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Former SEC-registered adviser

P•••••••• I••••••••• M••••••• •••••••• L••

Former SEC-registered adviserDublin 4, CRD 107328SEC 801-41173IAPD
Latest filing Mar 28, 2013
First filing on the tape Dec 22, 2011 · 4 filings
RAUM
$6.7B
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
40
20 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$6.7B as of Mar 28, 2013
Mar 30, 2012$8.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2013
Mar 30, 20120 then
Employees (5.A): 40
Private funds: no history
RAUM -20% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 28, 2013; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$19.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
89%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-20%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
342reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • M•••••• N••••• P•••••• · Directorcontrol
        since 10/1998 · owns less than 5%
      • M•••••••• L•••••• M••• · Directorcontrol
        since 10/1998 · owns less than 5%
      • M••••••• C••••• A•••••• · Directorcontrol
        since 05/2012 · owns less than 5%
      • S••••• H•••••• C••••••••• · Directorcontrol
        since 05/2012 · owns less than 5%
      • S••••••• F••••• P••••••• · Director And Chief Executive Officercontrol
        since 05/2012 · owns less than 5%
      Entity owners
      • P•••••••• A•••• M••••••••• H••••••• •••••••• L•• · Direct Parent
        direct · owns 75% or more
      • P•••••••• G••••• L•••••• · Parent
        indirect · owns 75% or more of P•••••••• Asset Management Holdings (I••••••) Ltd
      • P•••••••• H••••••• •••• L•• · Parent
        indirect · owns 75% or more of P•••••••• G••••• L••••••
      • P•••••••• L•••••• · Parent
        indirect · owns 75% or more of P•••••••• H••••••• •••• L••
      Related persons
      Schedule D 7.A
      • P•••••••• F••• M••••••••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 368 to 342
        Jun 14, 2012 to Mar 28, 2013
      • Advisory employees · unset to 20.0
        Jun 14, 2012 to Mar 28, 2013
      • Business name · A•• I••••••••• M••••••• L•• to P•••••••• I••••••••• M••••••• •••••••• L••
        Jun 14, 2012 to Mar 28, 2013
      • Employees · unset to 40.0
        Jun 14, 2012 to Mar 28, 2013
      • Legal name · A•• I••••••••• M••••••• L•• to P•••••••• I••••••••• M••••••• •••••••• L••
        Jun 14, 2012 to Mar 28, 2013
      • Discretionary RAUM · $7.1B to $5.9B
        Jun 14, 2012 to Mar 28, 2013
      • Non-discretionary RAUM · $684M to $723M
        Jun 14, 2012 to Mar 28, 2013
      • RAUM · $7.8B to $6.7B
        Jun 14, 2012 to Mar 28, 2013
      • Discretionary RAUM · $7.8B to $7.1B
        Mar 30, 2012 to Jun 14, 2012
      • Non-discretionary RAUM · $567M to $684M
        Mar 30, 2012 to Jun 14, 2012
      • RAUM · $8.3B to $7.8B
        Mar 30, 2012 to Jun 14, 2012
      • Related adviser · false to true
        Mar 30, 2012 to Jun 14, 2012
      • Related broker-dealer · false to true
        Mar 30, 2012 to Jun 14, 2012
      • Accounts · 1 to 368
        Dec 22, 2011 to Mar 30, 2012
      • Advisory activities · 1 to 4
        Dec 22, 2011 to Mar 30, 2012
      • Discretionary RAUM · $13.6M to $7.8B
        Dec 22, 2011 to Mar 30, 2012
      • Non-discretionary RAUM · $0 to $567M
        Dec 22, 2011 to Mar 30, 2012
      • RAUM · $13.6M to $8.3B
        Dec 22, 2011 to Mar 30, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026