DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Tremont Partners Inc

Former SEC-registered adviserRye, New YorkCRD 107223SEC 801-23822IAPD
Latest filing Jul 3, 2012
First filing on the tape Mar 28, 2012 · 2 filings
RAUM
$554M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
24
$558M gross assets
History
2 filings and snapshots on the tape
RAUM$554M as of Jul 3, 2012
Mar 28, 2012$554M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 3, 2012
Mar 28, 20120 then
Employees (5.A): no history
Private funds24 as of Jul 3, 2012
Mar 28, 201224 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 3, 2012; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$23.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
unknownreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Custody
$554M, 24 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
24reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$554M for 24 clientsreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      24 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Rye Select Broad Market Portfolio LimitedHedge Fund$205M43Mar 28, 2012
      Tremont Opportunity Fund III, L.P.Hedge Fund$92.5M60Mar 28, 2012
      Tremont Opportunity Fund LimitedHedge Fund$46.0M17Mar 28, 2012
      Rye Select Broad Market Xl Fund, L.P.Hedge Fund$35.8M162Mar 28, 2012
      Rye Select Broad Market Prime Fund, L.P.Hedge Fund$35.4M343Mar 28, 2012
      Tremont Emerging Markets FundHedge Fund$30.9M23Mar 28, 2012
      Tremont Long / Short Equity Fund, L.P.Hedge Fund$26.7M95Mar 28, 2012
      Tremont Market Neutral Fund II, L.P.Hedge Fund$19.2M159Mar 28, 2012
      Tremont Market Neutral Fund LimitedHedge Fund$15.4M12Mar 28, 2012
      Tremont Opportunity Fund II, L.P.Hedge Fund$9.6M76Mar 28, 2012
      Tremont Equity FundHedge Fund$8.8M6Mar 28, 2012
      Tremont International Insurance Fund, L.P.Hedge Fund$7.8M12Mar 28, 2012
      Rye Select Broad Market Fund, L.P.Hedge Fund$7.4M146Mar 28, 2012
      Tremont Market Neutral Fund, L.P.Hedge Fund$5.3M58Mar 28, 2012
      Tremont Arbitrage Fund, L.P.Hedge Fund$3.3M2Mar 28, 2012
      Tremont Arbitrage FundHedge Fund$3.1M5Mar 28, 2012
      Tremont Multi Manager FundHedge Fund$1.6M1Mar 28, 2012
      Tremont Market Neutral Portfolio LimitedHedge Fund$1.2M1Mar 28, 2012
      Rye Select Equities FundHedge Fund$838,55329Mar 28, 2012
      Tremont Special Situations Fund LLCHedge Fund$683,0416Mar 28, 2012
      Eternity FundHedge Fund$529,3081Mar 28, 2012
      Tremont Core Strategies Portfolio LimitedHedge Fund$217,2794Mar 28, 2012
      Tremont Strategic Insurance Fund, L.P.Hedge Fund$185,63611Mar 28, 2012
      Rye Select Broad Market Insurance Fund, L.P.Hedge Fund$170,1452Mar 28, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Thomas Stephen Clayton · Evp And Chief Compliance Officercontrol
        since 01/1994 · owns less than 5%
      • O Lynn Keeshan · President And Chief Financial Officer; Directorcontrol
        since 09/2005 · owns less than 5%
      • Gabriel James Mccormick · Sen. V.P. And General Counselcontrol
        since 12/2000 · owns less than 5%
      Entity owners
      • Tremont Group Holdings, Inc. · Sole Shareholder
        direct · owns 75% or more
      • Massachusetts Mutual Life Insurance Company · Shareholder
        indirect · owns 75% or more of Massmutual Holding LLC
      • Massmutual Holding LLC · Shareholder
        indirect · owns 75% or more of Oppenheimer Acquisition Corp.
      • Oppenheimer Acquisition Corp. · Shareholder
        indirect · owns 75% or more of Tremont Group Holdings, Inc.
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026