in custody · $25.9M to $26.7MFeb 24, 2023 to Feb 20, 2024
- Other offices · 0 to 1Feb 24, 2023 to Feb 20, 2024
- Discretionary RAUM · $147M to $159MFeb 24, 2023 to Feb 20, 2024
- HNW RAUM · $102M to $117MFeb 24, 2023 to Feb 20, 2024
- Individual RAUM · $15.8M to $18.3MFeb 24, 2023 to Feb 20, 2024
- Pension RAUM · $9.5M to $9.3MFeb 24, 2023 to Feb 20, 2024
- RAUM · $147M to $159MFeb 24, 2023 to Feb 20, 2024
- Accounts · 298 to 304Feb 18, 2022 to Feb 24, 2023
- Advisory employees · 1 to 2Feb 18, 2022 to Feb 24, 2023
- HNW clients · 38 to 36Feb 18, 2022 to Feb 24, 2023
- Individual clients · 38 to 39Feb 18, 2022 to Feb 24, 2023
- Assets in custody · $34.5M to $25.9MFeb 18, 2022 to Feb 24, 2023
- Discretionary RAUM · $165M to $147MFeb 18, 2022 to Feb 24, 2023
- HNW RAUM · $113M to $102MFeb 18, 2022 to Feb 24, 2023
- Individual RAUM · $18.0M to $15.8MFeb 18, 2022 to Feb 24, 2023
- Pension RAUM · $17.2M to $9.5MFeb 18, 2022 to Feb 24, 2023
- RAUM · $165M to $147MFeb 18, 2022 to Feb 24, 2023
- Accounts · 302 to 298Nov 5, 2021 to Feb 18, 2022
Signals
1 dated events
- M•••• C•••••• M••••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 14, 2016 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 949-748-3993reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/moler-capital-managementreportedpublic record, Form ADV, Sep 21, 2026
- Website
- M••••CAPITAL.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 949-748-3993reportedpublic record, Form ADV, Feb 23, 2026
- Contact form
- m•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $102Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026