DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••••• I••••••••• M••••••••• I•••
Latest filing Jun 10, 2026
First filing on the tape Mar 23, 2012 · 28 filings
SEC status approved since Sep 14, 1981
RAUM
$1.1B
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
98%
$1.1B individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$283M
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$1.1B as of Jun 10, 2026
Mar 23, 2012$254M then
HNW client RAUM$1.1B as of Jun 10, 2026
Feb 24, 2018$586M then
State-registered IARs (5.B.3)5 as of Jun 10, 2026
Mar 18, 20133 then
Employees (5.A)10 as of Jun 10, 2026
Mar 18, 20135 then
Private funds1 as of Mar 29, 2022
Feb 24, 20181 then
RAUM -7.9% over the last fiscal year+6.1% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Jun 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $283MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 80derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.6MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -6.2%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $82.3M, 39 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.1B93%
- Individuals$54.8M4.8%
- Pension and profit-sharing plans$18.2M1.6%
- Charitable organizations$8.1M0.7%
- Individual clients
- 91reported
- HNW clients
- 227reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 910reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $82.3M for 39 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• J• B••••Chartered Financial Analyst | Novi, Mi | Oct 8, 2010 | 22 y | 0 |
| M•••• G••••• P•••••Chartered Financial Analyst | Novi, Mi | Mar 3, 2011 | 16 y | 0 |
| J•••• M•••••• S•••••Chartered Financial Analyst | Novi, Mi | Jan 1, 2024 | 20 y | 2 |
| E••• S•••• W•••••Chartered Financial Analyst | Novi, Mi | May 18, 2025 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- E••• S•••• W••••• from A••••••••• F•••••••• S•••••••• L••May 18, 2025 · Affiliated broker-dealer or bank to independent RIA
- J•••• M•••••• S••••• from L••• L••• C•••••• M••••••••• L••Jan 1, 2024 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••••• C•••••• F•••• L•no longer reported | Hedge Fund | $20.2M | 35 | Feb 22, 2018 |
Owners and control persons
Schedule A and B, latest filing
- B••••• D•••••• J• · Senior Vice Presidentcontrolsince 12/2023 · owns 25% to 50%
- H••••••••• S••••• D•••• · Shareholdercontrolsince 10/2004 · owns 50% to 75%
- P•••••• E•••• S•••• · Chief Compliance Officercontrolsince 06/2026 · owns less than 5%
- P•••••• M••••• G••••• · Vice Presidentsince 12/2023 · owns 10% to 25%
- S•••••• J••••• M•••••• · Senior Portfolio Managersince 12/2023 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Novi, Mi · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jun 10, 2026P•••••• E•••• S•••• (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2022-03-29 and 2026-06-10peers: independent wealth managers, $1B to $5B (1,362)
- account count surgeChange between filings · filing Mar 17, 2026accounts (Item 5.F.2.f) moved from 349.0 to 910.0 (+161.0%) between the annual amendments of 2025-03-28 and 2026-03-17; the peer median change was +6.0% (1206 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 349 to 910Dec 8, 2025 to Mar 17, 2026
- Advisory activities · 2 to 3Dec 8, 2025 to Mar 17, 2026
- HNW clients · 237 to 227Dec 8, 2025 to Mar 17, 2026
- Individual clients · 102 to 91Dec 8, 2025 to Mar 17, 2026
- Pension plan clients · 7.0 to unsetDec 8, 2025 to Mar 17, 2026
- Assets in custody · unset to 82338018.0Dec 8, 2025 to Mar 17, 2026
- Custody of client assets · false to trueDec 8, 2025 to Mar 17, 2026
- Financial planning clients · 0 to 26-50Dec 8, 2025 to Mar 17, 2026
- State-registered IARs · 4 to 5Dec 8, 2025 to Mar 17, 2026
- Discretionary RAUM · $1.1B to $1.0BDec 8, 2025 to Mar 17, 2026
- HNW RAUM · $1.1B to $1.1BDec 8, 2025 to Mar 17, 2026
- Individual RAUM · $63.9M to $54.8MDec 8, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $101M to $114MDec 8, 2025 to Mar 17, 2026
- Pension RAUM · $25.5M to $18.2MDec 8, 2025 to Mar 17, 2026
- RAUM · $1.2B to $1.1BDec 8, 2025 to Mar 17, 2026
- Accounts · 359 to 349Mar 28, 2024 to Mar 28, 2025
- HNW clients · 248 to 237Mar 28, 2024 to Mar 28, 2025
- Pension plan clients · 12 to 7Mar 28, 2024 to Mar 28, 2025
- Employees · 9 to 10Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $938M to $1.1BMar 28, 2024 to Mar 28, 2025
- HNW RAUM · $986M to $1.1BMar 28, 2024 to Mar 28, 2025
- Individual RAUM · $68.8M to $63.9MMar 28, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $150M to $101MMar 28, 2024 to Mar 28, 2025
- Pension RAUM · $25.4M to $25.5MMar 28, 2024 to Mar 28, 2025
- RAUM · $1.1B to $1.2BMar 28, 2024 to Mar 28, 2025
- Advisory employees · 5 to 6Dec 1, 2023 to Mar 28, 2024
- HNW clients · 217 to 248Dec 1, 2023 to Mar 28, 2024
- Individual clients · 126 to 102Dec 1, 2023 to Mar 28, 2024
- Employees · 10 to 9Dec 1, 2023 to Mar 28, 2024
- Discretionary RAUM · $871M to $938MDec 1, 2023 to Mar 28, 2024
- HNW RAUM · $857M to $986MDec 1, 2023 to Mar 28, 2024
- Individual RAUM · $63.6M to $68.8MDec 1, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $79.0M to $150MDec 1, 2023 to Mar 28, 2024
- Pension RAUM · $20.5M to $25.4MDec 1, 2023 to Mar 28, 2024
- RAUM · $950M to $1.1BDec 1, 2023 to Mar 28, 2024
- Accounts · 338 to 359Jul 21, 2022 to Mar 24, 2023
- Advisory activities · 3 to 2Jul 21, 2022 to Mar 24, 2023
- HNW clients · 232 to 217Jul 21, 2022 to Mar 24, 2023
- Individual clients · 95 to 126Jul 21, 2022 to Mar 24, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@i•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-449-6970reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- INVESTP••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 248-380-1700reportedpublic record, Form ADV, Jun 10, 2026
- Contact form
- i•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- i•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $283Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026