DFX Intelligence

RIA Intelligence

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SEC-registered adviser

B•••••• A••••••••• I•••

Independent wealth managerWestport, ConnecticutCRD 107169SEC 801-37267website IAPD

Latest filing Feb 19, 2026

First filing on the tape Mar 29, 2012 · 20 filings

SEC status approved since Aug 30, 1990

RAUM

$472M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

96%

$452M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

20 filings and snapshots on the tape

RAUM$472M as of Feb 19, 2026

Mar 29, 2012$196M then

HNW client RAUM$450M as of Feb 19, 2026

Mar 29, 2018$268M then

State-registered IARs (5.B.3)0 as of Feb 19, 2026

Mar 26, 20130 then

Employees (5.A)4 as of Feb 19, 2026

Mar 26, 20136 then

Private funds1 as of Mar 19, 2014

Mar 29, 20121 then

RAUM +8.5% over the last fiscal year+19% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Feb 19, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.6MderivedHNW RAUM over HNW clients
Average account: $2.9MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +8.5%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: -1.9%derived
Compensation: percentage of assets, hourly, fixed fees, subscriptionreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, publicationsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$450M95%
Corporations and businesses$19.9M4.2%
Individuals$1.9M0.4%

Individual clients: 6reported
HNW clients: 97reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 164reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.96 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
B•••••• F•••• L•no longer reported	Hedge Fund	$6.6M	3	Mar 29, 2012

Owners and control persons

Schedule A and B, latest filing

R••••• J••••••• Y••• · President, Director Of Research, Portfolio Manager, Chief Compliance Officer And Chief Information Officercontrol
since 03/1995 · owns 75% or more
R••••• J•••••••• J• · Treasurer
since 01/2024 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 2 to 3
Mar 5, 2025 to Feb 19, 2026
HNW clients · 98 to 97
Mar 5, 2025 to Feb 19, 2026
Individual clients · 7 to 6
Mar 5, 2025 to Feb 19, 2026
Employees · 3 to 4
Mar 5, 2025 to Feb 19, 2026
Discretionary RAUM · $433M to $470M
Mar 5, 2025 to Feb 19, 2026
HNW RAUM · $407M to $450M
Mar 5, 2025 to Feb 19, 2026
Individual RAUM · $1.7M to $1.9M
Mar 5, 2025 to Feb 19, 2026
Non-discretionary RAUM · $1.8M to $1.7M
Mar 5, 2025 to Feb 19, 2026
RAUM · $435M to $472M
Mar 5, 2025 to Feb 19, 2026
Accounts · 166 to 164
Jan 4, 2024 to Mar 5, 2025
Corporate clients · 3 to 4
Jan 4, 2024 to Mar 5, 2025
HNW clients · 81 to 98
Jan 4, 2024 to Mar 5, 2025
Individual clients · 2 to 7
Jan 4, 2024 to Mar 5, 2025
Financial planning clients · unset to
Jan 4, 2024 to Mar 5, 2025
Discretionary RAUM · $347M to $433M
Jan 4, 2024 to Mar 5, 2025
HNW RAUM · $321M to $407M
Jan 4, 2024 to Mar 5, 2025
Individual RAUM · $504,347 to $1.7M
Jan 4, 2024 to Mar 5, 2025
Non-discretionary RAUM · $1.6M to $1.8M
Jan 4, 2024 to Mar 5, 2025
RAUM · $349M to $435M
Jan 4, 2024 to Mar 5, 2025
Accounts · 172 to 166
Mar 22, 2023 to Jan 4, 2024
Advisory employees · 4 to 2
Mar 22, 2023 to Jan 4, 2024
Corporate clients · 2 to 3
Mar 22, 2023 to Jan 4, 2024
HNW clients · 77 to 81
Mar 22, 2023 to Jan 4, 2024
Individual clients · 4 to 2
Mar 22, 2023 to Jan 4, 2024
Employees · 5 to 3
Mar 22, 2023 to Jan 4, 2024
Discretionary RAUM · $275M to $347M
Mar 22, 2023 to Jan 4, 2024
HNW RAUM · $267M to $321M
Mar 22, 2023 to Jan 4, 2024
Individual RAUM · $1.2M to $504,347
Mar 22, 2023 to Jan 4, 2024
Non-discretionary RAUM · $2.3M to $1.6M
Mar 22, 2023 to Jan 4, 2024
RAUM · $277M to $349M
Mar 22, 2023 to Jan 4, 2024
Accounts · 173 to 172
Mar 24, 2022 to Mar 22, 2023
HNW clients · 70 to 77
Mar 24, 2022 to Mar 22, 2023
Individual clients · 9 to 4
Mar 24, 2022 to Mar 22, 2023
Discretionary RAUM · $377M to $275M
Mar 24, 2022 to Mar 22, 2023
HNW RAUM · $370M to $267M
Mar 24, 2022 to Mar 22, 2023
Individual RAUM · $2.7M to $1.2M
Mar 24, 2022 to Mar 22, 2023
Non-discretionary RAUM · $1.7M to $2.3M
Mar 24, 2022 to Mar 22, 2023
RAUM · $379M to $277M
Mar 24, 2022 to Mar 22, 2023
Accounts · 179 to 173
Jun 28, 2021 to Mar 24, 2022
HNW clients · 59 to 70
Jun 28, 2021 to Mar 24, 2022

Signals

2 dated events

Laszlo Birinyi (President) no longer on Schedule A of B•••••• A••••••••• I••• (listed 2023-03-22, absent 2024-01-04)
Jan 4, 2024 · Control person left · inference
B•••••• A••••••••• I••• reported RAUM $277.1M, down 27% from $379.1M (2022-03-24 to 2023-03-22)
Mar 22, 2023 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 203-341-0833reportedpublished by the firm, firm site, Sep 16, 2026
Website: B••••••.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 203-341-0833reportedpublic record, Form ADV, Feb 19, 2026
Contact form: b••••••.comreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026