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M••••••••• A•••• M••••••••• C•••••••••

Former SEC-registered adviserFormer SEC adviser· Glen Allen, Virginia

Former SEC-registered adviser, based in Glen Allen, Virginia, reporting $3.2B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$3.2B
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
+29%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 107094 · SEC 801-37885 · 3 filingsShow
CRD 107094SEC 801-37885First filing on the tape Mar 30, 2012, latest Mar 25, 2014IAPD
RAUM
$3.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$3.2B as of Mar 25, 2014
Mar 30, 2012$2.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 25, 2014
Mar 30, 20120 then
Employees (5.A)1 as of Mar 25, 2014
Mar 22, 20131 then
Private funds: no history
RAUM +29% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 25, 2014; every figure names its basis
RAUM per advisor
$3.2BderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$24.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+29%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
132reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • G•••••• T•••••• S••••••••• · President, Secretary And Directorcontrol
        since 10/1990 · owns less than 5%
      • G••••••• R••••••• R••••••• · Chief Compliance Officercontrol
        since 08/2012 · owns less than 5%
      • M•••••• S•••••• A••••• · Directorcontrol
        since 10/1990 · owns less than 5%
      • W••••• R••••••• R• · Directorcontrol
        since 03/2006 · owns less than 5%
      Entity owners
      • M••••• C••••••••• · Shareholder
        direct · owns 75% or more · public reporting company
      Related persons
      Schedule D 7.A
      Advisers that list M••••••••• A•••• M••••••••• C••••••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 145 to 132
        Mar 22, 2013 to Mar 25, 2014
      • Advisory activities · 2 to 1
        Mar 22, 2013 to Mar 25, 2014
      • Discretionary RAUM · $2.5B to $3.2B
        Mar 22, 2013 to Mar 25, 2014
      • RAUM · $2.5B to $3.2B
        Mar 22, 2013 to Mar 25, 2014
      • Advisory employees · unset to 1.0
        Mar 30, 2012 to Mar 22, 2013
      • Employees · unset to 1.0
        Mar 30, 2012 to Mar 22, 2013
      • State-registered IARs · 0 to 1
        Mar 30, 2012 to Mar 22, 2013
      • Discretionary RAUM · $2.0B to $2.5B
        Mar 30, 2012 to Mar 22, 2013
      • RAUM · $2.0B to $2.5B
        Mar 30, 2012 to Mar 22, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026