DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O••••• R••• E••••• A••••••• I••
Latest filing Feb 23, 2024
First filing on the tape Apr 2, 2012 · 13 filings
SEC status approved since Sep 29, 1995
RAUM
$117M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$117M as of Feb 23, 2024
Apr 2, 2012$296M then
HNW client RAUM$0 as of Feb 23, 2024
Mar 28, 2018$0 then
State-registered IARs (5.B.3)0 as of Feb 23, 2024
Apr 2, 20120 then
Employees (5.A)2 as of Feb 23, 2024
Mar 28, 20134 then
Private funds1 as of Feb 23, 2024
Apr 2, 20121 then
RAUM -9.6% over the last fiscal year-9.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 23, 2024; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $117MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- a related person has custody of client cash (9.B.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$117M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• O••••• F•••• L••• | Real Estate Fund | $0 | 3 | Apr 2, 2012 |
Owners and control persons
Schedule A and B, latest filing
- G••• S•••••• J••• · Chief Compliance Officercontrolsince 07/1995 · owns 10% to 25%
- M••••• M•••• E• · Director/Shareholdercontrolsince 07/1995 · owns 10% to 25%
- L••••• A•••• V• · Trusteecontrolsince 04/2007 · owns 75% or more of A••• V• L•••• M•••••• T••••
- L••••• B•••••••• J••••• · Trusteecontrolsince 11/2012 · owns F of A••• V• L•••• M•••••• T••••
- A•••••• B••••• M•••••• · Vice President/Secretarysince 02/2010 · owns less than 5%
- M•••••• D••••• M•••••• · Director/Shareholdersince 07/1995 · owns 10% to 25%
Entity owners
- A••• V• L•••• M•••••• T•••• · Shareholderdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- O••••• F••• M••••••••• I•••pooled vehicle sponsorn
- O••••• R••••• S•••••••• I•••investment companyn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Feb 23, 2024discretionary share of RAUM of 0% against a peer median of 100% (1567 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: asset managers, $100M to $500M (1,567) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 2 to 1Mar 29, 2023 to Feb 23, 2024
- Employees · 0 to 2Mar 29, 2023 to Feb 23, 2024
- Non-discretionary RAUM · $129M to $117MMar 29, 2023 to Feb 23, 2024
- Pooled vehicle RAUM · $129M to $117MMar 29, 2023 to Feb 23, 2024
- RAUM · $129M to $117MMar 29, 2023 to Feb 23, 2024
- Non-discretionary RAUM · $144M to $129MMar 24, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $144M to $129MMar 24, 2022 to Mar 29, 2023
- RAUM · $144M to $129MMar 24, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $156M to $144MMar 25, 2021 to Mar 24, 2022
- Pooled vehicle RAUM · $156M to $144MMar 25, 2021 to Mar 24, 2022
- RAUM · $156M to $144MMar 25, 2021 to Mar 24, 2022
- Non-discretionary RAUM · $171M to $156MMar 31, 2020 to Mar 25, 2021
- Pooled vehicle RAUM · $171M to $156MMar 31, 2020 to Mar 25, 2021
- RAUM · $171M to $156MMar 31, 2020 to Mar 25, 2021
- Non-discretionary RAUM · $179M to $171MMar 29, 2019 to Mar 31, 2020
- Pooled vehicle RAUM · $179M to $171MMar 29, 2019 to Mar 31, 2020
- RAUM · $179M to $171MMar 29, 2019 to Mar 31, 2020
- Non-discretionary RAUM · $537M to $179MMar 28, 2018 to Mar 29, 2019
- Pooled vehicle RAUM · $537M to $179MMar 28, 2018 to Mar 29, 2019
- RAUM · $537M to $179MMar 28, 2018 to Mar 29, 2019
- Charity clients · unset to 0.0Mar 31, 2017 to Mar 28, 2018
- Corporate clients · unset to 0.0Mar 31, 2017 to Mar 28, 2018
- HNW clients · unset to 0.0Mar 31, 2017 to Mar 28, 2018
- Individual clients · unset to 0.0Mar 31, 2017 to Mar 28, 2018
- Pension plan clients · unset to 0.0Mar 31, 2017 to Mar 28, 2018
- Pooled vehicle clients · unset to 2.0Mar 31, 2017 to Mar 28, 2018
- Other offices · unset to 0.0Mar 31, 2017 to Mar 28, 2018
- HNW RAUM · unset to 0.0Mar 31, 2017 to Mar 28, 2018
- Individual RAUM · unset to 0.0Mar 31, 2017 to Mar 28, 2018
- Non-discretionary RAUM · $511M to $537MMar 31, 2017 to Mar 28, 2018
- Pension RAUM · unset to 0.0Mar 31, 2017 to Mar 28, 2018
- Pooled vehicle RAUM · unset to 537000000.0Mar 31, 2017 to Mar 28, 2018
- RAUM · $511M to $537MMar 31, 2017 to Mar 28, 2018
- Non-discretionary RAUM · $394M to $511MMar 31, 2016 to Mar 31, 2017
- RAUM · $394M to $511MMar 31, 2016 to Mar 31, 2017
- Non-discretionary RAUM · $323M to $394MMar 31, 2015 to Mar 31, 2016
- RAUM · $323M to $394MMar 31, 2015 to Mar 31, 2016
- Advisory employees · 4 to 0Mar 31, 2014 to Mar 31, 2015
- Employees · 4 to 0Mar 31, 2014 to Mar 31, 2015
- State-registered IARs · 2 to 0Mar 31, 2014 to Mar 31, 2015
Signals
4 dated events
- Lebowitz Myrna Mason (Shareholder) no longer on Schedule A of O••••• R••• E••••• A••••••• I•• (listed 2023-03-29, absent 2024-02-23)Feb 23, 2024 · Control person left · inference
- D Thomas Wright (Trustee) no longer on Schedule A of O••••• R••• E••••• A••••••• I•• (listed 2023-03-29, absent 2024-02-23)Feb 23, 2024 · Control person left · inference
- Sy Holzer (Trustee) no longer on Schedule A of O••••• R••• E••••• A••••••• I•• (listed 2019-03-29, absent 2020-03-31)Mar 31, 2020 · Control person left · inference
- O••••• R••• E••••• A••••••• I•• reported RAUM $178.7M, down 67% from $537.0M (2018-03-28 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- w••.o•••••••.com (NOT ACTIVE AT THIS TIME)reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 412-261-1500reportedpublic record, Form ADV, Feb 23, 2024
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
O••••• R••• E••••• A••••••• I•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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