DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••••• W••••• P•••••••
Legal name V•••••• A•••• M••••••••• C••• I•••
Latest filing Mar 27, 2026
First filing on the tape Jul 11, 2012 · 22 filings
SEC status approved since Jun 15, 1990
RAUM
$102M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
62%
$63.4M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$20.5M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$102M as of Mar 27, 2026
Jul 11, 2012$124M then
HNW client RAUM$21.1M as of Mar 27, 2026
Mar 30, 2023$18.0M then
State-registered IARs (5.B.3)5 as of Mar 27, 2026
Apr 1, 20134 then
Employees (5.A)5 as of Mar 27, 2026
Apr 1, 20134 then
Private funds: no history
RAUM -0.1% over the last fiscal year-5.7% a year over threeIARs 5 to 5offices 0 to 1
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $20.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 70derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $282,274derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 38%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +36%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$42.3M41%
- Pension and profit-sharing plans$39.0M38%
- High-net-worth individuals$21.1M21%
- Individual clients
- 338reported
- HNW clients
- 13reported
- Pension plan clients
- 13reported
- Charitable clients
- n/areported
- Accounts
- 363reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.62 fund_share=0.0 institutional_share=0.38 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| H••••• R•• V••••••••• | San Diego, Ca | Sep 22, 2021 | 42 y | 1 |
| A••••• R•••• R••••• | San Diego, Ca | Jul 12, 2023 | 16 y | 2 |
| J•••• R•••••Chartered Financial Consultant | Furlong, Pa | Feb 16, 2024 | 22 y | 6 |
| D•••• S•••• T••••• | Pittman, Nj | Jun 10, 2024 | 43 y | 3 |
| A••••• J••••••• | Mullica, Nj | Jul 12, 2024 | 25 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- A••••• R•••• R••••• to L•• F•••••••• L••May 30, 2024 · RIA to affiliated broker-dealer or bank
- A••••• L• H•••••• to L•• F•••••••• L••Jan 2, 2024 · RIA to affiliated broker-dealer or bank
- J•••• L••••••• W••••• to 1•• G••••• A••••••• I••Oct 9, 2008 · Other
Joined, latest
- J•••• R••••• from T•• B•••••••• G•••• R•• S•••••••• L••Dec 19, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R•••••• A•••••• R•••• · President/Compliance Officercontrolsince 02/2009 · owns 50% to 75%
- V••••••••• H•••••• R•• · Chief Executive Officer/Chief Compliance Officercontrolsince 08/1995 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mullica Hill, Nj · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 27, 2026financial planning (Item 5.G.1): yes on the filing of 2025-03-26, no on the filing of 2026-03-27peers: independent wealth managers, $100M to $500M (5,676)
- discretionary share shiftChange between filings · filing Mar 27, 2026discretionary share of RAUM moved from 64.0% to 100.0% between the annual amendments of 2025-03-26 and 2026-03-27peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 468 to 363Mar 26, 2025 to Mar 27, 2026
- Advisory activities · 5 to 4Mar 26, 2025 to Mar 27, 2026
- BD registered reps · 0 to 1Mar 26, 2025 to Mar 27, 2026
- HNW clients · 8 to 13Mar 26, 2025 to Mar 27, 2026
- Individual clients · 250 to 338Mar 26, 2025 to Mar 27, 2026
- Employees · 7 to 5Mar 26, 2025 to Mar 27, 2026
- Financial planning clients · 11-25 to Mar 26, 2025 to Mar 27, 2026
- Other offices · 0 to 1Mar 26, 2025 to Mar 27, 2026
- Discretionary RAUM · $65.9M to $102MMar 26, 2025 to Mar 27, 2026
- HNW RAUM · $11.5M to $21.1MMar 26, 2025 to Mar 27, 2026
- Individual RAUM · $54.4M to $42.3MMar 26, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $36.6M to $0Mar 26, 2025 to Mar 27, 2026
- Pension RAUM · $36.6M to $39.0MMar 26, 2025 to Mar 27, 2026
- RAUM · $103M to $102MMar 26, 2025 to Mar 27, 2026
- Accounts · 578 to 468Mar 28, 2024 to Mar 26, 2025
- Advisory employees · 2 to 5Mar 28, 2024 to Mar 26, 2025
- Business name · V•••••• F•••••••• C••••••••• to V•••••• W••••• P•••••••Mar 28, 2024 to Mar 26, 2025
- HNW clients · 10 to 8Mar 28, 2024 to Mar 26, 2025
- Individual clients · 265 to 250Mar 28, 2024 to Mar 26, 2025
- Pension plan clients · 15 to 13Mar 28, 2024 to Mar 26, 2025
- Employees · 6 to 7Mar 28, 2024 to Mar 26, 2025
- Insurance-licensed employees · 6 to 5Mar 28, 2024 to Mar 26, 2025
- Financial planning clients · 0 to 11-25Mar 28, 2024 to Mar 26, 2025
- State-registered IARs · 6 to 5Mar 28, 2024 to Mar 26, 2025
- Discretionary RAUM · $90.3M to $65.9MMar 28, 2024 to Mar 26, 2025
- HNW RAUM · $18.5M to $11.5MMar 28, 2024 to Mar 26, 2025
- Individual RAUM · $71.7M to $54.4MMar 28, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $29.2M to $36.6MMar 28, 2024 to Mar 26, 2025
- Pension RAUM · $29.2M to $36.6MMar 28, 2024 to Mar 26, 2025
- RAUM · $119M to $103MMar 28, 2024 to Mar 26, 2025
- Accounts · 1,518 to 578Apr 27, 2023 to Mar 28, 2024
- Advisory employees · 3 to 2Apr 27, 2023 to Mar 28, 2024
- Individual clients · 365 to 265Apr 27, 2023 to Mar 28, 2024
- Pension plan clients · 17 to 15Apr 27, 2023 to Mar 28, 2024
- Insurance-licensed employees · 0 to 6Apr 27, 2023 to Mar 28, 2024
- Financial planning clients · 1-10 to 0Apr 27, 2023 to Mar 28, 2024
- Discretionary RAUM · $122M to $90.3MApr 27, 2023 to Mar 28, 2024
- HNW RAUM · $18.0M to $18.5MApr 27, 2023 to Mar 28, 2024
- Individual RAUM · $66.6M to $71.7MApr 27, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $0 to $29.2MApr 27, 2023 to Mar 28, 2024
Signals
2 dated events
- A••••• R•••• R••••• left V•••••• W••••• P••••••• for L•• F•••••••• L•• (registered 2023-07-12)May 30, 2024 · Advisor changed firm · fact
- A••••• L• H•••••• left V•••••• W••••• P••••••• for L•• F•••••••• L•• (registered 2023-10-19)Jan 2, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- victoryfiduciary.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 856-464-3100reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $20.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026