DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hamel Associates,Inc.
Legal name Hamel Associates Inc
Latest filing Sep 10, 2026
First filing on the tape Mar 26, 2012 · 29 filings
SEC status approved since Oct 29, 1990
RAUM
$548M
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
96%
$524M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$137M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$548M as of Mar 25, 2026
Mar 26, 2012$234M then
HNW client RAUM$507M as of Mar 25, 2026
Mar 30, 2018$368M then
State-registered IARs (5.B.3)5 as of Mar 25, 2026
Mar 26, 20120 then
Employees (5.A)7 as of Mar 25, 2026
Mar 28, 20137 then
Private funds: no history
RAUM +6.6% over the last fiscal year+4.5% a year over threeIARs 2 to 5
Practice profile
derived from the filing of Sep 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $137MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 31derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.5MderivedHNW RAUM over HNW clients
- Average account
- $2.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 4.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- +150%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $28.1M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$507M93%
- Charitable organizations$24.0M4.4%
- Individuals$17.0M3.1%
- Individual clients
- 55reported
- HNW clients
- 68reported
- Pension plan clients
- 0reported
- Charitable clients
- 4reported
- Accounts
- 238reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $28.1M for 2 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Keith Michael TucholskiCertified Financial Planner | Chatham, Nj | Mar 20, 2003 | 30 y | 0 |
| Pasquale C Hamel | Allentown, Pa | Dec 4, 2003 | 30 y | 0 |
| Joshua Ryan Tosoni | Allentown, Pa | Jun 16, 2021 | 10 y | 0 |
| Marisa Yannuzzi | Allentown, Pa | Aug 31, 2021 | 34 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Michael Arthur Gabel to Vicus Capital, Inc.Jan 31, 2019 · RIA to RIA
- Diane Kathrine Taylor to Shapiro Financial Security Group, Inc.Jan 20, 2006 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C Pasquale Hamel · President/Chief Compliance Officer.controlsince 02/1996 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Allentown, Pa · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Mar 25, 2026 to Sep 10, 2026
- HQ city · CENTER VALLEY to ALLENTOWNMar 25, 2026 to Sep 10, 2026
- Other offices · 3 to 2Mar 25, 2026 to Sep 10, 2026
- Related adviser · false to unsetMar 25, 2026 to Sep 10, 2026
- Related bank · false to unsetMar 25, 2026 to Sep 10, 2026
- Related broker-dealer · false to unsetMar 25, 2026 to Sep 10, 2026
- Related insurance company · false to unsetMar 25, 2026 to Sep 10, 2026
- Succession · false to unsetMar 25, 2026 to Sep 10, 2026
- Accounts · 236 to 238Feb 2, 2026 to Mar 25, 2026
- Charity clients · unset to 4.0Feb 2, 2026 to Mar 25, 2026
- Individual clients · 50 to 55Feb 2, 2026 to Mar 25, 2026
- Assets in custody · $16.9M to $28.1MFeb 2, 2026 to Mar 25, 2026
- State-registered IARs · 2 to 5Feb 2, 2026 to Mar 25, 2026
- Discretionary RAUM · $452M to $482MFeb 2, 2026 to Mar 25, 2026
- HNW RAUM · $478M to $507MFeb 2, 2026 to Mar 25, 2026
- Individual RAUM · $16.3M to $17.0MFeb 2, 2026 to Mar 25, 2026
- Non-discretionary RAUM · $62.8M to $66.3MFeb 2, 2026 to Mar 25, 2026
- Pension RAUM · 594333.0 to unsetFeb 2, 2026 to Mar 25, 2026
- RAUM · $515M to $548MFeb 2, 2026 to Mar 25, 2026
- Succession · true to falseFeb 1, 2026 to Feb 2, 2026
- HQ city · CHATHAM to CENTER VALLEYNov 7, 2025 to Feb 1, 2026
- HQ state · NJ to PANov 7, 2025 to Feb 1, 2026
- Succession · false to trueNov 7, 2025 to Feb 1, 2026
- Other offices · 2 to 3Jun 2, 2025 to Nov 7, 2025
- Assets in custody · unset to 16871292.0Apr 9, 2025 to Jun 2, 2025
- Custody of client assets · false to trueApr 9, 2025 to Jun 2, 2025
- Financial planning clients · 101-250 to 101-250Apr 9, 2025 to Jun 2, 2025
- Accounts · 241 to 236Mar 29, 2024 to Apr 9, 2025
- HNW clients · 60 to 68Mar 29, 2024 to Apr 9, 2025
- Individual clients · 52 to 50Mar 29, 2024 to Apr 9, 2025
- Financial planning clients · 51-100 to 101-250Mar 29, 2024 to Apr 9, 2025
- Discretionary RAUM · $434M to $452MMar 29, 2024 to Apr 9, 2025
- HNW RAUM · $449M to $478MMar 29, 2024 to Apr 9, 2025
- Individual RAUM · $18.0M to $16.3MMar 29, 2024 to Apr 9, 2025
- Non-discretionary RAUM · $55.0M to $62.8MMar 29, 2024 to Apr 9, 2025
- Pension RAUM · $554,931 to $594,333Mar 29, 2024 to Apr 9, 2025
- RAUM · $489M to $515MMar 29, 2024 to Apr 9, 2025
- Accounts · 242 to 241Mar 23, 2023 to Mar 26, 2024
- HNW clients · 63 to 60Mar 23, 2023 to Mar 26, 2024
- Individual clients · 47 to 52Mar 23, 2023 to Mar 26, 2024
Signals
1 dated events
- Hamel Associates,Inc. reported succeeding to the business of Hamel Associates,Inc. (Form ADV Item 4)Feb 1, 2026 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 973-665-1400reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 973-665-1405reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- HAMELASSOCIATESINC.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (835) 282-2820reportedpublic record, Form ADV, Sep 10, 2026
- Team page
- hamelassociatesinc.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $137Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026